1 EXHIBIT 1.1 ================================================================= =============== CISCO SYSTEMS, INC. (a California corporation) 11,891,749 Shares of Common Stock UNDERWRITING AGREEMENT Dated: February 14, 2000 TABLE OF CONTENTSCisco Systems Inc • February 15th, 2000 • Computer communications equipment • New York
Company FiledFebruary 15th, 2000 Industry Jurisdiction
EXECUTION VERSION NUVEEN FLOATING RATE INCOME FUND 41,800,000 Common Shares ($.01 par value) AMENDED AND RESTATED UNDERWRITING AGREEMENTNuveen Floating Rate Income Fund • March 29th, 2004 • New York
Company FiledMarch 29th, 2004 Jurisdiction
LEGGETT & PLATT, INCORPORATED $500,000,000 MEDIUM-TERM NOTES, SERIES I U.S. DISTRIBUTION AGREEMENTLeggett & Platt Inc • December 23rd, 1999 • Household furniture • New York
Company FiledDecember 23rd, 1999 Industry Jurisdiction
1 EXHIBIT 10.1 AMENDED AND RESTATED CREDIT AGREEMENT DATED AS OF DECEMBER 23, 1997Credit Agreement • February 26th, 1998 • American Health Properties Inc • Real estate investment trusts • California
Contract Type FiledFebruary 26th, 1998 Company Industry Jurisdiction
EXHIBIT 28(d)(15) SUB-ADVISORY AGREEMENT LVIP MFS INTERNATIONAL GROWTH FUND This Sub-Advisory Agreement ("Agreement") executed as of October 1, 2010, is between LINCOLN INVESTMENT ADVISORS CORPORATION, a Tennessee corporation (the "Adviser"), and...Sub-Advisory Agreement • April 30th, 2012 • Lincoln Variable Insurance Products Trust • Delaware
Contract Type FiledApril 30th, 2012 Company Jurisdiction
1 Exhibit 1 ------------------------------------------------------------------- ------------- REGENERON PHARMACEUTICALS, INC. (a New York corporation) 7,000,000 Shares of Common Stock PURCHASE AGREEMENT Dated: March 19, 2001 -----...Purchase Agreement • March 20th, 2001 • Regeneron Pharmaceuticals Inc • Pharmaceutical preparations • New York
Contract Type FiledMarch 20th, 2001 Company Industry Jurisdiction
SERIES [A-1] [A-2] COMMON STOCK PURCHASE WARRANT ENSYSCE BIOSCIENCES, INC.Ensysce Biosciences, Inc. • May 17th, 2023 • Pharmaceutical preparations
Company FiledMay 17th, 2023 IndustryTHIS SERIES [A-1] [A-2] COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on [____,___]12 (the “Termination Date”) but not thereafter, to subscribe for and purchase from Ensysce Biosciences, Inc., a Delaware corporation (the “Company”), up to ______ shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
THE BANK OF NEW YORK AS PURCHASE CONTRACT AGENT -------------------- PLEDGE AGREEMENT DATED AS OF JULY 1, 1998 TABLE OF CONTENTSPledge Agreement • July 21st, 1998 • Texas Utilities Co /Tx/ • Electric services • New York
Contract Type FiledJuly 21st, 1998 Company Industry Jurisdiction
EXHIBIT 4.2 BY EXECUTING THIS SUBSCRIPTION AGREEMENT, AN INVESTOR IS NOT WAIVING ANY RIGHT UNDER THE FEDERAL SECURITIES LAWS. SUBSCRIPTION AGREEMENT INSTRUCTIONS A. Completion of Subscription Agreement 1. Subscription and related undertakings,...Subscription Agreement • July 2nd, 2002 • Global Express Capital Real Estate Investment Fund I LLC • Mortgage bankers & loan correspondents
Contract Type FiledJuly 2nd, 2002 Company Industry
EXHIBIT 28(h)(2) ADMINISTRATION AGREEMENT ------------------------ THIS ADMINISTRATION AGREEMENT, made as of January 1, 2012, is by and between the LINCOLN VARIABLE INSURANCE PRODUCTS TRUST (the "Trust"), a Delaware statutory trust, on behalf of each...Administration Agreement • April 30th, 2012 • Lincoln Variable Insurance Products Trust • Indiana
Contract Type FiledApril 30th, 2012 Company Jurisdiction
