AMENDED AND RESTATED Distribution and Service Plan and Agreement WithPlan and Agreement • January 28th, 2019 • Oppenheimer Rochester Short Duration High Yield Municipal Fund
Contract Type FiledJanuary 28th, 2019 CompanyThis Amended and Restated Distribution and Service Plan and Agreement (the “Plan”) is dated as of the 30th day of June, 2011, as revised October 15, 2018, by and between Oppenheimer Rochester Short Duration High Yield Municipal Fund (formerly Oppenheimer Rochester Limited Term Municipal Fund) (the “Fund”), a series of Oppenheimer Rochester Short Duration High Yield Municipal Fund, (the “Trust”) and OppenheimerFunds Distributor, Inc. (the “Distributor”).
AMENDEDPlan and Agreement • April 4th, 2014 • Legacy Technology Holdings, Inc. • Blank checks • Colorado
Contract Type FiledApril 4th, 2014 Company Industry Jurisdiction
Amended and Restated Distribution and Service Plan and AgreementPlan and Agreement • September 27th, 2006 • Oppenheimer Multi-State Municipal Trust
Contract Type FiledSeptember 27th, 2006 Company
PLAN AND AGREEMENT OF DISTRIBUTION FOR CLASS C SHARES This plan and agreement, dated as of January 9, 2003, is by and between AXP(R) Partners Series, Inc., a Minnesota Corporation, on behalf of its underlying series AXP(R) Partners Aggressive Growth...Plan and Agreement • May 22nd, 2003 • Axp Partners Series Inc
Contract Type FiledMay 22nd, 2003 Company
EXHIBIT 15(c) FBL SERIES FUND, INC. AMENDED DISTRIBUTION PLAN AND AGREEMENT PLAN AND AGREEMENT amended as of the 1st day of December, 1997, by and between FBL SERIES FUND, INC., a Maryland corporation (the "Fund"), and FBL INVESTMENT ADVISORY...Plan and Agreement • November 25th, 1998 • Equitrust Series Fund Inc
Contract Type FiledNovember 25th, 1998 Company
PLAN AND AGREEMENT OF MERGER AMONG INTERMOUNTAIN COMMUNITY BANCORP, PANHANDLE STATE BANK, SNAKE RIVER BANCORP, INC. AND MAGIC VALLEY BANKPlan and Agreement • July 27th, 2004 • Intermountain Community Bancorp • Savings institution, federally chartered • Idaho
Contract Type FiledJuly 27th, 2004 Company Industry Jurisdiction
PLAN AND AGREEMENT TO EXCHANGE STOCK BY AND AMONG THE CATAPULT GROUP, INC., THE CATAPULT SHAREHOLDERS,Plan and Agreement • August 4th, 2000 • Envirometrics Inc /De/ • Industrial instruments for measurement, display, and control • Georgia
Contract Type FiledAugust 4th, 2000 Company Industry Jurisdiction
Amended and Restated Distribution and Service Plan and AgreementPlan and Agreement • July 28th, 2006 • Oppenheimer Select Value Fund
Contract Type FiledJuly 28th, 2006 Company
Service Plan and Agreement WithPlan and Agreement • February 2nd, 2018 • Oppenheimer Integrity Funds
Contract Type FiledFebruary 2nd, 2018 CompanyThis Service Plan and Agreement (the “Plan”) is dated as of November 8, 2017, by and between Oppenheimer Preferred Securities and Income Fund (the “Fund”), a series of Oppenheimer Integrity Funds (the “Trust”) and OppenheimerFunds Distributor, Inc. (the “Distributor”).
