Form Of Warrant Agency Agreement Sample Contracts

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Sigma Labs, Inc. – Form of Warrant Agency Agreement (February 14th, 2017)

WARRANT AGENCY AGREEMENT, dated as of [______], 2017 (Agreement), between Sigma Labs, Inc., a Nevada corporation (the Company) and Interwest Transfer Company, Inc. (the Warrant Agent).

Soligenix Inc. – Form of Warrant Agency Agreement (November 14th, 2016)

WARRANT AGENCY AGREEMENT made as of November___, 2016 (the "Issuance Date"), between Soligenix, Inc., a Delaware corporation, with offices at 29 Emmons Drive, Suite C-10 Princeton, New Jersey 08540 (the "Company"), and American Stock Transfer & Trust Company, LLC, with offices at 6201 15th Avenue, Brooklyn, New York 11219 (the "Warrant Agent").

Rennova Health, Inc. Form of Warrant Agency Agreement (December 22nd, 2015)

WARRANT AGENCY AGREEMENT (this "Warrant Agreement") made as of December ___, 2015 (the "Issuance Date"), between Rennova Health, Inc., a Delaware corporation ("Company"), and Computershare Inc., a Delaware corporation ("Computershare"), and its wholly -wned subsidiary, Computershare Trust Company, N.A., a federally chartered trust company (together with Computershare, "Warrant Agent").

Rennova Health, Inc. Form of Warrant Agency Agreement (December 17th, 2015)

WARRANT AGENCY AGREEMENT (this "Warrant Agreement") made as of December ___, 2015 (the "Issuance Date"), between Rennova Health, Inc., a Delaware corporation ("Company"), and ____________________ a ___________________ ("Warrant Agent").

IEG Holdings Corp – Form of Warrant Agency Agreement (November 6th, 2015)

THIS WARRANT AGENCY AGREEMENT (this "Warrant Agreement") is made as of [*], 2015 (the "Issuance Date"), between IEG Holdings Corporation, a Florida corporation, with offices at 6160 West Tropicana Avenue, Suite E-13, Las Vegas, Nevada 89103 (the "Company"), and VStock Transfer, LLC, with offices at 18 Lafayette Place, Woodmere, NY 11598 (the "Warrant Agent").

EyeGate Pharmaceuticals – Eyegate Pharmaceuticals, Inc. Form of Warrant Agency Agreement (July 30th, 2015)

WARRANT AGENCY AGREEMENT (this "Warrant Agreement") made as of [*], 2015 (the "Issuance Date"), between Eyegate Pharmaceuticals, Inc., a Delaware corporation, with offices at 271 Waverley Oaks Road, Suite 108, Waltham, Massachusetts 02452 ("Company"), and VStock Transfer, LLC, with offices at 18 Lafayette Place, Woodmere, NY 11598 ("Warrant Agent").

U.S. Rare Earths, Inc – Form of Warrant Agency Agreement (January 8th, 2015)

WARRANT AGENCY AGREEMENT (Warrant Agreement) made as of , 2015 (the Issuance Date), between U.S. Rare Earths, Inc., a Delaware corporation, with offices at 5600 Tennyson Parkway, Suite 240, Plano, Texas 75024 (the Company), and Manhattan Transfer Registrar Company, with offices at 57 Eastwood Road, Miller Place, New York 11764 (the Warrant Agent).

Atheronova Inc. Form of Warrant Agency Agreement (October 27th, 2014)

WHEREAS, the Company is engaged in a public offering (the "Offering") of Common Stock and Warrants and, in connection therewith, has determined to issue and deliver up to [________] Warrants (the "Warrants") to the public investors pursuant to Section 1 of that certain Underwriting Agreement, dated as of [ , 2014] (the "Underwriting Agreement"), with each such Warrant evidencing the right of the holder thereof to purchase one share of common stock, par value $.0001 per share, of the Company's Common Stock (the "Common Stock") for $[___], subject to adjustment as described herein; and

Atheronova Inc. Form of Warrant Agency Agreement (October 24th, 2014)

WHEREAS, the Company is engaged in a public offering (the "Offering") of Common Stock and Warrants and, in connection therewith, has determined to issue and deliver up to [________] Warrants (the "Warrants") to the public investors pursuant to Section 1 of that certain Underwriting Agreement, dated as of [ , 2014] (the "Underwriting Agreement"), with each such Warrant evidencing the right of the holder thereof to purchase one share of common stock, par value $.0001 per share, of the Company's Common Stock (the "Common Stock") for $[___], subject to adjustment as described herein; and

Access Pharmaceuticals Inc. – Form of Warrant Agency Agreement (October 24th, 2014)

WARRANT AGENCY AGREEMENT made as of October , 2014 (the "Issuance Date"), between PlasmaTech Biopharmaceuticals, Inc., a Delaware corporation, with offices at 4848 Lemmon Ave., Suite 517, Dallas, Texas 75219 (the "Company"), and American Stock Transfer & Trust Company, LLC, with offices at 6201 15th Avenue, Brooklyn, New York 11219 (the "Warrant Agent").

Atheronova Inc. Form of Warrant Agency Agreement (October 9th, 2014)

WARRANT AGENCY AGREEMENT (this "Warrant Agreement") made as of [________], 2014 (the "Issuance Date"), between Atheronova Inc., a Delaware corporation, with offices at 2301 Dupont Drive, Suite 525, Irvine, CA 92612 ("Company"), and Securities Transfer Corporation, with offices at 2591 Dallas Parkway, Suite 102, Frisco, Texas 75034 ("Warrant Agent").

China Commercial Credit Inc. – China Commercial Credit, Inc. Form of Warrant Agency Agreement (January 15th, 2014)

WARRANT AGENCY AGREEMENT (this "Warrant Agreement") made as of [______________], 2014 (the "Issuance Date"), between China Commercial Credit, Inc., a Delaware corporation, with offices at No. 1688, Yunli Road, Tongli, Wujiang, Jiangsu Province, People's Republic of China ("Company"), and [_____________], with offices at [__________________________] ("Warrant Agent").

Advaxis – Advaxis, Inc. Form of Warrant Agency Agreement (October 22nd, 2013)

WARRANT AGENCY AGREEMENT (this "Warrant Agreement") made as of October 22, 2013 (the "Issuance Date"), between Advaxis, Inc., a Delaware corporation, with offices at 305 College Road East, Princeton, New Jersey 08540 ("Company"), and Securities Transfer Corporation, with offices at 2591 Dallas Parkway, Suite 102, Frisco, Texas 75034 ("Warrant Agent").

Advaxis – Advaxis, Inc. Form of Warrant Agency Agreement (September 27th, 2013)

WARRANT AGENCY AGREEMENT (this "Warrant Agreement") made as of [*], 2013 (the "Issuance Date"), between Advaxis, Inc., a Delaware corporation, with offices at 305 College Road East, Princeton, New Jersey 08540 ("Company"), and Securities Transfer Corporation, with offices at 2591 Dallas Parkway, Suite 102, Frisco, Texas 75034 ("Warrant Agent").

Xg Technology Inc – Xg Technology, Inc. Form of Warrant Agency Agreement (July 8th, 2013)

WARRANT AGENCY AGREEMENT (this "Warrant Agreement") made as of July ___, 2013 (the "Issuance Date"), between xG Technology, Inc., a Delaware corporation, with offices at 240 S. Pineapple Ave., Suite 701, Sarasota, Florida 34236 ("Company"), and Continental Stock Transfer & Trust Co., with offices at 17 Battery Place, 8th Floor, New York, New York 10004 ("Warrant Agent").

Micronet Enertec Technologies, Inc. – Micronet Enertec Technologies, Inc. Form of Warrant Agency Agreement (April 22nd, 2013)

WARRANT AGENCY AGREEMENT (this "Warrant Agreement") made as of April ___, 2013 (the "Issuance Date"), between Micronet Enertec Technologies, Inc., a Delaware corporation, with offices at 70 Kinderkamack Road, Emerson, New Jersey 07630 ("Company"), and Continental Stock Transfer & Trust Co., with offices at 17 Battery Place, 8th Floor, New York, New York 10004 ("Warrant Agent").

Polymedix – Form of Warrant Agency Agreement (March 21st, 2013)

Upon receipt of an Election to Purchase for a cashless exercise, the Warrant Agent will promptly deliver a copy of the Election to Purchase to the Company to confirm the number of Warrant Shares issuable in connection with the cashless exercise. The Company shall calculate and transmit to the Warrant Agent in a written notice, and the Warrant Agent shall have no duty, responsibility or obligation under this section to calculate, the number of Warrant Shares issuable in connection with any cashless exercise. The Warrant Agent shall be entitled to rely conclusively on any such written notice provided by the Company, and the Warrant Agent shall not be liable for any action taken, suffered or omitted to be taken by it in accordance with such written instructions or pursuant to this Warrant Agreement.

Genesys Sa – Form of Warrant Agency Agreement (January 30th, 2006)

WARRANT AGENCY AGREEMENT dated as of , 2006 (this Agreement) between Genesys S.A., a societe anonyme organized under the laws of France (the Company), The Bank of New York, a New York banking corporation (the ADS Warrant Agent).