ADDENDUM NO. 1 TO SELECTED DEALER AGREEMENTSelected Dealer Agreement • September 28th, 2007 • Morgan Stanley Series Funds
SELECTED DEALER AGREEMENT October 28, 2019Selected Dealer Agreement • November 1st, 2019 • BLACK CREEK INDUSTRIAL REIT IV Inc. • Real estate investment trusts • Creek
Each of Black Creek Industrial REIT IV Inc., a Maryland corporation (the “Company”), Black Creek Capital Markets, LLC, a Colorado limited liability company (the “Dealer Manager”), BCI IV Advisors LLC, a Delaware limited liability company (the “Advisor”), and BCI IV Advisors Group LLC, a Delaware limited liability company (the “Sponsor”), hereby confirms its agreement with Ameriprise Financial Services, Inc., a Delaware corporation (“Ameriprise”), as follows:
Exhibit 5(b) SELECTED DEALER AGREEMENT Ladies and Gentlemen: The undersigned distributor (the "Distributor" or "us" or "we"), which is a member firm of the National Association of Securities Dealers, Inc. ("NASD"), has an agreement with certain mutual...Selected Dealer Agreement • August 28th, 2008 • Merrill Lynch Funds for Institutions Series • New York
FS GLOBAL CREDIT OPPORTUNITIES FUND—T2 Up to 100,000,000 Common Shares of Beneficial Interest, Par Value $0.001 Per Share DEALER MANAGER AGREEMENT May 26, 2017Selected Dealer Agreement • June 16th, 2017 • FS Global Credit Opportunities Fund-T2 • Delaware
FS Global Credit Opportunities Fund—T2, a Delaware statutory trust (the “Fund”), has registered a public offering (the “Offering”) of a maximum of 100,000,000 common shares of beneficial interest, par value $0.001 per share (the “Common Shares”), to be issued and sold to the public on a “best efforts” basis (the “Offered Shares”) through you, as the managing dealer (the “Dealer Manager”), and the broker-dealers participating in the Offering (the “Selected Dealers”) at an initial public offering price equal to the net asset value per common share (“NAV”) of FS Global Credit Opportunities Fund (“FSGCO”) on the date of the initial weekly closing in the Offering, plus Selling Commissions and the Dealer Manager Fee (each as defined below) of up to 3.0% and 1.0%, respectively, of the Fund’s public offering price per Common Share and, thereafter, at a public offering price equal to the Fund’s then current NAV per Common Share, plus Selling Commissions and the Dealer Manager Fee of up to 3.0%
FORM OF DEALER MANAGER AGREEMENT Up to $_______,000,000 in Shares of Common Stock, $0.001 par value per share March ____, 2016Selected Dealer Agreement • March 11th, 2016 • VII Peaks Co-Optivist Income BDC II, Inc. • Delaware
The Company has entered into an investment advisory agreement, dated as of August 20, 2013 (the “Investment Advisory Agreement”), with VII Peaks Capital, LLC, a Delaware limited liability company registered as an investment adviser (the “Adviser”) under the Investment Advisers Act of 1940, as amended, and the rules and regulations thereunder (collectively, the “Advisers Act”).
FREEDOM CAPITAL CORPORATION Up to 50,000,000 Shares of Common Stock, $0.001 par value per share DEALER MANAGER AGREEMENT March 5, 2015Selected Dealer Agreement • May 4th, 2015 • Freedom Capital Corp/Md • Delaware
Freedom Capital Corporation, a Maryland corporation (the “Corporation”), has registered for public sale (the “Offering”) a maximum of 50,000,000 shares of its common stock, $0.001 par value per share (the “Common Stock”), to be issued and sold to the public on a “best efforts” basis (the “Offered Shares”) through you as the managing dealer (the “Dealer Manager”) and the broker-dealers participating in the offering (the “Selected Dealers”) at an initial offering price of $10.00 per share (subject in certain circumstances to discounts based upon the volume of shares purchased). Terms not otherwise defined herein shall have the same meaning as in the Prospectus, as that term is defined in Section 1.1 below.