ANDPlan and Agreement • January 30th, 2007 • Revolutions Medical CORP • Surgical & medical instruments & apparatus • Nevada
Contract Type FiledJanuary 30th, 2007 Company Industry Jurisdiction
ANDPlan and Agreement • July 3rd, 2008 • Global Resource CORP • Special industry machinery, nec • New Jersey
Contract Type FiledJuly 3rd, 2008 Company Industry Jurisdiction
Rule 12b-1 Distribution Plan and Agreement Lord Abbett Bond-Debenture Fund, Inc. Class P Shares -------------------------------------------------------- RULE 12b-1 DISTRIBUTION PLAN AND AGREEMENT dated as of April 6, 1998, by and between LORD ABBETT...Plan and Agreement • April 28th, 2003 • Lord Abbett Bond Debenture Fund Inc
Contract Type FiledApril 28th, 2003 Company
EXHIBIT 99.m(iii) Rule 12b-1 Distribution Plan and Agreement Lord Abbett Tax- Free Income Fund, Inc. Class C Shares RULE 12b-1 DISTRIBUTION PLAN AND AGREEMENT dated as of October 1, 2001 by and between LORD ABBETT TAX-FREE INCOME FUND, INC., a...Plan and Agreement • January 28th, 2003 • Lord Abbett Tax Free Income Fund Inc
Contract Type FiledJanuary 28th, 2003 Company
BULL & BEAR SPECIAL EQUITIES FUND, INC. AMENDED PLAN AND AGREEMENT OF DISTRIBUTION AMENDED PLAN AND AGREEMENT made this 17th day of September, 1993, by and between ---------------------------------------, a corporation organized under the laws of the...Plan and Agreement • September 2nd, 1998 • Bull & Bear Gold Investors LTD • New York
Contract Type FiledSeptember 2nd, 1998 Company Jurisdiction
PLAN AND AGREEMENT OF DISTRIBUTION (Classes A, B and C) The Plan of Distribution ("Plan") and Agreement of Distribution ("Agreement"), dated as of October 1, 2005 (together "Plan and Agreement"), is by and between Ameriprise Financial Services, Inc....Plan and Agreement • November 23rd, 2005 • Axp Discovery Series Inc • Minnesota
Contract Type FiledNovember 23rd, 2005 Company Jurisdiction
EXHIBIT 4.8 THIS NOTE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1993 OR THE SECURITIES LAWS OF ANY STATE, AND MAY NOT BE TRANSFERRED OR SOLD UNLESS REGISTERED THEREUNDER OR EXEMPTIONS FROM SUCH REGISTRATION ARE AVAILABLE. CONVERTIBLE NOTEPlan and Agreement • February 21st, 1996 • PHP Healthcare Corp • Services-offices & clinics of doctors of medicine
Contract Type FiledFebruary 21st, 1996 Company IndustryTHIS NOTE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1993 OR THE SECURITIES LAWS OF ANY STATE, AND MAY NOT BE TRANSFERRED OR SOLD UNLESS REGISTERED THEREUNDER OR EXEMPTIONS FROM SUCH REGISTRATION ARE AVAILABLE.
The Stillwater National Bank and Trust Company Amended and Restated Supplemental Profit Sharing Plan and AgreementPlan and Agreement • January 2nd, 2008 • Southwest Bancorp Inc • National commercial banks • Oklahoma
Contract Type FiledJanuary 2nd, 2008 Company Industry JurisdictionPlan and Agreement, as of December 27, 2007, amending and restating the Plan and Agreement made as of the 31st day of December 2004, by and between Jerry Lanier (the “Executive”), and Stillwater National Bank and Trust Company (“Stillwater National”).
The followingPlan and Agreement • December 20th, 2005 • Lord Abbett Securities Trust
Contract Type FiledDecember 20th, 2005 Company
AMENDMENT TO PLAN AND AGREEMENT OF REORGANIZATION BY AND BETWEEN TONGA CAPITAL CORPORATION AND MOMENTUM BIOFUELS, INC.Plan and Agreement • July 26th, 2006 • Ultimate Investment Corp. • Blank checks
Contract Type FiledJuly 26th, 2006 Company Industry
CLASS Y SHARESPlan and Agreement • April 30th, 1999 • Massmutual Institutional Funds
Contract Type FiledApril 30th, 1999 Company
EX-10.(i) Plan and Agreement of Reorganization By Exchange By TRAVELER'S INFOCENTER, INC. A Delaware Corporation Of its voting stock for Stock in and of GREEN DOLPHIN SYSTEMS CORPORATION, a Nevada Corporation Traveler's Infocenter, Inc., a Delaware...Plan and Agreement • August 27th, 2001 • Green Dolphin Systems Corp • Services-commercial physical & biological research • Nevada
Contract Type FiledAugust 27th, 2001 Company Industry Jurisdiction
Exhibit (m)(1) PLAN AND AGREEMENT OF DISTRIBUTION AMENDED AND RESTATED The Plan of Distribution ("Plan") and the Agreement of Distribution ("Agreement") (together "Plan and Agreement"), effective May 1, 2006, amended and restated September 11, 2007,...Plan and Agreement • October 30th, 2007 • Riversource Diversified Income Series Inc • Minnesota
Contract Type FiledOctober 30th, 2007 Company Jurisdiction
EXHIBIT 10.2 INTERLEAF, INC. 1998 KEY MAN STOCK OPTION PLAN AND AGREEMENT 1. Grant of Option. Interleaf, Inc., a Massachusetts corporation (the "Company"), hereby grants to the Mr. Peter J. Rice (the "Optionee") an option, pursuant to the terms and...Plan and Agreement • June 5th, 1998 • Interleaf Inc /Ma/ • Services-prepackaged software
Contract Type FiledJune 5th, 1998 Company Industry
STEIN ROE RULE 12b-1 PLAN AND AGREEMENTPlan and Agreement • February 11th, 1997 • Stein Roe Advisor Trust
