ARTICLE II PURCHASER'S REPRESENTATIONS AND WARRANTIESPreferred Stock and Warrant Purchase Agreement • November 14th, 2007 • Biostar Pharmaceuticals, Inc. • New York
EXHIBIT 4.1 SERIES 5-A PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT THIS SERIES 5-A PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT (the "AGREEMENT") is made as of the 7th day of July, 2005 by and among Vsource, Inc., a Delaware corporation (the...Preferred Stock and Warrant Purchase Agreement • July 21st, 2005 • Vsource Inc • Services-prepackaged software • Delaware
SERIES B CONVERTIBLE PREFERRED STOCK AND WARRANTS TO PURCHASE COMMON STOCKPreferred Stock and Warrant Purchase Agreement • March 28th, 2003 • Holzer Ronald H • Services-motion picture & video tape production
PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT by and among Access Pharmaceuticals, Inc. and the parties named herein on Schedule 1, as Purchasers November 7, 2007Preferred Stock and Warrant Purchase Agreement • March 11th, 2008 • Access Pharmaceuticals Inc • Pharmaceutical preparations • New York
This PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT (this “Agreement”) is dated as of November 7, 2007, among Access Pharmaceuticals, Inc., a Delaware corporation (the “Company”), and the purchasers identified on Schedule 1 hereto (each a “Purchaser” and collectively the “Purchasers”).
SERIES 6-A PREFERRED STOCK AND WARRANT PURCHASE AGREEMENTPreferred Stock and Warrant Purchase Agreement • September 12th, 2008 • Tri-Isthmus Group, Inc. • Services-general medical & surgical hospitals, nec • Delaware
THIS SERIES 6-A PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT (the “Agreement”) is made as of the ___day of , 2008 (the “Effective Date”) by and among Tri-Isthmus Group, Inc., a Delaware corporation (the “Company”), and (the “Purchaser”).
PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT by and among Access Pharmaceuticals, Inc. and the parties named herein on Schedule 1, as Purchasers October 25, 2012Preferred Stock and Warrant Purchase Agreement • October 26th, 2012 • Access Pharmaceuticals Inc • Pharmaceutical preparations • New York
This PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT (this “Agreement”) is dated as of October 25, 2012, among Access Pharmaceuticals, Inc., a Delaware corporation (the “Company”), and the purchasers identified on Schedule 1 hereto (each a “Purchaser” and collectively the “Purchasers”).
LIME ENERGY CO. PREFERRED STOCK AND WARRANT PURCHASE AGREEMENTPreferred Stock and Warrant Purchase Agreement • February 3rd, 2014 • Lime Energy Co. • Construction - special trade contractors • Illinois
This Preferred Stock And Warrant Purchase Agreement (this “Agreement”) is dated and effective as of January 29, 2014, by and among Lime Energy Co., a Delaware corporation (the “Company”), and the investors listed on Schedule 2.2 of this Agreement (each, a “Purchaser” and collectively, the “Purchasers”).
PREFERRED STOCK AND WARRANT PURCHASE AGREEMENTPreferred Stock and Warrant Purchase Agreement • May 5th, 2017 • Visualant Inc • Measuring & controlling devices, nec • Nevada
THIS PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT (“Agreement”) is made as of the ____ day of _______________ 2017 by and among Visualant, Incorporated, a Nevada corporation (the “Company”), and the Investor(s) set forth on the signature pages affixed hereto (each an “Investor” and collectively the “Investors”).
