Prime Brokerage AgreementPrime Brokerage Agreement • February 27th, 2008
Contract Type FiledFebruary 27th, 2008
PRIME BROKERAGE AGREEMENTPrime Brokerage Agreement • July 26th, 2010 • New York
Contract Type FiledJuly 26th, 2010 JurisdictionThis Agreement is made the / / - between ("Prime Broker") and ("Executing Broker") which is either a self- clearing executing broker and/or a firm which is clearing transactions on behalf of an introducing firm.
FX and Bullion Prime Brokerage AgreementPrime Brokerage Agreement • March 18th, 2011 • Campbell Strategic Allocation Fund Lp • Commodity contracts brokers & dealers • New York
Contract Type FiledMarch 18th, 2011 Company Industry JurisdictionThis FX AND BULLION PRIME BROKERAGE AGREEMENT (as amended, amended and restated, modified or otherwise supplemented from time to time, and including all schedules and attachments, the “Agreement”), dated as of August 1, 2010 is by and between UBS AG (“UBS” or “Prime Broker”) and Campbell & Company, Inc. and Campbell & Company Investment Adviser LLC as agent on behalf of each entity identified on Exhibit A to the Customer Master Trading Agreement, severally and not jointly (each such entity, a “Customer”), in each case as further indicated on Exhibit A to the Customer Master Trading Agreement.
T +353 (0)1 224 6000Prime Brokerage Agreement • January 18th, 2021
Contract Type FiledJanuary 18th, 2021
FX PRIME BROKERAGE AGREEMENTPrime Brokerage Agreement • November 16th, 2009 • GAIN Capital Holdings, Inc. • Commodity contracts brokers & dealers • New York
Contract Type FiledNovember 16th, 2009 Company Industry JurisdictionThis FX PRIME BROKERAGE AGREEMENT (“Agreement”), dated as of July 8, 2005, by and between UBS AG (HUBS”) and Gain Capital, Inc. (“Customer”) sets forth certain terms and conditions relating to the establishment of a facility (the “Facility”) through which Customer may trade foreign exchange transactions with various Dealers.
INTERNATIONAL PRIME BROKERAGE AGREEMENTPrime Brokerage Agreement • April 11th, 2018
Contract Type FiledApril 11th, 2018
EXHIBIT 99.h17 AMENDMENT NO. 1 TO PRIME BROKERAGE AGREEMENT, DATED AS OF SEPTEMBER___, 2005, BY AND BETWEEN GOLDMAN, SACHS & CO. AND LONG/SHORT EQUITY FUND, A SERIES OF AMERICAN CENTURY QUANTITATIVE EQUITY FUNDS, INC. Reference is hereby made to the...Prime Brokerage Agreement • September 29th, 2005 • American Century Quantitative Equity Funds, Inc.
Contract Type FiledSeptember 29th, 2005 Company
GCAM LLC 550 Hills Drive Bedminster, NJ 07921 FOREIGN EXCHANGE PRIME BROKERAGE AGREEMENT Gentlemen:Prime Brokerage Agreement • November 16th, 2009 • GAIN Capital Holdings, Inc. • Commodity contracts brokers & dealers • England and Wales
Contract Type FiledNovember 16th, 2009 Company Industry JurisdictionThis Agreement describes the arrangement pursuant to which Deutsche Bank AG London (“DBAG”) authorizes GCAM, LLC (“Agent”) acting for and on behalf of the Funds specified on Annex D hereto, to act as its agent in executing spot, tom next, forward foreign exchange transactions with a maximum tenor of *** (“FX Transactions”) and currency options (which shall consist of puts and calls that do not have special features, including, but not limited to, single barriers) with a maximum tenor of *** (“Options”) (collectively, the “Counterparty Transactions”) with the Counterparties listed in Annex A hereto (each, a “Counterparty”) and on the terms set forth in Annex B hereto, Capitalized terms not defined herein shall have the meanings assigned to them in the 1998 FX and Currency Option Definitions (as published by the International Swaps and Derivatives Association, Inc” the Emerging Markets Traders Association and The Foreign Exchange Committee). Accordingly, the parties hereto agree as follo
CUSTOMER FX PRIME BROKERAGE AGREEMENTPrime Brokerage Agreement • May 30th, 2008 • Morgan Stanley Managed Futures LV, L.P. • Commodity contracts brokers & dealers • New York
Contract Type FiledMay 30th, 2008 Company Industry JurisdictionIn consideration of Morgan Stanley & Co. Incorporated (“Morgan Stanley”) agreeing to act as prime broker of each entity specified in Annex B attached hereto (severally, and not jointly, each a “Customer”) with respect to FX Transactions executed by Advisor with one or more Executing Dealers and given up to Morgan Stanley in accordance with the terms of this Agreement, each Customer hereby agrees as follows:
CUSTOMER FX PRIME BROKERAGE AGREEMENTPrime Brokerage Agreement • May 30th, 2008 • Morgan Stanley Managed Futures LV, L.P. • Commodity contracts brokers & dealers • New York
Contract Type FiledMay 30th, 2008 Company Industry JurisdictionIn consideration of Morgan Stanley Capital Group Inc. (“Morgan Stanley”) agreeing to act as prime broker of each entity specified in Annex B attached hereto (severally, and not jointly, each a “Customer”) with respect to Currency Option Transactions executed by Customer with one or more Executing Dealers and given up to Morgan Stanley in accordance with the terms of this Agreement, Customer hereby agrees as follows:
FX PRIME BROKERAGE AGREEMENTPrime Brokerage Agreement • December 9th, 2010 • GAIN Capital Holdings, Inc. • Commodity contracts brokers & dealers • New York
Contract Type FiledDecember 9th, 2010 Company Industry JurisdictionThis FX PRIME BROKERAGE AGREEMENT (“Agreement”), dated as of July 8, 2005, by and between UBS AG (“UBS”) and Gain Capital, Inc. (“Customer”) sets forth certain terms and conditions relating to the establishment of a facility (the “Facility”) through which Customer may trade foreign exchange transactions with various Dealers.
Prime Brokerage AgreementPrime Brokerage Agreement • May 6th, 2021
Contract Type FiledMay 6th, 2021
Prime Brokerage Account AgreementPrime Brokerage Agreement • September 19th, 2018 • ETF Managers Trust • California
Contract Type FiledSeptember 19th, 2018 Company JurisdictionThe undersigned may maintain one or more brokerage accounts with one or more other brokers (“Executing Brokers”) and may, from time to time, place orders to be executed by one or more of these Executing Brokers pursuant to the terms of Executing Brokerage Agreements (which conform with applicable regulations) between the undersigned and such Executing Brokers.