Contract Type FiledFebruary 11th, 1997 Company
AMENDMENT TO PLAN AND AGREEMENT OF DISTRIBUTION (Classes C) The Plan and Agreement of Distribution between the RiverSource Funds and Ameriprise Financial Services, Inc. dated October 1, 2005, is hereby amended effective January 12, 2006: o To reflect...Plan and Agreement • February 3rd, 2006 • Axp Dimensions Series Inc
Contract Type FiledFebruary 3rd, 2006 CompanyThe Plan and Agreement of Distribution between the RiverSource Funds and Ameriprise Financial Services, Inc. dated October 1, 2005, is hereby amended effective January 12, 2006:
Exhibit 99.(m)(iv) RULE 12b-1 DISTRIBUTION PLAN AND AGREEMENT - LORD ABBETT MUNICIPAL INCOME TRUST LORD ABBETT HIGH YIELD MUNICIPAL BOND FUND - CLASS A SHARES RULE 12b-1 DISTRIBUTION PLAN AND AGREEMENT dated as of December 30, 2004 by and between LORD...Plan and Agreement • December 30th, 2004 • Lord Abbett Municipal Income Trust
Contract Type FiledDecember 30th, 2004 Company
PLAN AND AGREEMENT OF TRIANGULAR MERGER BETWEEN HUMAN BIOSYSTEMS, HUMAN BIOSYSTEMS ACQUISITION COMPANY AND SAN WEST, INC.Plan and Agreement • June 9th, 2009 • Human Biosystems Inc • Services-commercial physical & biological research • California
Contract Type FiledJune 9th, 2009 Company Industry JurisdictionHUMAN BIOSYSTEMS, a California corporation (“Human BioSystems”), HUMAN BIOSYSTEMS ACQUISITION COMPANY, a Nevada corporation (the “Subsidiary”), and SAN WEST, INC., a Nevada corporation (“San West”), hereby agree as follows:
1 EXHIBIT 2.1 PLAN AND AGREEMENT OF MERGERPlan and Agreement • August 14th, 1997 • Iteq Inc • Industrial & commercial fans & blowers & air purifing equip • Texas
Contract Type FiledAugust 14th, 1997 Company Industry Jurisdiction
Amendment to Plan and Agreement of Reorganization dated July 27, 2011 by and between Hinto Energy, Inc. and South Uintah Gas Properties, Inc. For valuable consideration: The above referenced agreement is hereby amended as follows: 1) The number of...Plan and Agreement • January 30th, 2012 • Hinto Energy, Inc • Drilling oil & gas wells
Contract Type FiledJanuary 30th, 2012 Company Industry
AMENDED AND RESTATED PLAN AND AGREEMENT OF MERGER BETWEEN TEXAS NEVADA OIL & GAS CO. AND HOUSTON AMERICAN ENERGY CORP.Plan and Agreement • January 22nd, 2002 • Houston American Energy Corp • Crude petroleum & natural gas
Contract Type FiledJanuary 22nd, 2002 Company Industry
XXXX Number of Restricted Shares of Common Stock AwardedPlan and Agreement • March 2nd, 2005 • Thermo Electron Corp • Measuring & controlling devices, nec
Contract Type FiledMarch 2nd, 2005 Company Industry
FIRST EAGLE FUNDS RULE 12b-1 DISTRIBUTION SERVICE PLAN AND AGREEMENT CLASS A, CLASS C, CLASS R3, CLASS R4 and (for First Eagle Fund of America) CLASS Y SHARESPlan and Agreement • February 28th, 2017 • First Eagle Funds
Contract Type FiledFebruary 28th, 2017 CompanyThis Rule 12b-1 DISTRIBUTION SERVICE PLAN AND AGREEMENT, is amended and restated as of March 1, 2017 (the “Plan”) and confirms the agreement between First Eagle Funds, a Delaware statutory trust (the “Trust”), and FEF Distributors, LLC, a Delaware limited liability company (“FEF Distributors”) as to the matters herein.
PLAN AND AGREEMENT OF DISTRIBUTION (Classes A, B and C) This plan and agreement, dated as of April 9, 2003, is between AXP Discovery Series, Inc., (the "Corporation"), a Minnesota corporation, on behalf of its underlying series AXP Core Bond Fund, AXP...Plan and Agreement • July 24th, 2003 • Axp Discovery Series Inc • Minnesota
Contract Type FiledJuly 24th, 2003 Company Jurisdiction
Amendment Plan and Agreement of Distribution (Class A and B) April 14, 2005 The Plan and Agreement of Distribution between the Registrant(s) on behalf of its Fund(s) and American Express Financial Advisors, Inc. (AEFA), the principle underwriter of...Plan and Agreement • July 28th, 2005 • Axp Government Income Series Inc
Contract Type FiledJuly 28th, 2005 Company
Shareholder Service Plan and Agreement SEI TAX EXEMPT TRUST CLASS G SHARESPlan and Agreement • October 30th, 2008 • Sei Tax Exempt Trust • Pennsylvania
Contract Type FiledOctober 30th, 2008 Company JurisdictionSEI Tax Exempt Trust (the “Trust”) is an open-end investment company registered under the Investment Company Act of 1940, as amended (the “1940 Act”), and currently consisting of a number of separately managed portfolios (the “Portfolios”). The Trust desires to retain SEI Investments Distribution Co. (the “Distributor”), a Pennsylvania corporation, to itself provide or to compensate service providers who themselves provide, the services described herein to clients (the “Clients”) who from time to time beneficially own Class G Shares (“Shares”) of any Portfolio of the Trust. The Distributor is willing to itself provide or to compensate service providers for providing, such shareholder services in accordance with the terms and conditions of this Agreement.