DIVIDEND CAPITAL DIVERSIFIED PROPERTY FUND INC. SELECTED DEALER AGREEMENTSelected Dealer Agreement • September 19th, 2016 • Dividend Capital Diversified Property Fund Inc. • Real estate investment trusts
Each of Dividend Capital Diversified Property Fund Inc., a Maryland corporation (the “Company”), Dividend Capital Securities LLC, a Colorado limited liability company (the “Dealer Manager”) and Dividend Capital Total Advisors LLC, a Delaware limited liability company (the “Advisor”), hereby confirms its agreement with Raymond James & Associates, Inc., a Florida corporation (“Raymond James”), as follows:
MORGAN JOSEPH & CO. INC. 19TH FLOOR NEW YORK, NEW YORK 10020 SELECTED DEALER AGREEMENTSelected Dealer Agreement • November 7th, 2007 • 2020 ChinaCap Acquirco, Inc. • Blank checks • New York
Morgan Joseph & Co. Inc. (“Morgan Joseph”) is acting as the representative of the underwriters (the “Underwriters”) in a firm commitment underwritten offering (the “Offering”) to sell 7,500,000 units1 (the “Units”) of 2020 ChinaCap Acquirco, Inc., a Delaware corporation (the “Company”), as described in the prospectus for the Offering (the “Prospectus”). Morgan Joseph is hereby inviting a selected group of dealers to act as selected dealers in connection with the Offering, subject to the other terms and conditions set forth herein and in the Prospectus, and by executing this Selected Dealer Agreement (this “Agreement”), Morgan Joseph hereby approves the entity signatory hereto (the “Selected Dealer” as a selected dealer in connection with the Offering.
HINES REAL ESTATE INVESTMENT TRUST, INC. Up to $3,500,000,000 in Shares of Common Stock SELECTED DEALER AGREEMENTSelected Dealer Agreement • June 27th, 2008 • Hines Real Estate Investment Trust Inc • Real estate investment trusts • Texas
Hines Real Estate Securities, Inc., as the dealer manager (“Dealer Manager”) for Hines Real Estate Investment Trust, Inc. (“Company”), a Maryland corporation, invites you (“Dealer”) to participate in the distribution of shares of common stock (“Shares”) of the Company subject to the following terms:
Exhibit No. 5(c) SELECTED DEALER AGREEMENT This Selected Dealer Agreement ("Agreement") is entered into as of __________, 2001, by and between Brinson Advisors, Inc. ("We" or "Us") and ________________________ ("You"). We are the exclusive national...Selected Dealer Agreement • November 2nd, 2001 • Painewebber Pace Select Advisors Trust • New York
MORGAN STANLEY DISTRIBUTION INC. SELECTED DEALER AGREEMENTSelected Dealer Agreement • July 6th, 2012 • AIP Macro Registered Fund P • New York
Morgan Stanley Distribution Inc. (“Distributor”) serves as a principal underwriter for the AIP Macro Registered Fund P (the “Fund”), a closed-end registered investment company under the Investment Company Act of 1940, as amended (the “1940 Act”), pursuant to a distribution agreement with the Fund. Distributor and (“Dealer”) hereby agree that Dealer will participate in the distribution of shares of the Fund (“Shares”), subject to the terms of this Agreement (“Agreement”), dated as of the day of , 20 .
COLE OFFICE & INDUSTRIAL REIT (CCIT III), INC. Up to 142,105,263 Shares of Common Stock FORM OF DEALER MANAGER AGREEMENTSelected Dealer Agreement • August 4th, 2014 • Cole Office & Industrial REIT (CCIT III), Inc. • Real estate investment trusts • Arizona
COLE CREDIT PROPERTY TRUST III, INC. Up to 275,000,000 Shares of Common Stock FORM OF DEALER MANAGER AGREEMENTSelected Dealer Agreement • February 12th, 2010 • Cole Credit Property Trust III, Inc. • Real estate investment trusts • Arizona
SELECTED DEALER AGREEMENTSelected Dealer Agreement • May 15th, 2020 • Cim Income Nav, Inc. • Real estate investment trusts • Arizona
CCO Capital, LLC, as the dealer manager (“Dealer Manager”) for CIM Income NAV, Inc. (the “Company”), a Maryland corporation, invites you (the “Dealer”) to participate in the distribution of shares of Class D common stock (“Class D Shares”), Class T common stock (“Class T Shares”), Class S common stock (“Class S Shares”) and Class I common stock (“Class I Shares” and, together with the Class D Shares, Class T Shares and Class S Shares, the “Shares”) of the Company subject to the following terms:
FORM OF SELECTED DEALER AGREEMENT WITH CAREY FINANCIAL, LLCSelected Dealer Agreement • January 16th, 2015 • Carey Watermark Investors 2 Inc • Real estate investment trusts
Carey Financial, LLC (the “Dealer Manager”) entered into a dealer manager agreement, dated as of , 2015 (the “Dealer Manager Agreement”), with Carey Watermark Investors 2 Incorporated, a Maryland corporation (the “Company”), under which the Dealer Manager agreed to use its best efforts to solicit subscriptions in connection with the public offering (the “Offering”) for its shares of common stock, $.001 par value per share, as described in the Dealer Manager Agreement commencing on the initial Effective Date (as defined below). Unless otherwise defined herein, capitalized terms used herein shall have the respective meanings therefor as in the Dealer Manager Agreement.
