Redemption and Exchange Agreement Sample Contracts

RAIT Financial Trust – REDEMPTION AND EXCHANGE AGREEMENT (June 28th, 2018)

This Redemption and Exchange Agreement (this “Agreement”) is made and entered into as of June 27, 2018, by and among RAIT Financial Trust, a real estate investment trust formed and existing under the laws of the State of Maryland (the “Company”), RAIT Asset Holdings IV, LLC, a limited liability company formed and existing under the laws of the State of Delaware (“NewSub”), and ARS VI Investor I, LP, a limited partnership formed and existing under the laws of the State of Delaware, formerly known as ARS VI Investor I, LLC (“Investor”).  The Company, NewSub and Investor are collectively referred to herein as the “Parties” and individually as a “Party,” as the context requires.

RCS Capital Corp – REDEMPTION AND EXCHANGE AGREEMENT (March 11th, 2015)

This REDEMPTION AND EXCHANGE AGREEMENT (this “Agreement”), is made and entered into as of December 31, 2014, by and between RCS Capital Holdings, LLC, a Delaware limited liability company (“Holdings”), RCS Capital Corporation, a Delaware corporation (“RCAP”), in its individual capacity and its capacity as Managing Member of Holdings and those individuals listed on Exhibit A hereto (the “LTIP Members”). Terms not defined herein have the meaning ascribed to them under the Limited Liability Company Agreement of RCS Capital Holdings, LLC, entered into as of February 11, 2014, between RCAP and RCS Capital Management, LLC, a Delaware limited liability company and RCAP’s service provider (“RCS Management”), as amended by the First Amendment to Limited Liability Company Agreement of Holdings, dated as of April 29, 2014, among RCAP and the LTIP Members (the “LLC Agreement”).

Energy Transfer Partners, L.P. – REDEMPTION AND EXCHANGE AGREEMENT BY AND AMONG ENERGY TRANSFER EQUITY, L.P., AND ENERGY TRANSFER PARTNERS, L.P. MAY 10, 2010 (June 2nd, 2010)

This REDEMPTION AND EXCHANGE AGREEMENT (this “Agreement”), dated as of May 10, 2010 (the “Execution Date”), is made and entered into by and among Energy Transfer Equity, L.P., a Delaware limited partnership (“ETE”), and Energy Transfer Partners, L.P., a Delaware limited partnership (“ETP”).

Energy Transfer Equity, L.P. – REDEMPTION AND EXCHANGE AGREEMENT BY AND AMONG ENERGY TRANSFER EQUITY, L.P., AND ENERGY TRANSFER PARTNERS, L.P. MAY 10, 2010 (May 13th, 2010)

This REDEMPTION AND EXCHANGE AGREEMENT (this “Agreement”), dated as of May 10, 2010 (the “Execution Date”), is made and entered into by and among Energy Transfer Equity, L.P., a Delaware limited partnership (“ETE”), and Energy Transfer Partners, L.P., a Delaware limited partnership (“ETP”).

WorldSpace, Inc – FORM OF AMENDMENT, REDEMPTION AND EXCHANGE AGREEMENT (June 4th, 2007)

AMENDMENT, REDEMPTION AND EXCHANGE AGREEMENT (this “Agreement”), dated as of June 1, 2007, by and among Worldspace, Inc., a Delaware corporation (the “Company”), each of the Company’s subsidiaries listed on Exhibit A attached hereto, each of which shall guarantee the Notes (as defined below) (the “Guarantors”) and the investor specified on the signature pages hereto (the “Investor”).

Electric City Corp – REDEMPTION AND EXCHANGE AGREEMENT (March 23rd, 2004)

This Redemption and Exchange Agreement (the “Agreement”) is entered into as of March 19, 2004, by and among Electric City Corp., a Delaware corporation (the “Company”), and the undersigned holders of Preferred Stock of the Company listed on the Schedule of Investors (the “Schedule of Investors”) attached hereto as Schedule A (each, a “Participating Investor”, and collectively, the “Participating Investors”).

8x8 Inc /De/ – REDEMPTION AND EXCHANGE AGREEMENT (January 30th, 2002)

THIS REDEMPTION AND EXCHANGE AGREEMENT (this "Agreement"), dated as of December 13, 2001, is made by and among 8x8, Inc., a Delaware corporation, with headquarters located at 2445 Mission College Blvd., Santa Clara, California 95054 (the "Company"), and the investors listed on the Schedule of Investors attached hereto (individually, an "Investor" and collectively, the "Investors").

8x8 Inc /De/ – REDEMPTION AND EXCHANGE AGREEMENT (December 17th, 2001)

THIS REDEMPTION AND EXCHANGE AGREEMENT (this "Agreement"), dated as of December 13, 2001, is made by and among 8x8, Inc., a Delaware corporation, with headquarters located at 2445 Mission College Blvd., Santa Clara, California 95054 (the "Company"), and the investors listed on the Schedule of Investors attached hereto (individually, an "Investor" and collectively, the "Investors").

Proxymed Inc /Ft Lauderdale/ – FOR IMMEDIATE RELEASE Contact: Frank M. Puthoff Chief Legal Officer ProxyMed, Inc. (954) 473-1001, ext. 300 PROXYMED, INC. ANNOUNCES FINANCING Ft Lauderdale, Fla. - June 16, 2000 - ProxyMed, Inc. (Nasdaq: PILL), a leading provider of eHealth physician solutions and business-to-business healthcare transaction services, today announced it has received $6.0 million in gross proceeds from a private placement of convertible notes and warrants. This satisfies the terms of the Redemption and Exchange Agreement (the "Redemption Agreement") for the Company's Series B Convertible Preferred Stock requiri (June 19th, 2000)
Proxymed Inc /Ft Lauderdale/ – REDEMPTION AND EXCHANGE AGREEMENT (May 8th, 2000)
Genus Inc – REDEMPTION AND EXCHANGE AGREEMENT (August 5th, 1998)
Nxtrend Technology Inc – STOCK REDEMPTION AND EXCHANGE AGREEMENT (March 14th, 1997)