FORM OF UNDERWRITING AGREEMENT ______________________________ THIS AGREEMENT is made as of_______, 2006 by and between PROFESSIONAL FUNDS DISTRIBUTOR, LLC ("PFD"), and THE ROXBURY FUNDS, a Delaware statutory trust (the "Fund"). W I T N E S S E T H:...Form of Underwriting Agreement • June 30th, 2006 • Roxbury Funds
FORM OF UNDERWRITING AGREEMENTForm of Underwriting Agreement • November 27th, 2018 • PeerStream, Inc. • Services-business services, nec • New York
Form of UNDERWRITING AGREEMENT between VIRTUS VARIABLE INSURANCE TRUST and VP DISTRIBUTORS, INC.Form of Underwriting Agreement • August 2nd, 2010 • Phoenix Edge Series Fund • Connecticut
THIS AGREEMENT, made and entered into _________, 2010, by and between Virtus Variable Insurance Trust (formerly The Phoenix Edge Series Fund) (the “Fund”) for certain of its portfolios as set forth on Schedule A hereto, (the “Series”), a Massachusetts business trust and VP Distributors, Inc. (“VPD”), a Connecticut corporation (the “Underwriter”).
FORM OF UNDERWRITING AGREEMENTForm of Underwriting Agreement • June 19th, 2014 • Performance Sports Group Ltd. • Sporting & athletic goods, nec • New York
The undersigned understands that Morgan Stanley & Co. LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated and RBC Capital Markets, LLC (the “Joint Bookrunners”) propose to enter into an Underwriting Agreement (the “Underwriting Agreement”) with Performance Sports Group Ltd. (f/k/a Bauer Performance Sports Ltd.), a British Columbia corporation (the “Company”), providing for the public offering (the “Public Offering”) by the several Underwriters, including the Joint Bookrunners, of common shares of the Company (the “Common Shares”).
FORM OF UNDERWRITING AGREEMENTForm of Underwriting Agreement • December 31st, 2002 • Electric City Funds Inc • New York
This Agreement made as of December 31, 2002 by and between Electric City Funds, Inc., a Maryland corporation (the "Company"), and Pinnacle Investments, Inc., a New York corporation (the "Underwriter").
FORM OF UNDERWRITING AGREEMENTForm of Underwriting Agreement • December 1st, 2005 • Golden West Financial Corp /De/ • Savings institution, federally chartered • New York
We understand that Golden West Financial Corporation (the “Company”) proposes to issue and sell $[___] aggregate principal amount of its [___] (the “Offered Securities”) covered by the registration statement on Form S-3 (File No. 333-[___]), as amended (the “Registration Statement”). Subject to the terms and conditions set forth herein and incorporated by reference herein, the Company hereby agrees to sell, and [___] [the underwriters named in Schedule I hereto] (the “Underwriter(s)”) agree(s) to purchase, [___] aggregate principal amount of Offered Securities [the respective principal amount of Offered Securities set forth opposite the name of each such Underwriter on Schedule I hereto] at [___]% of their principal amount.
FORM OF UNDERWRITING AGREEMENT This UNDERWRITING AGREEMENT, made this __ day of ____________, 1996, by and between Legg Mason Cash Reserve Trust, a Massachusetts business trust ("Trust"), and Legg Mason Wood Walker, Incorporated, a Maryland...Form of Underwriting Agreement • February 1st, 1996 • Legg Mason Cash Reserve Trust
FORM OF UNDERWRITING AGREEMENTForm of Underwriting Agreement • February 18th, 2011 • Ge Funds
THIS AGREEMENT is made as of February , 2011 by and between BNY MELLON DISTRIBUTORS INC., a Massachusetts corporation (“Distributor”), and HIGHLAND FUNDS II, a Massachusetts business trust (the “Trust”).
FORM OF UNDERWRITING AGREEMENTForm of Underwriting Agreement • March 17th, 2003 • Lilly Eli & Co • Pharmaceutical preparations
The undersigned (the “Underwriters”) and Goldman Sachs & Co. (in its individual capacity) understand that Eli Lilly and Company, an Indiana corporation (the “Company”), proposes to issue and sell $300,000,000 aggregate principal amount of 2.90% Notes due 2008 (the “2008 Notes”) and $200,000,000 aggregate principal amount of 4.50% Notes due 2018 (the “2018 Notes” and, together with the 2008 Notes, the “Notes”).
FORM OF UNDERWRITING AGREEMENT NXSTAGE MEDICAL, INC. (a Delaware corporation) 5,613,371 Shares of Common Stock UNDERWRITING AGREEMENT Dated: June [ ], 2006 NXSTAGE MEDICAL, INC. (a Delaware corporation) 5,613,371 Shares of Common Stock (Par Value...Form of Underwriting Agreement • June 8th, 2006 • NxStage Medical, Inc. • Electromedical & electrotherapeutic apparatus • New York
FORM OF UNDERWRITING AGREEMENTForm of Underwriting Agreement • August 24th, 2004 • Lilly Eli & Co • Pharmaceutical preparations
The undersigned (the “Underwriters”) understand that Eli Lilly and Company, an Indiana corporation (the “Company”), proposes to issue and sell $1,000,000,000 aggregate principal amount of Callable Floating Rate Senior Notes due August 24, 2007 (the “Notes”).