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • May 17th, 2023 • Ensysce Biosciences, Inc. • Pharmaceutical preparations • New York
Contract Type FiledMay 17th, 2023 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of May 10, 2023, between Ensysce Biosciences, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
2,800,000 SHARES FIRST TRUST ENERGY INCOME AND GROWTH FUND COMMON SHARES OF BENEFICIAL INTEREST (PAR VALUE $0.01 PER SHARE) UNDERWRITING AGREEMENT April 30, 2013Underwriting Agreement • April 30th, 2013 • First Trust Energy Income & Growth Fund • New York
Contract Type FiledApril 30th, 2013 Company Jurisdiction
7.35% NOTES DUE 2009Terms Agreement • October 4th, 1999 • Goldman Sachs Group Inc • Security brokers, dealers & flotation companies
Contract Type FiledOctober 4th, 1999 Company Industry
SPRINT PCS MANAGEMENT AGREEMENT BETWEENAsset Purchase Agreement • January 9th, 2001 • Ipcs Equipment Inc • Radiotelephone communications
Contract Type FiledJanuary 9th, 2001 Company Industry
BY AND BETWEENServices Agreement • July 5th, 2005 • CSFB Alternative Capital Tactical Trading Fund, LLC • New York
Contract Type FiledJuly 5th, 2005 Company Jurisdiction
EXHIBIT 1.1 FORM OF UNDERWRITING AGREEMENT JOHN DEERE OWNER TRUST 2XXXUnderwriting Agreement • June 21st, 2006 • Deere John Receivables Inc • Asset-backed securities • New York
Contract Type FiledJune 21st, 2006 Company Industry Jurisdiction
EXHIBIT 28(h)(26) EXPENSE LIMITATION AGREEMENT This Expense Limitation Agreement, effective as of April 30, 2012 , by and between Lincoln Investment Advisors Corporation ("LIA") and Lincoln Variable Insurance Products Trust (the "Trust"), on behalf of...Expense Limitation Agreement • April 30th, 2012 • Lincoln Variable Insurance Products Trust
Contract Type FiledApril 30th, 2012 Company
UNDERWRITING AGREEMENT between AKERNA CORP. and as Representative of the Several UnderwritersUnderwriting Agreement • July 1st, 2022 • Akerna Corp. • Services-computer processing & data preparation • New York
Contract Type FiledJuly 1st, 2022 Company Industry JurisdictionAs Representative of the several Underwriters named on Schedule 1 attached hereto 590 Madison Avenue, 28th Floor New York, New York 10022
ENERGY INCOME AND GROWTH FUND 1,700,000 Common Shares of Beneficial Interest UNDERWRITING AGREEMENTEnergy Income & Growth Fund • April 30th, 2010 • New York
Company FiledApril 30th, 2010 Jurisdiction
EXHIBIT 1.4 WISCONSIN ENERGY CORPORATION DEBT SECURITIES UNDERWRITING AGREEMENTUnderwriting Agreement • March 20th, 2003 • Wec Capital Trust Ii • Electric & other services combined • New York
Contract Type FiledMarch 20th, 2003 Company Industry Jurisdiction
3 4 require any consent, approval, authorization or other order of any court, regulatory body, administrative agency or other governmental body, including the Federal Communications Commission, ITC, OFTEL or DTI (except such as may be required under...NTL Communications Corp • May 5th, 1999 • Cable & other pay television services • New York
Company FiledMay 5th, 1999 Industry Jurisdiction
Exhibit 1.5 WARRANT AGREEMENT dated as of November 15, 2001 between Diversified Security Solutions, Inc. a Delaware corporation (the "Company") and GunnAllen Financial, Inc. ("GunnAllen"). W I T N E S S E T H: WHEREAS, the Company proposes to issue to...Warrant Agreement • February 8th, 2002 • Diversified Security Solutions Inc • Cable & other pay television services • New York
Contract Type FiledFebruary 8th, 2002 Company Industry Jurisdiction
OFVan Kampen Equity Trust • September 28th, 2009
Company FiledSeptember 28th, 2009
ESCROW AGREEMENTEscrow Agreement • July 1st, 1999 • Ribozyme Pharmaceuticals Inc • Pharmaceutical preparations • New York
Contract Type FiledJuly 1st, 1999 Company Industry Jurisdiction
GOLDMAN SACHS BDC, INC. (a Delaware corporation) 3,250,000 Shares of Common Stock UNDERWRITING AGREEMENT Dated: May 18, 2017Underwriting Agreement • May 24th, 2017 • Goldman Sachs BDC, Inc. • New York
Contract Type FiledMay 24th, 2017 Company Jurisdiction
COMMON STOCKNuveen Insured Tax Free Advantage Municipal Fund • November 25th, 2002 • New York
Company FiledNovember 25th, 2002 Jurisdiction
ISSUER, TOIndenture • June 19th, 2001 • Medarex Inc • Biological products, (no disgnostic substances) • New York
Contract Type FiledJune 19th, 2001 Company Industry Jurisdiction
ANDPledge Agreement • March 12th, 2002 • Ameren Corp • Electric & other services combined • New York
Contract Type FiledMarch 12th, 2002 Company Industry Jurisdiction
INVESTMENT SUB-ADVISORY AGREEMENT AGREEMENT made as of this 16th day of November 2005 by and between Nuveen Asset Management, a Delaware corporation and a federally registered investment adviser ("Manager"), and Gateway Investment Advisers, L.P., a...Investment Sub-Advisory Agreement • December 9th, 2005 • Nuveen Equity Premium & Growth Fund • Illinois
Contract Type FiledDecember 9th, 2005 Company Jurisdiction
PRE-FUNDED COMMON STOCK PURCHASE WARRANT ENSYSCE BIOSCIENCES, INC.Ensysce Biosciences, Inc. • December 8th, 2022 • Pharmaceutical preparations • New York
Company FiledDecember 8th, 2022 Industry JurisdictionTHIS PRE-FUNDED COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, ______________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date set forth above (the “Initial Exercise Date”) and until this Warrant is exercised in full (the “Termination Date”) but not thereafter, to subscribe for and purchase from Ensysce Biosciences, Inc., a Delaware corporation (the “Company”), up to ______________ shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
EXHIBIT 4.4 TYCO INTERNATIONAL GROUP S.A. TYCO INTERNATIONAL LTD. SUPPLEMENTAL INDENTURE NO. 20 6.375% Notes due 2011 THIS SUPPLEMENTAL INDENTURE NO. 20, dated as of October 26, 2001, among TYCO INTERNATIONAL GROUP S.A., a Luxembourg company (the...Tyco International LTD /Ber/ • November 2nd, 2001 • Electronic connectors • New York
Company FiledNovember 2nd, 2001 Industry Jurisdiction
WITNESSETH:Agreement • December 20th, 2001 • Metropolitan Mortgage & Securities Co Inc • Investors, nec • Washington
Contract Type FiledDecember 20th, 2001 Company Industry Jurisdiction
November 19, 2010 RBC Capital Markets, LLC BB&T Capital Markets, a division of Scott & Stringfellow, LLC Janney Montgomery Scott LLC Ladenburg Thalmann & Co. Inc. Maxim Group LLC Oppenheimer & Co. Inc. Wedbush Securities Inc. Wunderlich Securities,...Underwriting Agreement • November 19th, 2010 • Energy Income & Growth Fund • New York
Contract Type FiledNovember 19th, 2010 Company Jurisdiction
1 Exhibit 1.2 AMERUS LIFE HOLDINGS, INC. AMERUS CAPITAL II 7.00% ADJUSTABLE CONVERSION-RATE EQUITY SECURITY UNITS (STATED AMOUNT $31.5625 PER UNIT) UNDERWRITING AGREEMENTUnderwriting Agreement • July 24th, 1998 • Amerus Life Holdings Inc • Life insurance • New York
Contract Type FiledJuly 24th, 1998 Company Industry Jurisdiction
AMENDMENT TO THE TRANSFER AGENCY, DIVIDEND DISBURSING AGENCY AND SHAREHOLDER SERVICING AGENCY AGREEMENTAgency Agreement • July 17th, 2003 • Merrill Lynch Investment Managers Funds Inc
Contract Type FiledJuly 17th, 2003 Company