EXHIBIT 2 --------- PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT Novatel Wireless, Inc. 9360 Towne Centre Drive, Suite 110 San Diego, CA 92121 The undersigned (the "Investor"), hereby confirms its agreement with you as follows: 1. This Preferred...Preferred Stock and Warrant Purchase Agreement • January 8th, 2002 • Cornerstone Equity Investors Iv Lp • Services-computer programming, data processing, etc. • New York
RECITALSPreferred Stock and Warrant Purchase Agreement • June 25th, 2001 • Halpern Denny Iii Lp • Retail-eating places • New York
RHYTHMS NETCONNECTIONS INC. SERIES C PREFERRED STOCK AND WARRANT PURCHASE AGREEMENTPreferred Stock and Warrant Purchase Agreement • March 16th, 1999 • Rhythms Net Connections Inc • Telephone communications (no radiotelephone) • Delaware
Exhibit 4.1.1 NUMATICS, INCORPORATED PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT Up to 50,000 Shares of Series A Preferred Stock $0.01 Par Value Per Share Warrants for the Purchase of Shares of Class A Common Stock $0.01 Par Value Per SharePreferred Stock and Warrant Purchase Agreement • January 15th, 2003 • Numatics Inc • Miscellaneous fabricated metal products • Delaware
PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT by and among Transmeridian Exploration, Inc., as Issuer and Seller and the parties named herein, as Purchasers with respect to Seller's Series A Cumulative Convertible Preferred Stock and Warrants to...Preferred Stock and Warrant Purchase Agreement • November 15th, 2004 • Transmeridian Exploration Inc • Crude petroleum & natural gas • New York
PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT (the "Agreement") dated as of November 12, 2004, by and among Transmeridian Exploration, Inc., a Delaware corporation (the "Seller") and each of the persons listed on Schedule 1 hereto (each is individually referred to as a "Purchaser" and collectively, as the "Purchasers").
FORM OF PREFERRED STOCK AND WARRANT PURCHASE AGREEMENTPreferred Stock and Warrant Purchase Agreement • January 18th, 2002 • Novatel Wireless Inc • Services-computer programming, data processing, etc. • New York
FORM OF SERIES 5-A PREFERRED STOCK AND WARRANT PURCHASE AGREEMENTPreferred Stock and Warrant Purchase Agreement • October 23rd, 2009 • First Physicians Capital Group, Inc. • Services-general medical & surgical hospitals, nec • Delaware
THIS SERIES 5-A PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT (the “Agreement”) is made as of the _____ day of , 2009 by and among Tri-Isthmus Group, Inc. (f/k/a Vsource, Inc.), a Delaware corporation (the “Company”), and Dan Chen (the “Purchaser”).
COINSTAR, INC.Preferred Stock and Warrant Purchase Agreement • August 8th, 1997 • Coinstar Inc • Services-personal services • Washington
GLORI ENERGY INC. SERIES C-2 PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT March 13, 2014Preferred Stock and Warrant Purchase Agreement • May 2nd, 2014 • Glori Energy Inc. • Crude petroleum & natural gas • New York
THIS SERIES C-2 PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT (the “Agreement”) is entered into as of March 13, 2014, by and among Glori Energy Inc. (f/k/a Glori Oil Limited), a Delaware corporation (the “Company”), and the purchasers listed on Exhibit A attached hereto (each a “Purchaser” and collectively, the “Purchasers”).
R E C I T A L SPreferred Stock and Warrant Purchase Agreement • November 19th, 1999 • Doskocil Manufacturing Co Inc • Plastics products, nec • Texas
PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT by and among Avatech Solutions, Inc., as Issuer and Seller and the Purchasers named herein, as Purchasers with respect to Seller’s Series F 10% Cumulative Convertible Preferred Stock and Warrants to...Preferred Stock and Warrant Purchase Agreement • June 22nd, 2006 • Avatech Solutions Inc • Services-prepackaged software • New York
This PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT (the “Agreement”) is dated as of June 12, 2006, by and among Avatech Solutions, Inc., a Delaware corporation (the “Seller”), and each of the persons listed on Schedule 1 hereto (each is individually referred to as a “Purchaser” and collectively, the “Purchasers”).
