Exhibit 8(a) ------------ PLACEMENT AGENT AGREEMENT AGREEMENT made as of the 1st day of October, 2008, between MASTER GOVERNMENT SECURITIES LLC, a Delaware limited liability company (the "Master LLC"), and BLACKROCK INVESTMENTS, INC., a Delaware...Placement Agent Agreement • July 29th, 2009 • Master Government Securities LLC • New York
GREAT BASIN SCIENTIFIC, INC. Units, Each Unit Consisting of One Share of Common Stock and Series G Warrants to Purchase One Share of Common Stock PLACEMENT AGENT AGREEMENTPlacement Agent Agreement • May 24th, 2016 • Great Basin Scientific, Inc. • Surgical & medical instruments & apparatus • New York
Exhibit 8(a) PLACEMENT AGENT AGREEMENT AGREEMENT made as of the 29th day of September 2006, between MASTER INSTITUTIONAL MONEY MARKET TRUST, a Delaware statutory trust (the "Trust"), on behalf of itself and such of its series, if any, as may be listed...Placement Agent Agreement • August 28th, 2007 • Master Institutional Money Market LLC • New York
INDIGO-ENERGY, INC. PLACEMENT AGENT AGREEMENTPlacement Agent Agreement • January 3rd, 2008 • Indigo-Energy, Inc. • Crude petroleum & natural gas • New Jersey
The undersigned, Indigo-Energy, Inc., a Nevada corporation (the “Company”), hereby agrees with Newbridge Securities Corporation (the “Placement Agent”) as follows:
PLACEMENT AGENT AGREEMENTPlacement Agent Agreement • May 24th, 2001 • Boston Income Portfolio
Exhibit 8(a) PLACEMENT AGENT AGREEMENT AGREEMENT made as of the 1st day of October, 2008, between SHORT-TERM BOND MASTER LLC, a Delaware limited liability company (the "Company"), on behalf of itself and each of its series listed on Exhibit A (each, a...Placement Agent Agreement • September 29th, 2009 • Short Term Bond Master LLC • New York
FORM OF PLACEMENT AGENT AGREEMENTPlacement Agent Agreement • June 15th, 2023 • Blue Chip Capital Group Inc. • Finance services
This Placement Agent Agreement (“Agreement”) is made by and between Blue Chip Capital Group, Inc., a Nevada corporation (the “Company”), and __________________, each a “Placement Agent” and collectively, the “Placement Agents”), as of the date set forth on the signature page hereto. The Company hereby engages to serve as a Placement Agent, among other Placement Agents to assist the Company and its management in a non-exclusive capacity in arranging an offering (the “Offering”) of a total of 10,000,000 Units at an offering price of $2.00 per Unit, each Unit consisting of (i) one (1) share of Common Stock. par value $0.0001 per share (“Common Stock”); and (ii) one (1) common stock purchase warrant (the “Warrants”), each exercisable to purchase one (1) share of common stock, par value $0.001 per share (“Common Stock” or “Warrant Shares”), at exercisable to purchase one addition share of Common Stock (each a “Warrant Share”) at an exercise price of $2.50 (the “Exercise Price”) per Warrant
ENTORO SECURITIES, LLC – REG A - PLACEMENT AGENT AGREEMENTPlacement Agent Agreement • July 17th, 2023 • Zephyr Group, Inc. • Texas
Advance on Expenses: $10,000, covers due diligence expenses, technology platform setup costs, other necessary support. Refundable to extent not used.
PLACEMENT AGENT AGREEMENTPlacement Agent Agreement • March 23rd, 2016 • 5-to-15 Year Laddered Municipal Bond Portfolio
This is to confirm that, in consideration of the agreements hereinafter contained, the undersigned, 5-to-15 Year Laddered Municipal Bond Portfolio (the “Trust”), an open-end management investment company registered under the Investment Company Act of 1940, as amended (the “1940 Act”), organized as a Massachusetts business trust, has agreed that Eaton Vance Distributors, Inc. (“EVD”), shall be the placement agent (the “Placement Agent”) of Interests in the Trust (“Trust Interests”).
