Securities Client Agreement Sample Contracts

SECURITIES CLIENT AGREEMENT
Securities Client Agreement • July 14th, 2022 • Hong Kong
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Securities Client Agreement*
Securities Client Agreement • March 4th, 2019 • Hong Kong

(Licensed under the Securities and Futures Ordinance (CE No. BBK541) to conduct Type 1 (Dealing in Securities), Type 2 (Dealing in Futures Contracts), Type 4 (Advising on Securities) and Type 6 (Advising on Corporate Finance) regulated activity and an exchange participant of The Stock Exchange of Hong Kong Limited.)

Securities Client Agreement*
Securities Client Agreement • September 16th, 2020 • Hong Kong

(Licensed under the Securities and Futures Ordinance (CE No. BBK541) to conduct Type 1 (Dealing in Securities), Type 2 (Dealing in Futures Contracts), Type 4 (Advising on Securities) and Type 6 (Advising on Corporate Finance) regulated activity and an exchange participant of The Stock Exchange of Hong Kong Limited.)

SECURITIES CLIENT AGREEMENT
Securities Client Agreement • November 8th, 2023 • Hong Kong
SECURITIES CLIENT AGREEMENT
Securities Client Agreement • February 27th, 2023 • Hong Kong

Grand China Securities Limited, a company incorporated in Hong Kong with its principal place of business at Room 503, 5/F, Loke Yew Building, 50-52 Queen’s Road, Central, Hong Kong. The Company is registered with the SFC (as hereinafter defined) as a licensed corporation to conduct Type 1 (dealing in securities), Type 2 (dealing in futures contracts), Type 4 (advising on securities) and Type 9 (asset management) regulated activities whose CE number is AYX768. Grand China Securities Limited is also an Exchange Participant of the Stock Exchange of Hong Kong.

Securities Client Agreement*
Securities Client Agreement • May 31st, 2017 • Hong Kong

(Licensed under the Securities and Futures Ordinance (CE No. BBK541) to conduct Type 1 (dealing in securities) regulated activity and an exchange participant of The Stock Exchange of Hong Kong Limited.)

Securities Client Agreement
Securities Client Agreement • September 14th, 2021 • Hong Kong

This Section I is applicable to each and every Account of whatever nature now or subsequently opened with Golden Eagle Brokerage

SECURITIES CLIENT AGREEMENT
Securities Client Agreement • October 20th, 2020 • Hong Kong

In consideration of your opening and maintaining at my/our request of one or more cash securities trading account(s) for me/us and your agreeing to act as my/our agent or broker for the execution of orders for the purchase or sale of securities of every type and description, I/we, the undersigned hereby agree to effect transactions as hereinafter defined subject to the following terms and conditions of the Client Agreement for Cash Account (“the Agreement”):

Cash Securities Client Agreement
Securities Client Agreement • November 6th, 2020 • Hong Kong

This Section I is applicable to each and every Account of whatever nature now or subsequently opened with Golden Eagle Brokerage

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