FIRST AMENDMENT, WAIVER AND CONSENT TO SERIES C CONVERTIBLE PREFERRED STOCK AND WARRANT PURCHASE AGREEMENTPreferred Stock and Warrant Purchase Agreement • August 18th, 2006 • SoftBrands, Inc. • Services-prepackaged software • New York
THIS FIRST AMENDMENT, WAIVER AND CONSENT TO SERIES C CONVERTIBLE PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT, dated as of August 14, 2006 (this “Amendment”), is made by and among ABRY Mezzanine Partners L.P., a Delaware limited partnership (“ABRY”), Capital Resource Partners IV, L.P., a Delaware limited partnership (“CRP”) and SoftBrands, Inc., a Delaware corporation (the “Company”), pursuant to the terms of the Series C Purchase Agreement, Series C Certificate of Designations and the Series C Warrants, each as defined below.
PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT by and among Genetronics Biomedical Corporation, as Issuer and Seller and SCO Capital Partners LLC, ProMed Partners, L.P., SDS Merchant Fund, LP and the other parties named herein, as Purchasers with...Preferred Stock and Warrant Purchase Agreement • September 12th, 2003 • Genetronics Biomedical Corp • Surgical & medical instruments & apparatus • New York
PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT (the “Agreement”) dated as of July 14, 2003, by and among Genetronics Biomedical Corporation, a Delaware corporation (the “Seller”), SCO Capital Partners LLC, ProMed Partners, L.P., SDS Merchant Fund, LP and each of the other persons listed on Schedule 1 hereto (each is individually referred to as a “Purchaser” and collectively, as the “Purchasers”).
PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT by and among NYTEX ENERGY HOLDINGS, INC., NYTEX FDF ACQUISITION, INC. and WAYPOINT NYTEX, LLC Senior Series A Redeemable Preferred Stock Series B Redeemable Preferred Stock Warrants to Purchase Shares of...Preferred Stock and Warrant Purchase Agreement • November 30th, 2010 • NYTEX Energy Holdings, Inc. • Crude petroleum & natural gas • New York
PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT, dated as of November 23, 2010 (this “Agreement”), by and among NYTEX ENERGY HOLDINGS, INC., a Delaware corporation (“Parent”), NYTEX FDF ACQUISITION, INC., a Delaware corporation (the “Company”), and WayPoint Nytex, LLC, a Delaware limited liability company (together with its successors and assigns, the “Purchaser”).
1 2 Warrants") equal to the number of Warrants issued at the First Closing; provided however, (i) the Company shall not be entitled to give the notice permitted by this Section 1.1(b) if the Market Price of the Common Stock (after adjustment for any...Preferred Stock and Warrant Purchase Agreement • April 12th, 1999 • Neoprobe Corp • In vitro & in vivo diagnostic substances • New York
Ritter Pharmaceuticals, Inc. Series C Preferred Stock and Warrant Purchase AgreementPreferred Stock and Warrant Purchase Agreement • March 23rd, 2015 • Ritter Pharmaceuticals Inc • Pharmaceutical preparations • Delaware
This Series C Preferred Stock and Warrant Purchase Agreement (the “Agreement”) is made as of December 4, 2014, by and among Ritter Pharmaceuticals, Inc., a Delaware corporation (the “Company”), and those investors listed on Exhibit A hereto, each of which is herein referred to as an “Investor.”
1 EXHIBIT 4.16 MOBILITY ELECTRONICS, INC. SERIES C PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT OCTOBER 29, 1999 MOBILITY ELECTRONICS, INC. SERIES C PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT This Series C Preferred Stock and Warrant Purchase...Preferred Stock and Warrant Purchase Agreement • February 11th, 2000 • Mobility Electronics Inc • Delaware
SERIES 5-A PREFERRED STOCK AND WARRANT PURCHASE AGREEMENTPreferred Stock and Warrant Purchase Agreement • January 22nd, 2008 • Tri-Isthmus Group, Inc. • Services-general medical & surgical hospitals, nec • Delaware
Vsource, Inc., a corporation organized and existing under the laws of the State of Delaware (the “Company”), hereby certifies as follows:
PREFERRED STOCK AND WARRANT PURCHASE AGREEMENTPreferred Stock and Warrant Purchase Agreement • November 13th, 2008 • Nexxus Lighting, Inc. • Drawing & insulating of nonferrous wire • Delaware
THIS PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT (the “Agreement”) is entered into as of November 11, 2008, by and among NEXXUS LIGHTING, INC., a Delaware corporation (the “Company”), with its principal executive offices located at 124 Floyd Smith Drive, Suite 300, Charlotte, North Carolina 28262, and the purchasers (collectively, the “Purchasers” and each a “Purchaser”) set forth on Schedule 1 hereof, with regard to the following:
PREFERRED STOCK AND WARRANT PURCHASE AGREEMENTPreferred Stock and Warrant Purchase Agreement • December 27th, 2005 • Macrochem Corp • Pharmaceutical preparations • New York
SERIES A PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT BY AND BETWEEN GRUPO GIGANTE, S.A. DE C.V. and PRICESMART, INC. Dated as of January 15, 2002Preferred Stock and Warrant Purchase Agreement • January 24th, 2002 • Pricesmart Inc • Retail-variety stores • New York
This SERIES A PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT (including the Exhibits and Schedules hereto, this "Agreement") is made and entered into as of January 15, 2002 by and between PriceSmart, Inc., a Delaware corporation (the "Company"), and Grupo Gigante, S.A. de C.V., a corporation organized under the laws of the United Mexican States (the "Investor"). The Investor and the Company are referred to herein individually as a "Party" and together as the "Parties."
PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT BY AND BETWEEN STEELCLOUD, INC. AND CLIPPER INVESTORS LLC JULY 2, 2010Preferred Stock and Warrant Purchase Agreement • July 13th, 2010 • Clipper Investors LLC • Electronic computers • Illinois
This Preferred Stock and Warrant Purchase Agreement (this “Agreement”), dated the 2nd day of July, 2010, by and between STEELCLOUD, INC., a Virginia corporation (the “Company”) and CLIPPER INVESTORS LLC, an Illinois limited liability company (the “Investor”).
EXHIBIT 10.17 PREFERRED STOCK AND WARRANT PURCHASE AGREEMENTPreferred Stock and Warrant Purchase Agreement • February 6th, 2006 • Somanta Pharmaceuticals Inc. • Optical instruments & lenses • New York
PREFERRED STOCK AND WARRANT PURCHASE AGREEMENTPreferred Stock and Warrant Purchase Agreement • March 3rd, 2008 • China Power Equipment, Inc. • Electrical industrial apparatus • New York
THIS PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT (the "Agreement") is entered into as of _______, 2007, by and among CHINA POWER EQUIPMENT, INC., a Maryland corporation (the "Company"), with headquarters located at 76 Cranbrook Road, Cockeysville, County of Baltimore, MD 21020, and the purchasers (collectively, the "Purchasers" and each a "Purchaser") set forth on Schedule 1 hereof, with regard to the following:
ALTEON INC. SERIES B PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT April 5, 2007Preferred Stock and Warrant Purchase Agreement • April 11th, 2007 • Alteon Inc /De • Pharmaceutical preparations • New York
This Series B Preferred Stock and Warrant Purchase Agreement (this “Agreement”) is dated as of April 5, 2007, among Alteon Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT by and among Boston Life Sciences, Inc., as Issuer and Seller and the parties named herein, as Purchasers with respect to Seller’s Series E Cumulative Convertible Preferred Stock and Warrants to Purchase...Preferred Stock and Warrant Purchase Agreement • December 16th, 2003 • Boston Life Sciences Inc /De • Pharmaceutical preparations • New York
PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT (the “Agreement”) dated as of December 9, 2003, by and among Boston Life Sciences, Inc., a Delaware corporation (the “Seller”), and each of the persons listed on Schedule 1 hereto (each is individually referred to as a “Purchaser” and collectively, the “Purchasers”).
EXHIBIT 10.1 NATIONAL LAMPOON, INC. SERIES C PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT (Dated as of ____________ ____, 2004) TABLE OF CONTENTS ARTICLE 1. AUTHORIZATION AND SALE..............................................1 Section 1.1...Preferred Stock and Warrant Purchase Agreement • December 21st, 2004 • National Lampoon Inc • Services-motion picture & video tape production • Delaware