FORM OF UNDERWRITING AGREEMENT HERSHA HOSPITALITY TRUST (a Maryland real estate investment trust) [ ] Priority Class A Common Shares ($0.01 Par Value)Form of Underwriting Agreement • October 14th, 2003 • Hersha Hospitality Trust • Real estate investment trusts • New York
Hersha Hospitality Trust, a Maryland real estate investment trust (the “Company”), proposes to issue and sell to the underwriters named in Schedule A annexed hereto (the “Underwriters”), for whom you are acting as representative(s), an aggregate of [ ] shares (the “Firm Shares”) of Priority Class A common shares, $ 0.01 par value (the “Common Stock”), of the Company. In addition, solely for the purpose of covering over-allotments, the Company proposes to grant to the Underwriters the option to purchase from the Company up to an additional [ ] shares of Common Stock (the “Additional Shares”). The Firm Shares and the Additional Shares are hereinafter collectively sometimes referred to as the “Shares.” The Shares are described in the Prospectus which is referred to below.
FORM OF UNDERWRITING AGREEMENTForm of Underwriting Agreement • October 25th, 2002 • Antex Biologics Inc • Biological products, (no disgnostic substances) • New York
Roan/Meyers Associates, L.P., as Representative of the several Underwriters named in Schedule I c/o 17 State Street New York, New York 10004
FORM OF UNDERWRITING AGREEMENT AMERICAN CAPITAL AGENCY CORP. (a Delaware corporation) Shares of Common StockForm of Underwriting Agreement • July 8th, 2009 • American Capital Agency Corp • Real estate investment trusts • New York
American Capital Agency Corp., a Delaware corporation (the “Company”), and the persons listed in Schedule B hereto (the “Selling Stockholders”), confirm their respective agreements with the Underwriters named in Schedule A hereto (collectively, the “Underwriters,” which term shall also include any underwriter substituted as hereinafter provided in Section 10 hereof), for whom are acting as representatives (in such capacity, the “Representatives”), with respect to (i) the sale by the Company and the Selling Stockholders, acting severally and not jointly, and the purchase by the Underwriters, acting severally and not jointly, of the respective numbers of shares of Common Stock, par value $0.01 per share, of the Company (“Common Stock”) set forth in Schedules A and B hereto, and (ii) the grant by the Company and the Selling Stockholders to the Underwriters, acting severally and not jointly, of the option described in Section 2(b) hereof to purchase all or any part of additional shares of
FORM OF UNDERWRITING AGREEMENTForm of Underwriting Agreement • September 8th, 2017 • Pioneer ILS Bridge Fund • Massachusetts
THIS UNDERWRITING AGREEMENT, dated this [ ] day of [ ], 2017, by and between Pioneer ILS Bridge Fund (the “Trust”), a Delaware statutory trust, and Amundi Pioneer Distributor, Inc., a Massachusetts corporation (the “Underwriter”).
FORM OF UNDERWRITING AGREEMENT March 13, 2002Form of Underwriting Agreement • March 18th, 2002 • Lilly Eli & Co • Pharmaceutical preparations
The undersigned (the “Underwriters”) understand that Eli Lilly and Company, an Indiana corporation (the “Company”), proposes to issue and sell $500,000,000 aggregate principal amount of 6% Notes due 2012 (the “Notes”).
1,550,000 Shares of Common Stock and 1,550,000 Redeemable Common Stock Purchase WarrantsForm of Underwriting Agreement • January 22nd, 1998 • Proflight Medical Response Inc • Air transportation, nonscheduled • New York
FORM OF UNDERWRITING AGREEMENTForm of Underwriting Agreement • May 31st, 2011 • Matthews International Funds • Delaware
THIS UNDERWRITING AGREEMENT (the “Agreement”) is made as of May ____, 2011 by and between BNY MELLON DISTRIBUTORS INC., a Massachusetts corporation (“Distributor”), and MATTHEWS INTERNATIONAL FUNDS, d/b/a Matthews Asia Funds, a Delaware statutory trust (the “Trust”).
FORM OF UNDERWRITING AGREEMENT between ECHO HEALTHCARE ACQUISITION CORP. and MORGAN JOSEPH & CO., INC. Dated: _____________, 2006Form of Underwriting Agreement • February 24th, 2006 • Echo Healthcare Acquisition Corp. • Blank checks • New York
The undersigned, Echo Healthcare Acquisition Corp., a Delaware corporation (“Company”), hereby confirms its agreement with Morgan Joseph & Co. Inc. (“Morgan Joseph & Co.”, referred to herein variously as “you,” or the “Representative”) and with the other underwriters named on Schedule I hereto for which Morgan Joseph & Co. are acting as Representative (the Representative and the other Underwriters being collectively called the “Underwriters” or, individually, an “Underwriter”) as follows:
