TABLE OF CONTENTS Page ARTICLE I DEFINITIONS.......................................... 1 ARTICLE II THE TRUSTEES......................................... 2 Section 1. Management of the Trust................................ 2 Section 2. Initial...Pimco Variable Insurance Trust • October 3rd, 1997 • Delaware
EXHIBIT 9(b) FORM OF PARTICIPATION AGREEMENT THIS AGREEMENT, made and entered into this ___ day of ______, 1997 by and between GOLDMAN SACHS VARIABLE INSURANCE TRUST, an unincorporated business trust formed under the laws of Delaware (the "Trust"),...Participation Agreement • September 18th, 1997 • Goldman Sachs Variable Insurance Trust • Delaware
BETWEENInvestment Services for Education Associations Trust • December 13th, 1996 • Delaware
CONSULTING AGREEMENTConsulting Agreement • December 13th, 1996 • Investment Services for Education Associations Trust • Delaware
EXHIBIT 99.5(b)(iii): --------------------- FORM OF SUB-ADVISORY AGREEMENT BETWEEN UNDISCOVERED MANAGERS AND WAITE & ASSOCIATES UNDISCOVERED MANAGERS FUNDS SUB-ADVISORY AGREEMENT (Core Equity Fund) This Sub-Advisory Agreement (this "Agreement") is...Sub-Advisory Agreement • October 10th, 1997 • Undiscovered Managers Funds • Massachusetts
1 EXHIBIT 5.2 SUB-ADVISORY AGREEMENT Pacific Innovations Managed Bond Fund AGREEMENT, made as of _______________,1997 between Bank of America National Trust and Savings Association, a national banking association (hereinafter called the "Manager"),...Agreement • October 15th, 1996 • Pacific Innovations Trust • California
WITNESSETH:Management Agreement • October 10th, 1997 • Undiscovered Managers Funds
SUBSCRIPTION AGREEMENTSubscription Agreement • May 22nd, 1997 • Thurlow Funds Inc
The undersigned hereby subscribes to 10,000 shares of the Class A Common Stock, $0.0001 par value of The Thurlow Funds, Inc., and agrees to pay to said corporation the sum of $100,000 in cash.
INVESTMENT ADVISORY AGREEMENT THIS AGREEMENT, entered into as of the date the registration statement of the New Providence Capital Growth Fund of the New Providence Investment Trust becomes effective with the Securities and Exchange Commission, by and...Investment Advisory Agreement • July 16th, 1997 • New Providence Investment Trust • North Carolina
ADMINISTRATION AGREEMENT AGREEMENT dated as of ______________, 1997 between COHEN & STEERS SPECIAL EQUITY FUND, INC. (hereinafter referred to as the "Company"), a non-diversified, open-end management investment company, and COHEN & STEERS CAPITAL...Administration Agreement • February 19th, 1997 • Cohen & Steers Special Equity Fund
Between CLS ADVISORONE FUNDS THE AMERIGO FUND and CLARKE LANZEN SKALLA INVESTMENT FIRM, INC.Investment Advisory Agreement • March 17th, 1997 • CLS Advisor One Funds • Nebraska
EXHIBIT 9.1Share Purchase Agreement • April 16th, 1997 • Hartford Midcap Fund Inc • Connecticut
WCT Funds 1 September 1, 1997 EXHIBIT 6(II) FORM OF WCT FUNDSAdministrative Services Agreement • September 17th, 1997 • WCT Funds • Pennsylvania
FORM OF DISTRIBUTION AGREEMENTDistribution Agreement • July 11th, 1997 • Isi Strategy Fund Inc • Maryland
CUSTODY AGREEMENTCustody Agreement • October 9th, 1997 • Lake Shore Family of Funds • Ohio
FORM OF SALES AGREEMENT WITH EDGEWOOD SERVICES, INC.WCT Funds • September 17th, 1997 • Pennsylvania
INVESTMENT MANAGEMENT AGREEMENT THIS INVESTMENT MANAGEMENT AGREEMENT is made as of the _____ day of ________, 1997, by and between PILGRIM AMERICA BANK AND THRIFT FUND, INC. (formerly Pilgrim Regional BankShares, Inc.), a Maryland corporation (the...Investment Management Agreement • August 12th, 1997 • Pilgrim America Bank & Thrift Fund Inc
AGREEMENT BETWEEN BROWN BROTHERS HARRIMAN & CO. AND PIONEER MICRO-CAP FUNDCustodian Agreement • December 23rd, 1996 • Pioneer Micro Cap Fund • Massachusetts
Lake Shore Fund Group, Ltd. 403 Vine Street, 2nd Floor Cincinnati, Ohio 45202 Re: Advisory Agreement Ladies and Gentlemen: The Lake Shore Family of Funds (the "Trust") is an open-end management investment company registered under the Investment...Lake Shore Family of Funds • October 9th, 1997 • Ohio
TABLE OF CONTENTS Page ARTICLE I DEFINITIONS.......................................... 1 ARTICLE II THE TRUSTEES......................................... 2 Section 1. Management of the Trust................................ 2 Section 2. Initial...Marsico Investment Fund • October 1st, 1997 • Delaware
TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • April 2nd, 1997 • Delta Funds Inc • New York
RECITALSubadvisory Agreement • November 27th, 1996 • Quest for Value Dual Purpose Fund Inc • New York
SUB-ADVISORY AGREEMENT THIS AGREEMENT dated as of October 14, 1996, by and between OppenheimerFunds, Inc. ("OFI"), a registered investment adviser and Oppenheimer Real Asset Management, Inc. ("ORAMI"), a registered investment adviser and a registered...Sub-Advisory Agreement • October 15th, 1996 • Oppenheimer Real Asset Fund
WITNESSETHTransfer Agency Agreement • January 29th, 1997 • Afba Five Star Funds Inc • Missouri
INVESTMENT ADVISORY AGREEMENT THIS AGREEMENT is made by and between AETNA LIFE INSURANCE AND ANNUITY COMPANY, a Connecticut corporation (the "Adviser") and PORTFOLIO PARTNERS, INC., a Maryland corporation (the "Company"), on behalf of each of its...Investment Advisory Agreement • July 31st, 1997 • Portfolio Partners Inc • Connecticut
WRITTEN INSTRUMENT AMENDING THE AGREEMENT AND DECLARATION OF TRUST ---------------------------------- November 20, 1995 ----------------- The undersigned, being the sole trustee of Kemper Trust #24 (the "Trust"), a business trust organized pursuant to...Kemper Europe Fund • January 5th, 1996
FORM OFCustodian Contract • September 17th, 1997 • WCT Funds
WITNESSETHInvestment Sub-Advisory Agreement • March 8th, 1996 • Hartford Small Co Fund Inc
ICON FUNDS ADVISORY AGREEMENT AGREEMENT made as of October 9, 1996 between MERIDIAN INVESTMENT MANAGEMENT CORPORATION, a corporation organized under the laws of the State of Colorado and having its principal place of business in Englewood, Colorado...Advisory Agreement • October 28th, 1996 • Icon Funds • Colorado
BETWEENInvestment Services for Education Associations Trust • December 13th, 1996
EXHIBIT 5(D) FORM OF INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • December 3rd, 1996 • 787 Trust • Delaware
Exhibit 9(c) TRANSFER AGENCY AGREEMENT BETWEEN KALMAR POOLED TRUST AND RODNEY SQUARE MANAGEMENT CORPORATION THIS TRANSFER AGENCY AGREEMENT is made as of the ___ day of _______________, 1996, between Kalmar Pooled Trust, a Delaware business trust (the...Agency Agreement • October 7th, 1996 • Kalmar Pooled Investment Trust • Delaware
UNDERWRITING AGREEMENT This Agreement made as of _______________ by and between the Lake Shore Family of Funds, an Ohio business trust (the "Trust"), and Countrywide Investments, Inc., an Ohio corporation ("Underwriter"). WHEREAS, the Trust is an...Underwriting Agreement • October 9th, 1997 • Lake Shore Family of Funds • Ohio
Exhibit 9(ii) under Form N-1A Exhibit 10 under Item 601/Reg. S-K AGREEMENT FOR FUND ACCOUNTING, SHAREHOLDER RECORDKEEPING, AND CUSTODY SERVICES PROCUREMENTFti Funds • October 23rd, 1995 • Massachusetts
WCT Funds Page 1 September 1, 1997 Exhibit 9(i) FORM OF AGREEMENT for FUND ACCOUNTING, SHAREHOLDER RECORDKEEPING, and CUSTODY SERVICES PROCUREMENTWCT Funds • September 17th, 1997 • New York