WACCAMAW BANKSHARES, INC. Common Stock SELECTED DEALER AGREEMENTSelected Dealer Agreement • May 21st, 2010 • Waccamaw Bankshares Inc • State commercial banks • Virginia
LOGO] RODIN INCOME TRUST, INC. Up to $1,250,000,000 in Shares of Common Stock FORM OF SELECTED DEALER AGREEMENTSelected Dealer Agreement • April 13th, 2018 • Rodin Income Trust, Inc. • Real estate investment trusts • New York
Cantor Fitzgerald & Co., as the dealer manager (the “Dealer Manager”) for Rodin Income Trust, Inc. (the “Company”), a Maryland corporation that intends to qualify to be taxed as a real estate investment trust, invites you (the “Dealer”) to participate in the distribution of Class A shares (the “Class A Shares”), Class T shares (the “Class T Shares”) and Class I shares (the “Class I Shares”) of common stock, $0.01 par value per share (the Class A Shares, the Class T Shares and Class I Shares collectively, the “Shares”) of the Company subject to the following terms:
OWL ROCK CAPITAL CORPORATION II MAXIMUM OFFERING OF 264,000,000 SHARES OF COMMON STOCK SELECTED DEALER AGREEMENT October 13, 2017Selected Dealer Agreement • October 13th, 2017 • Owl Rock Capital Corp II
SELECTED DEALER AGREEMENTSelected Dealer Agreement • May 1st, 2018 • Blackstone Real Estate Income Trust, Inc. • Real estate investment trusts • New York
Blackstone Advisory Partners L.P., as the dealer manager (“Dealer Manager”) for Blackstone Real Estate Income Trust, Inc. (the “Company”), a Maryland corporation which will be taxed as a real estate investment trust, invites you (the “Dealer”) to participate in the distribution of shares of common stock, $0.01 par value per share, of the Company (“Common Stock”) subject to the following terms:
SELECTED DEALER AGREEMENTSelected Dealer Agreement • June 18th, 2012 • Medical Hospitality Group, Inc. • Real estate investment trusts • Texas
ARI Financial, Inc., a Kansas Corporation, as the dealer manager ("Dealer Manager") for Medical Hospitality Group, Inc. (the "Issuer"), a Maryland Corporation of which Medical Hospitality Capital Markets Group, LLC, a Texas Limited Liability Corporation, serves as the advisor (the "Advisor"), invites you (the "Dealer") to participate in the distribution of stock of the Issuer ("Common Shares") subject to the following terms:
PIMCO Interval Funds Selected Dealer AgreementSelected Dealer Agreement • June 17th, 2022 • PIMCO California Flexible Municipal Income Fund • New York
WHEREAS, each closed-end “interval” investment company set forth in Exhibit A (each referred to as a “Fund”) has appointed Distributor as exclusive agent to sell and distribute each class of shares of the Fund, which are distributed by Distributor and sold by the Fund at their offering prices as set forth in the Fund’s prospectus and statement of additional information and as provided in Distributor’s Distribution Contract with respect to such Fund; and
FORM OF SELECTED DEALER AGREEMENTSelected Dealer Agreement • August 31st, 2016 • Blackstone Real Estate Income Trust, Inc. • Real estate investment trusts • New York
Blackstone Advisory Partners L.P., as the dealer manager (“Dealer Manager”) for Blackstone Real Estate Income Trust, Inc. (the “Company”), a Maryland corporation which will be taxed as a real estate investment trust, invites you (the “Dealer”) to participate in the distribution of shares of common stock, $0.01 par value per share, of the Company (“Common Stock”) subject to the following terms:
CHANTICLEER DIVIDEND FUND, INC. Up to $125,000,000 in Shares of Common Stock, $0.001 par value per share FORM OF DEALER MANAGER AGREEMENTSelected Dealer Agreement • January 20th, 2011 • Chanticleer Dividend Fund, Inc. • Delaware
Up to 150,000,000 Shares of Common Stock FORM OF SELECTED DEALER AGREEMENTSelected Dealer Agreement • June 3rd, 2015 • HMS Income Fund, Inc. • Texas
CANTOR FITZGERALD INCOME TRUST, INC. SELECTED DEALER AGREEMENTSelected Dealer Agreement • August 9th, 2023 • Cantor Fitzgerald Income Trust, Inc. • Real estate investment trusts • New York
Cantor Fitzgerald & Co., as the dealer manager (the “Dealer Manager”) for Cantor Fitzgerald Income Trust, Inc. (the “Company”), a Maryland corporation that has elected to qualify as a real estate investment trust, invites the selected dealer identified on the signature page to this agreement (the “Dealer”) to participate in the distribution of Class T shares (the “Class T Shares”), Class S shares (the “Class S Shares”), Class D shares (the “Class D Shares”) and Class I shares (the “Class I Shares”, together with the Class T, Shares, the Class S Shares and the Class D Shares, the “Shares”) of common stock, $0.01 par value per share of the Company (“Common Stock”) subject to the following terms:
BEHRINGER HARVARD REIT II, INC. Up to $2,475,000,000 in Shares of Common Stock FORM OF DEALER MANAGER AGREEMENTSelected Dealer Agreement • August 24th, 2007 • Behringer Harvard REIT II, Inc. • Texas
EXCLUSIVE DEALER MANAGER AGREEMENT BUSINESS DEVELOPMENT CORPORATION OF AMERICA II Up to 300,000,000 Shares of Common Stock September 8, 2014Selected Dealer Agreement • October 27th, 2014 • BUSINESS DEVELOPMENT Corp OF AMERICA II • New York
Business Development Corporation of America II (the “ Company ”) is a Maryland corporation that has elected to be treated as a business development company (“ BDC ”) under the Investment Company Act of 1940 and the rules and regulations thereunder (collectively, the “Investment Company Act”). The Company has registered for public sale (the “ Offering ”) a maximum of 300,000,000 shares of common stock, $0.001 par value per share (the “ Shares ”), to be sold to the public on a “best efforts” continuous basis, for an initial purchase price of $10.00 per Share (subject in certain circumstances to discounts based upon the volume of Shares purchased), all upon the other terms and subject to the conditions set forth in the Prospectus (as defined below). The Company has reserved the right to (i) change the price per Share in the Offering in order to ensure that the Shares are not sold at a price, which after deduction of selling commissions and dealer manager fees, is below the Company’s NAV a
SELECTED DEALER AGREEMENT COVERING SHARES OF BENEFICIAL INTEREST IN O'CONNOR FUND OF FUNDS: MASTERS BETWEEN UBS FINANCIAL SERVICES INC. AND (NAME OF SELECTED DEALER)Selected Dealer Agreement • September 10th, 2013 • O'Connor Fund of Funds: Masters • New York
The Selected Dealer named above and UBS Financial Services Inc., the distributor of shares of beneficial interest in O'Connor Fund of Funds: Masters, agree to the terms and conditions set forth in this agreement.