PLACEMENT AGENT AGREEMENT December 12, 2005 Sanders Morris Harris Inc. 527 Madison Avenue, 7th Floor New York, New York 10022 Dear Sirs: 1. Introductory. SiriCOMM, Inc., a Delaware corporation (the "Company"), proposes to sell up to 4,700,000 units...Placement Agent Agreement • February 6th, 2006 • Siricomm Inc • Services-prepackaged software • New York
INTEGRATED PHARMACEUTICALS, INC. PLACEMENT AGENT AGREEMENTPlacement Agent Agreement • January 30th, 2007 • Integrated Pharmaceuticals Inc • In vitro & in vivo diagnostic substances • Delaware
The undersigned, Integrated Pharmaceuticals, Inc., a Idaho corporation (the “COMPANY”), hereby agrees with US EURO Securities, Inc. (the “PLACEMENT AGENT”) and Dutchess Private Equities Fund, Ltd., a a Cayman Islands exempted Company (the “INVESTOR”) as follows:
PLACEMENT AGENT AGREEMENTPlacement Agent Agreement • July 2nd, 2018 • Master Investment Portfolio II • New York
AGREEMENT made as of the [ ] day of [ ], 2018, between MASTER INVESTMENT PORTFOLIO II, a Delaware statutory trust (the “Trust”), on behalf of itself and each of its series listed on Appendix A, as such Appendix may be amended from time to time (each, a “Series”) and BLACKROCK INVESTMENTS, LLC, a Delaware limited liability company (the “Placement Agent”).
PLACEMENT AGENT AGREEMENT This agreement (the "Agreement"), made as of this 19th day of December 2005, by and between China Natural Gas, Inc., a Delaware corporation with a subsidiary company incorporated in the People's Republic of China ("PRC") (the...Placement Agent Agreement • May 12th, 2006 • China Natural Gas, Inc. • Natural gas transmisison & distribution • New York
Exhibit 8(a) PLACEMENT AGENT AGREEMENT AGREEMENT made as of the 29th day of September 2006, between BLACKROCK MASTER TRUST, a Delaware statutory trust (the "Trust"), on behalf of itself and each of its series listed on Exhibit A (each, a "Portfolio")...Placement Agent Agreement • September 28th, 2007 • Blackrock Master LLC • New York
EXHIBIT 10.19 ------------- PLACEMENT AGENT AGREEMENTPlacement Agent Agreement • December 13th, 2006 • Bridgeline Software, Inc. • New York
PLACEMENT AGENT AGREEMENT August 12th, 2019Placement Agent Agreement • August 29th, 2019 • CytoDyn Inc. • Pharmaceutical preparations
This Placement Agent Agreement (“Agreement”) is made by and between CytoDyn Inc., a Delaware corporation (the “Company”), and Paulson Investment Company, LLC, a Delaware limited liability company (the “Placement Agent”), as of the date first above written. The Company hereby engages the Placement Agent to assist the Company as its non-exclusive placement agent in arranging an offering of its equity securities (the “Securities”) which will be subject to a registration statement (the “Registration Statement”) on Form S-3 previously declared effective by the United States Securities and Exchange Commission (the “SEC”) , on terms to be determined by the parites hereto (the “Offering”). The terms of the Offering will be more fully described in the definitive transaction documents pertaining to the Offering, to be prepared by the Company, with the assistance of the Placement Agent.
PLACEMENT AGENT AGREEMENT December 22, 2020Placement Agent Agreement • December 30th, 2020 • Transphorm, Inc. • Semiconductors & related devices • New York
PLACEMENT AGENT AGREEMENTPlacement Agent Agreement • May 26th, 2010 • Wells Fargo Multi-Strategy 100 Tei Fund A, LLC • Delaware
This PLACEMENT AGENT AGREEMENT dated as of June 1, 2010 by and among Wells Fargo Advisors, LLC, a Delaware limited liability company registered with the Securities and Exchange Commission as a broker-dealer (“Placement Agent”), Wells Fargo Multi-Strategy 100 Fund A, LLC (“Taxable Investor Fund”) and Wells Fargo Multi-Strategy 100 TEI Fund A, LLC (“TEI Fund”), each a Delaware limited liability company (each a “Company” and, collectively, the “Companies”). Each capitalized term that is not otherwise defined in this Agreement has the meaning assigned to it in the Private Placement Memorandum (as it may from time to time be amended, the “Memorandum”) of the Companies.
