403(b) Adviser Representative definition

403(b) Adviser Representative means (a) as of the date hereof, each of the individuals whose names are set forth on Section 1.1(a) of the Disclosure Schedule, and (b) as of any other date following the date hereof, each employee of the Seller and its Affiliates whose primary responsibility is the provision of brokerage and investment services to customers of the 403(b) Business and that is designated as an “adviser representativeby the Seller, the Company or any of their respective Affiliates and whose names are set forth on Section 1.1(a) of the Disclosure Schedule (with such Disclosure Schedule to be updated by the Seller in the ordinary course of business consistent with this definition).

Related to 403(b) Adviser Representative

  • Investment adviser representative means an individual employed by or associated with an investment adviser or federal covered investment adviser and who makes any recommendations or otherwise gives investment advice regarding securities, manages accounts or portfolios of clients, determines which recommendation or advice regarding securities should be given, provides investment advice or holds herself or himself out as providing investment advice, receives compensation to solicit, offer, or negotiate for the sale of or for selling investment advice, or supervises employees who perform any of the foregoing. The term does not include an individual who:

  • Purchaser Representative means any person who satisfies all of the following conditions or who the issuer reasonably believes satisfies all of the following conditions:

  • Member Representative means an individual who can make OHP-related decisions for a member who is not able to make such decisions themselves.

  • Independent representative means a person who:

  • Supplier Representative means the representative appointed by the Supplier from time to time in relation to this Framework Agreement;

  • Advisory representative means any Supervised Person, who in connection with his or her regular functions or duties, normally makes, participates in, or otherwise obtains current information regarding the Purchase or Sale of a Security by the Firm, or whose functions relate to the making of any recommendations with respect to such purchases or sales, and any natural Person in a Control relationship to the Firm who obtains information concerning recommendations made concerning a Purchase or Sale of a Security. This definition includes but is not limited to the following: partner, officer, Manager, investment person, Portfolio Manager and any other Supervised Person of the Firm designated as an “Advisory Representative” from time to time by the Review Officer.

  • Issuer Representative means the person or persons at the time designated to act on behalf of the Issuer by written certificate furnished to the Company and the Trustee containing the specimen signatures of such person or persons and signed on behalf of the Issuer by its duly authorized agent. Such certificate may designate an alternate or alternates.

  • Buyer Representatives has the meaning set forth in Section 4(e).

  • Independent Advisor means a reputable accounting, appraisal or nationally recognized investment banking, engineering or consulting firm (a) which does not, and whose directors, officers and employees or Affiliates do not, have a direct or indirect material financial interest in the Company and (b) which, in the judgment of the Board of Directors of the Company, is otherwise disinterested, independent and qualified to perform the task for which it is to be engaged.

  • Owner Representative means that Person or Persons designated by Owner in a written notice to Contractor who shall have complete authority to act on behalf of Owner on all matters pertaining to the Work, including giving instructions and making changes in the Work. The Owner Representative as of the Contract Date is designated in Section 4.9.

  • Seller Representative means Xxxxx Bank.

  • Shareholder Representative has the meaning set forth in the preamble.

  • Customer Representative means the representative appointed by the Customer from time to time in relation to the Contract;

  • Holder Representative has the meaning specified in Section 11.1.

  • Investor Representative has the meaning assigned to such term in Section 2.1(a).

  • Independent Adviser means an independent financial institution of international repute or other independent financial adviser experienced in the international debt capital markets, in each case appointed by the Issuer at its own expense;

  • public representative means an individual who is not a member, former member, student or former student of any accounting body;

  • Holders’ Representative means the representative of the Holders named in the preamble, until a successor Holders’ Representative shall have become such pursuant to the applicable provisions of this Agreement, and thereafter “Holders’ Representative” shall mean such successor Holders’ Representative.

  • Engineer’s Representative means the official in the civil/ electrical engineering department who is authorized to be in-charge of the work to which these presents relate. It shall include any other official nominated to attend to the supervision of day to day execution of the work to which this CONTRACT relates.

  • Stockholder Representative has the meaning set forth in the preamble.

  • Seller Representatives has the meaning set forth in Section 5.8(a).

  • Authorized Company Representative means any person who, at the time, shall have been designated to act on behalf of the Company by a written certificate furnished to the Issuer, the Remarketing Agent and the Trustee containing the specimen signature of such person and signed on behalf of the Company by any officer of the Company. Such certificate may designate an alternate or alternates.

  • Principal’s Representative means the person nominated by the Principal or other person from time to time appointed in writing by the Principal to act as the Principal’s Representative for the purposes of the Contract.

  • Industry representative means an individual who is compensated by

  • Sellers’ Representative has the meaning set forth in the Preamble.

  • Stockholders’ Representative has the meaning set forth in the Preamble.