FORM OF SELECTED DEALER AGREEMENTSelected Dealer Agreement • December 23rd, 2019 • UBS Series Funds • New York
This Selected Dealer Agreement (“Agreement”) is entered into as of [ ], by and between UBS Asset Management (US) Inc., a Delaware corporation, (“we” or “us”) and [ ], a [ ] corporation (“you”). We are the exclusive national distributor of the shares (“Shares”) of the investment companies listed on Schedule A hereto (each, a “Fund” and together, the “Funds”), each of which is registered under the Investment Company Act of 1940, as amended (“1940 Act”) or is a series of a registered investment company. We understand that you wish to act as a Selected Dealer with respect to the Shares. You have represented that you are a broker-dealer registered with the Securities and Exchange Commission (“SEC”) under the Securities Exchange Act of 1934, as amended (“1934 Act”), and a member in good standing of the Financial Industry Regulatory Authority (“FINRA”), or a “bank” as defined in Section 3(a)(6) of the 1934 Act (“Bank”) and are not required to register as a broker-dealer under the 1934 Act at
SELECTED DEALER AGREEMENTSelected Dealer Agreement • April 11th, 2012 • New School Properties, Inc. • Real estate investment trusts • Texas
ARI Financial, Inc., a Kansas Corporation, as the dealer manager ("Dealer Manager") for New School Properties, Inc. (the "Issuer"), a Texas Corporation of which New School Advisors, LLC, a Texas Limited Liability Corporation, serves as the advisor (the "Advisor"), invites you (the "Dealer") to participate in the distribution of stock of the Issuer ("Class A Common Shares") subject to the following terms:
TRANSTECH SERVICES PARTNERS INC. SELECTED DEALER AGREEMENTSelected Dealer Agreement • December 8th, 2006 • TransTech Services Partners Inc. • Blank checks • New York
Maxim Group LLC (“Maxim”) is acting as the representative of the underwriters (the “Underwriters”) in a firm commitment, underwritten offering (the “Offering”) to sell 6,000,000 units (the “Units”)1 of TransTech Services Partners Inc., a Delaware corporation (the “Company”) as described in the prospectus for the Offering (the “Prospectus”). Maxim is hereby inviting the entity signatory hereto (the “Selected Dealer”), subject to the other terms and conditions set forth herein and in the Prospectus, to act as a selected dealer in connection with the Offering, and by executing this Selected Dealer Agreement (this “Agreement”), Maxim hereby approves such signatory as a Selected Dealer in connection with the Offering.
WELLS REAL ESTATE INVESTMENT TRUST II, INC. FORM OF DEALER MANAGER AGREEMENTSelected Dealer Agreement • September 22nd, 2008 • Wells Real Estate Investment Trust Ii Inc • Real estate investment trusts • Georgia
EXHIBIT 10.7 SELECTED DEALER AGREEMENT Ladies and Gentlemen: ________________________________, as the dealer manager ("Dealer Manager") for Fidelity Dividend Capital Inc. (the "Company"), a Maryland corporation, invites you (the "Dealer") to...Selected Dealer Agreement • April 8th, 2004 • Dividend Capital Inc
AMENDMENT TO SELECTED DEALER AGREEMENT, CLEARING BROKER-DEALER AGREEMENT, SERVICES AGREEMENT OR PARTICIPATION AGREEMENTSelected Dealer Agreement • April 30th, 2007 • American Fidelity Separate Account C
The undersigned distributor (the “Distributor” or “us” or “we”), which is a member firm of the National Association of Securities Dealers, Inc. (“NASD”), has previously entered into an agreement with you for the sale of shares or administration of accounts holding shares of certain mutual funds (“Funds”) for which it acts as the distributor (“Existing Agreement”). The Funds are open-end investment companies registered under the Investment Company Act of 1940, as amended (the “Investment Company Act”), and the Shares are registered under the Securities Act of 1933, as amended (the “Securities Act”). Distributor desires now to amend the Existing Agreement in order to make the following changes and you agree accordingly:
SELECTED DEALER AGREEMENTSelected Dealer Agreement • October 29th, 2004 • Usa Capital First Trust Deed Fund LLC • Loan brokers • Nevada
USA Securities, LLC, a Nevada limited-liability company (the “Placement Agent”), and the undersigned broker-dealer (the “Dealer”), hereby enter into this Selected Dealer Agreement (this “Agreement”) as of the date hereof (the “Effective Date”) with respect to the participation by the Dealer in the distribution of the limited-liability company membership units (the “Units”) of USA Capital First Trust Deed Fund, LLC, a Nevada limited-liability company (the “Company”), pursuant to a public offering of the Units (the “Offering”) on the terms and conditions set forth below:
