Plan and Agreement Sample Contracts

AMENDED AND RESTATED Distribution and Service Plan and Agreement With
Plan and Agreement • January 28th, 2019 • Oppenheimer Rochester Short Duration High Yield Municipal Fund

This Amended and Restated Distribution and Service Plan and Agreement (the “Plan”) is dated as of the 30th day of June, 2011, as revised October 15, 2018, by and between Oppenheimer Rochester Short Duration High Yield Municipal Fund (formerly Oppenheimer Rochester Limited Term Municipal Fund) (the “Fund”), a series of Oppenheimer Rochester Short Duration High Yield Municipal Fund, (the “Trust”) and OppenheimerFunds Distributor, Inc. (the “Distributor”).

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AMENDED
Plan and Agreement • April 4th, 2014 • Legacy Technology Holdings, Inc. • Blank checks • Colorado
Amended and Restated Distribution and Service Plan and Agreement
Plan and Agreement • September 27th, 2006 • Oppenheimer Multi-State Municipal Trust
PLAN AND AGREEMENT OF MERGER AMONG INTERMOUNTAIN COMMUNITY BANCORP, PANHANDLE STATE BANK, SNAKE RIVER BANCORP, INC. AND MAGIC VALLEY BANK
Plan and Agreement • July 27th, 2004 • Intermountain Community Bancorp • Savings institution, federally chartered • Idaho
PLAN AND AGREEMENT TO EXCHANGE STOCK BY AND AMONG THE CATAPULT GROUP, INC., THE CATAPULT SHAREHOLDERS,
Plan and Agreement • August 4th, 2000 • Envirometrics Inc /De/ • Industrial instruments for measurement, display, and control • Georgia
Amended and Restated Distribution and Service Plan and Agreement
Plan and Agreement • July 28th, 2006 • Oppenheimer Select Value Fund
Service Plan and Agreement With
Plan and Agreement • February 2nd, 2018 • Oppenheimer Integrity Funds

This Service Plan and Agreement (the “Plan”) is dated as of November 8, 2017, by and between Oppenheimer Preferred Securities and Income Fund (the “Fund”), a series of Oppenheimer Integrity Funds (the “Trust”) and OppenheimerFunds Distributor, Inc. (the “Distributor”).

AND
Plan and Agreement • January 30th, 2007 • Revolutions Medical CORP • Surgical & medical instruments & apparatus • Nevada
AND
Plan and Agreement • July 3rd, 2008 • Global Resource CORP • Special industry machinery, nec • New Jersey
EXHIBIT 4.8 THIS NOTE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1993 OR THE SECURITIES LAWS OF ANY STATE, AND MAY NOT BE TRANSFERRED OR SOLD UNLESS REGISTERED THEREUNDER OR EXEMPTIONS FROM SUCH REGISTRATION ARE AVAILABLE. CONVERTIBLE NOTE
Plan and Agreement • February 21st, 1996 • PHP Healthcare Corp • Services-offices & clinics of doctors of medicine

THIS NOTE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1993 OR THE SECURITIES LAWS OF ANY STATE, AND MAY NOT BE TRANSFERRED OR SOLD UNLESS REGISTERED THEREUNDER OR EXEMPTIONS FROM SUCH REGISTRATION ARE AVAILABLE.

The Stillwater National Bank and Trust Company Amended and Restated Supplemental Profit Sharing Plan and Agreement
Plan and Agreement • January 2nd, 2008 • Southwest Bancorp Inc • National commercial banks • Oklahoma

Plan and Agreement, as of December 27, 2007, amending and restating the Plan and Agreement made as of the 31st day of December 2004, by and between Jerry Lanier (the “Executive”), and Stillwater National Bank and Trust Company (“Stillwater National”).

The following
Plan and Agreement • December 20th, 2005 • Lord Abbett Securities Trust
AMENDMENT TO PLAN AND AGREEMENT OF REORGANIZATION BY AND BETWEEN TONGA CAPITAL CORPORATION AND MOMENTUM BIOFUELS, INC.
Plan and Agreement • July 26th, 2006 • Ultimate Investment Corp. • Blank checks
CLASS Y SHARES
Plan and Agreement • April 30th, 1999 • Massmutual Institutional Funds
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STEIN ROE RULE 12b-1 PLAN AND AGREEMENT
Plan and Agreement • February 11th, 1997 • Stein Roe Advisor Trust
AMENDMENT TO PLAN AND AGREEMENT OF DISTRIBUTION (Classes C) The Plan and Agreement of Distribution between the RiverSource Funds and Ameriprise Financial Services, Inc. dated October 1, 2005, is hereby amended effective January 12, 2006: o To reflect...
Plan and Agreement • February 3rd, 2006 • Axp Dimensions Series Inc

The Plan and Agreement of Distribution between the RiverSource Funds and Ameriprise Financial Services, Inc. dated October 1, 2005, is hereby amended effective January 12, 2006:

PLAN AND AGREEMENT OF TRIANGULAR MERGER BETWEEN HUMAN BIOSYSTEMS, HUMAN BIOSYSTEMS ACQUISITION COMPANY AND SAN WEST, INC.
Plan and Agreement • June 9th, 2009 • Human Biosystems Inc • Services-commercial physical & biological research • California

HUMAN BIOSYSTEMS, a California corporation (“Human BioSystems”), HUMAN BIOSYSTEMS ACQUISITION COMPANY, a Nevada corporation (the “Subsidiary”), and SAN WEST, INC., a Nevada corporation (“San West”), hereby agree as follows:

1 EXHIBIT 2.1 PLAN AND AGREEMENT OF MERGER
Plan and Agreement • August 14th, 1997 • Iteq Inc • Industrial & commercial fans & blowers & air purifing equip • Texas
AMENDED AND RESTATED PLAN AND AGREEMENT OF MERGER BETWEEN TEXAS NEVADA OIL & GAS CO. AND HOUSTON AMERICAN ENERGY CORP.
Plan and Agreement • January 22nd, 2002 • Houston American Energy Corp • Crude petroleum & natural gas
XXXX Number of Restricted Shares of Common Stock Awarded
Plan and Agreement • March 2nd, 2005 • Thermo Electron Corp • Measuring & controlling devices, nec
FIRST EAGLE FUNDS RULE 12b-1 DISTRIBUTION SERVICE PLAN AND AGREEMENT CLASS A, CLASS C, CLASS R3, CLASS R4 and (for First Eagle Fund of America) CLASS Y SHARES
Plan and Agreement • February 28th, 2017 • First Eagle Funds

This Rule 12b-1 DISTRIBUTION SERVICE PLAN AND AGREEMENT, is amended and restated as of March 1, 2017 (the “Plan”) and confirms the agreement between First Eagle Funds, a Delaware statutory trust (the “Trust”), and FEF Distributors, LLC, a Delaware limited liability company (“FEF Distributors”) as to the matters herein.

Shareholder Service Plan and Agreement SEI TAX EXEMPT TRUST CLASS G SHARES
Plan and Agreement • October 30th, 2008 • Sei Tax Exempt Trust • Pennsylvania

SEI Tax Exempt Trust (the “Trust”) is an open-end investment company registered under the Investment Company Act of 1940, as amended (the “1940 Act”), and currently consisting of a number of separately managed portfolios (the “Portfolios”). The Trust desires to retain SEI Investments Distribution Co. (the “Distributor”), a Pennsylvania corporation, to itself provide or to compensate service providers who themselves provide, the services described herein to clients (the “Clients”) who from time to time beneficially own Class G Shares (“Shares”) of any Portfolio of the Trust. The Distributor is willing to itself provide or to compensate service providers for providing, such shareholder services in accordance with the terms and conditions of this Agreement.

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