5% Transaction definition

5% Transaction means any Transfer of Corporation Securities described in clause (y) or (z) of paragraph 5.2, subject to the provision of such paragraph 5.2. An “Affiliate” of any Person means any other Person, that, directly or indirectly through one or more intermediaries, controls or is controlled by, or is under common control with, such Person; and, for the purposes of this definition only, “control” (including the terms “controlling”, “controlled by” and “under common control with”) means the possession, direct or indirect, of the power to direct or cause the direction of the management, policies or activities of a Person whether through the ownership of securities, by contract or agency or otherwise.
5% Transaction means any Transfer described in clause (a) or (b) of Section 2.
5% Transaction means any Transfer or purported Transfer of Corporation Securities described in Section A.(ii) of this Article Fourteen, which Transfer is prohibited and/or void under the provisions of such Section A.(ii) of this Article Fourteen.

Examples of 5% Transaction in a sentence

  • Undrawn credit facilities are reported as off-balance sheet items: the LD record field 4 (Allocation of balance sheet items) takes the value O and field 5 (Transaction) takes the value P.

  • Transactions for loan sales during the reference period are always flows "F" (Field 5, "Transaction").

  • The transaction for a loan acquisition during the reference period is always a flow (F) (field 5, Transaction).

  • If the same security is reported in the SBS record in two or more rows, for instance, due to different valuation practices, each row must differ from the oth- ers in respect of at least one field (either field 5 Transaction, field 8 Internal identifier, field 15 Nominal value currency or field 18 Classification according to recognition in financial statements).

  • Table 5 Transaction Type (Note 1)Note 1: Delegations are to the respective officers and agents of Pepco Holdings LLC and its utility subsidiaries (collectively, “PHI”).


More Definitions of 5% Transaction

5% Transaction means any Transfer or attempted Transfer of Company Securities described in clause (A) or (B) of paragraph (a)(1) of this Section 4 of Article IV, subject to the proviso of such paragraph (a)(1).
5% Transaction means any Transfer or purported Transfer of Corporation Securities described in Section 5.03 hereof, which Transfer is prohibited and/or void under the provisions of such Section 5.03 hereof.
5% Transaction means any Transfer or attempted Transfer of Company Securities described in clause (A) of paragraph (a)(1) of this Section 4 of Article IV.
5% Transaction means any Transfer of Corporation Securities described in clause (y) or (z) of paragraph 5.2, subject to the provision of such paragraph 5.2.
5% Transaction means any Transfer or purported Transfer of Corporation Securities described in Section A(2) of this Article X, which Transfer is prohibited and/or void under the provisions of such Section A(2) of this Article X.
5% Transaction means any Transfer of Corporation Securities described in clause (1) or (2) of Paragraph (b) of this Article FIFTH, subject to the provision of such Paragraph (b) of this Article FIFTH.
5% Transaction means any Transfer described in clause (a) or (b) of Section 8.2. “Agent” has the meaning set forth in Section 8.6.