Exhibit 10.13 Placement Agent Agreement This Placement Agent Agreement ("Agreement") dated as of September 15, 2003, is entered into by and among CytRx Corporation ("CytRx" or the "Company"), having its business office located at 11726 San Vincente...Placement Agent Agreement • November 12th, 2003 • Cytrx Corp • Biological products, (no disgnostic substances) • California
Midtown Partners & Co., LLCPlacement Agent Agreement • April 15th, 2009 • Certified Diabetic Services Inc • Services-misc health & allied services, nec • Florida
SPEED COMMERCE, INC. 13,035,713 shares of Common Stock Series A Warrants to purchase up to 7,776,784 shares of Common Stock Series B Warrants to purchase up to 2,000,000 shares of Common Stock PLACEMENT AGENT AGREEMENTPlacement Agent Agreement • April 16th, 2015 • Speed Commerce, Inc. • Wholesale-computers & peripheral equipment & software • New York
ContractPlacement Agent Agreement • July 27th, 2023 • Voya Separate Portfolios Trust
AMENDED AND RESTATED PLACEMENT AGENT AGREEMENTPlacement Agent Agreement • January 28th, 2021 • Master Large Cap Series LLC • New York
AGREEMENT made as of the 20th day of March, 2020, between MASTER LARGE CAP SERIES LLC, a Delaware limited liability company (the “Company”), on behalf of itself and each of its series listed on Exhibit A, as such Exhibit may be amended from time to time (each, a “Series”), and BLACKROCK INVESTMENTS, LLC, a Delaware corporation (the “Placement Agent”).
PAGE 1 PLACEMENT AGENT AGREEMENT THIS AGREEMENT dated , 1995 between World Trust, a Massachusetts business trust (the "Trust"), on behalf of its underlying series portfolios and American Express Financial Advisors Inc., a Delaware Corporation, the...Placement Agent Agreement • November 2nd, 1995 • World Trust
PLACEMENT AGENT AGREEMENTPlacement Agent Agreement • September 26th, 2007 • Quantum Group Inc /Fl • Services-management consulting services • Florida
3,030,304 Shares DISCOVERY LABORATORIES, INC. Shares of Common Stock ($0.001 par value) PLACEMENT AGENT AGREEMENTPlacement Agent Agreement • December 14th, 2005 • Discovery Laboratories Inc /De/ • Biological products, (no disgnostic substances) • New York
Discovery Laboratories, Inc., a Delaware corporation (the “Company”), proposes to sell to the Purchasers, pursuant to the terms of this Placement Agent Agreement (this “Agreement”) and the Subscription Agreements in the form of Exhibit A attached hereto (the “Subscription Agreements”) entered into with the Purchasers identified therein (each a “Purchaser” and, collectively, the “Purchasers”), an aggregate of 3,030,304 shares of Common Stock, par value $0.001 per share (the “Common Stock”), of the Company. The aggregate of 3,030,304 shares so proposed to be sold is hereinafter referred to as the “Stock.” The Company hereby confirms its agreement with SG Cowen & Co., LLC (“SG Cowen”) as follows (certain terms used herein are defined in Section 14 hereof):
EXHIBIT 10.14 NIGHTHAWK SYSTEMS, INC. PLACEMENT AGENT AGREEMENT Dated as of: August 10, 2003. The undersigned, Nighthawk Systems, Inc., a Nevada corporation (the "COMPANY"), hereby agrees with U.S. Euro Securities, Inc. (the "PLACEMENT AGENT") and...Placement Agent Agreement • November 3rd, 2004 • Nighthawk Systems Inc • Communications services, nec • Delaware
OHR PHARMACEUTICAL, INC. 20,250,032 Shares of Common Stock And 14,175,059 Warrants to Purchase One Share of Common Stock PLACEMENT AGENT AGREEMENTPlacement Agent Agreement • April 6th, 2017 • Ohr Pharmaceutical Inc • Pharmaceutical preparations • New York
Ohr Pharmaceutical, Inc., a Delaware corporation (the “Company”), proposes to issue and sell to the purchasers (the “Offering”), pursuant to the terms and conditions of this Placement Agent Agreement (this “Agreement”) and the Securities Purchase Agreements in the form of Exhibit A attached hereto (the “Subscription Agreements”), entered into with the purchasers identified therein (each a “Purchaser” and collectively, the “Purchasers”) an aggregate of 20,250,032 shares (the “Shares”) of common stock, par value $0.0001 per share (the “Common Stock”), of the Company and 14,175,059 warrants (the “Warrants”), each Warrant entitles the holder to purchase one share of Common Stock at an exercise price of $1.00 per share at any time prior to the expiration thereof the five year anniversary of issuance (the “Warrant Shares”). The Shares, the Warrants and the Warrant Shares are collectively referred to as the “Securities”. The Purchasers shall receive .7 of a Warrant for each Share purchased an
PLACEMENT AGENT AGREEMENTPlacement Agent Agreement • January 31st, 2023 • Cadiz Inc • Water supply • New York
PLACEMENT AGENT AGREEMENT June 28, 2006Placement Agent Agreement • September 21st, 2007 • Daybreak Oil & Gas Inc • Blank checks • Colorado
The Company proposes to offer and sell to qualified investors Units (“Units”) of the Company's securities at an offering price of $3.00 per Unit, and on terms as set forth herein. Each Unit is comprised of the one share of the Company’s convertible preferred stock (“Preferred Stock”) and two warrants (“Warrant”) to purchase a share of Common Stock. As used in this Agreement, the term "Memorandum" refers to a Private Placement Memorandum dated June 28, 2006.
PAGE 1 PLACEMENT AGENT AGREEMENT THIS AGREEMENT dated November 13, 1996 between World Trust, a Massachusetts business trust (the "Trust"), on behalf of its underlying series portfolios: Emerging Markets Portfolio and World Technologies Portfolio; and...Placement Agent Agreement • October 30th, 1996 • World Trust
Placement Agent Agreement ZEA CAPITAL FUND LLC (a Delaware limited liability company)Placement Agent Agreement • August 10th, 2010 • Zea Capital Fund LLC • Iowa
Zea Capital Fund LLC, a limited liability company organized under the Delaware Limited Liability Company Act (the “Fund”), proposes to offer publicly for subscription and to sell to subscribers acceptable to the Fund, upon the terms and subject to the conditions set forth in this Agreement and the Registration Statement (as defined in Section 1(a) hereof) and the Prospectus and Statement of Additional Information included therein, as either or both may from time to time be amended or supplemented, a minimum of 2,400,000 (the “Offering Minimum”) of the Common Units of the Fund (the “Units”) and a maximum of 6,400,000 of the Units at a price of $12.50 per Unit during the offering period of the Fund, as more fully described in the Prospectus and Statement of Additional Information.
PLACEMENT AGENT AGREEMENT May ______, 2014Placement Agent Agreement • May 21st, 2014 • Freeseas Inc. • Deep sea foreign transportation of freight • New York
eAutoclaims, Inc. PLACEMENT AGENT AGREEMENT December 14, 2004 Noble International Investments, Inc. 6501 Congress Ave., Suite 100 Boca Raton, FL 33487 Ladies and Gentlemen: This agreement (Agreement") confirms the terms on which eAutoclaims, a Nevada...Placement Agent Agreement • March 17th, 2005 • Eautoclaims, Inc • Services-business services, nec • Florida
Exhibit 1.2 AMENDMENT NO. 1 TO PLACEMENT AGENT AGREEMENTPlacement Agent Agreement • January 31st, 2005 • CepTor CORP • Lessors of real property, nec
Reference is made to that certain Placement Agent Agreement (the "Agreement"), dated as of October 22, 2004, by and between Brookshire Securities Corporation ("Brookshire") and CepTor Corporation ("CepTor"). This letter is to confirm our mutual agreement that the Agreement shall be amended to reflect CepTor's option to increase the maximum amount of the Offering to $12,000,000 (480 Units), with an over-allotment option of $1,800,000 (72 Units).
