Equity Compensation Plan Sample Contracts

CEN BIOTECH, INC. RESTRICTED STOCK AGREEMENT
Equity Compensation Plan • August 31st, 2022 • Cen Biotech Inc • Pharmaceutical preparations • New York

WHEREAS, as of April 7th, 2021, the Company adopted the CEN Biotech, Inc. 2021 Equity Compensation Plan (the “Plan”), which Plan authorizes, among other things, the grant of restricted shares of the Company’s common stock (“Common Stock”), to directors, officers and employees of the Company and to other individuals; and

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MFA FINANCIAL, INC. EQUITY COMPENSATION PLAN [AMENDED AND RESTATED] PHANTOM SHARE AWARD AGREEMENT (PERFORMANCE-BASED VESTING)
Equity Compensation Plan • December 27th, 2018 • Mfa Financial, Inc. • Real estate investment trusts • Maryland

This [AMENDED AND RESTATED] PHANTOM SHARE AWARD AGREEMENT, dated as of the day of , 20 , [amends and restates the Agreement dated as of the day of , 20 ](1) (the “Grant Date”), by and between MFA Financial, Inc., a Maryland corporation (the “Company”), and [ ] (the “Grantee”).

MFA FINANCIAL, INC. EQUITY COMPENSATION PLAN FORM OF PHANTOM SHARE AWARD AGREEMENT (TIME BASED VESTING)
Equity Compensation Plan • February 22nd, 2024 • Mfa Financial, Inc. • Real estate investment trusts

AGREEMENT, dated as of the __ of __________, 202_ (the “Grant Date”), by and between MFA Financial, Inc., a Maryland corporation (the “Company”), and ___________ (the “Grantee”).

ITT EDUCATIONAL SERVICES, INC. AMENDED AND RESTATED 2006 EQUITY COMPENSATION PLAN RESTRICTED STOCK AWARD AGREEMENT
Equity Compensation Plan • May 7th, 2013 • Itt Educational Services Inc • Services-educational services

The Grantee now serves the Company or a Subsidiary as either an Employee or a Non-Employee Director, and in recognition of the Grantee's valued services, the Company, through the Committee, desires to provide an opportunity for the Grantee to increase his or her stock ownership in the Company pursuant to the provisions of the ITT Educational Services, Inc. Amended and Restated 2006 Equity Compensation Plan ("Plan").

CARDCONNECT CORP. STOCK AWARD AGREEMENT
Equity Compensation Plan • November 14th, 2016 • CardConnect Corp. • Blank checks • Delaware

THIS AGREEMENT, dated the day of (the “Date of Grant”), between CardConnect Corp., a Delaware corporation (the “Company”) and (“Grantee”), is made pursuant and subject to the provisions of the Company’s 2016 Omnibus Equity Compensation Plan (the “Plan”), a copy of which has been made available to the Grantee. All terms used herein that are defined in the Plan have the same meaning given them in the Plan.

EQUITY COMPENSATION PLAN NONQUALIFIED STOCK OPTION AGREEMENT
Equity Compensation Plan • February 24th, 2012 • Itt Educational Services Inc • Services-educational services

This Agreement (“Agreement”), effective as of the day of , 2 (“Grant Date”), is by and between ITT Educational Services, Inc. (“Company”) and (“Grantee”).

RESOURCE CAPITAL CORP. STOCK AWARD AGREEMENT
Equity Compensation Plan • August 8th, 2014 • Resource Capital Corp. • Real estate investment trusts • Maryland

THIS AGREEMENT, dated the day of (the “Date of Grant”), between Resource Capital Corp., a Maryland corporation (the “Company”) and (“Grantee”), is made pursuant and subject to the provisions of the Company’s (the “Plan”), a copy of which has been made available to the Grantee. All terms used herein that are defined in the Plan have the same meaning given them in the Plan.

FENDER MUSICAL INSTRUMENTS CORPORATION STOCK OPTION AGREEMENT
Equity Compensation Plan • March 8th, 2012 • Fender Musical Instruments Corp • Arizona

Fender Musical Instruments Corporation (the “Company”) hereby grants the following Option to purchase shares of the Class B Common Stock of the Company, subject to the terms of this Stock Option Agreement and the Company’s 2007 Amended and Restated Equity Compensation Plan (the “Plan”):

EQUITY COMPENSATION PLAN RESTRICTED STOCK AWARD AGREEMENT
Equity Compensation Plan • February 18th, 2011 • Itt Educational Services Inc • Services-educational services

The Grantee now serves the Company or a Subsidiary as either an Employee or a Non-Employee Director, and in recognition of the Grantee’s valued services, the Company, through the Committee, desires to provide an opportunity for the Grantee to increase his or her stock ownership in the Company pursuant to the provisions of the 2006 ITT Educational Services, Inc. Equity Compensation Plan (“Plan”).

EQUITY COMPENSATION PLAN NONQUALIFIED STOCK OPTION AGREEMENT
Equity Compensation Plan • May 1st, 2006 • Itt Educational Services Inc • Services-educational services

This Agreement (“Agreement”), effective as of the day of , 2 (“Grant Date”), is by and between ITT Educational Services, Inc. (“Company”) and (“Grantee”).

SMARTMETRIC, INC.
Equity Compensation Plan • November 14th, 2017 • SmartMetric, Inc. • Miscellaneous manufacturing industries • California

Unless otherwise defined herein, the terms defined in the SmartMetric, Inc. (“Company”) 2017 Equity Compensation Plan (“Plan”) shall have the same defined meanings in this Stock Option Agreement.

PROPHASE LABS, INC. OPTIONS AWARD AGREEMENT
Equity Compensation Plan • March 29th, 2023 • ProPhase Labs, Inc. • Pharmaceutical preparations • Delaware

THIS AGREEMENT (the “Agreement”), is made effective as of the ___th day of ______ (hereinafter called the “Date of Grant”), between ProPhase Labs, Inc., a Delaware corporation (hereinafter called the “Company”), and _______________ (hereinafter called the “Participant”):

CARDCONNECT CORP. STOCK AWARD AGREEMENT
Equity Compensation Plan • August 4th, 2016 • CardConnect Corp. • Blank checks • Delaware

THIS AGREEMENT, dated the day of (the “Date of Grant”), between CardConnect Corp., a Delaware corporation (the “Company”) and (“Grantee”), is made pursuant and subject to the provisions of the Company’s 2016 Omnibus Equity Compensation Plan (the “Plan”), a copy of which has been made available to the Grantee. All terms used herein that are defined in the Plan have the same meaning given them in the Plan.

AMREP Corporation EQUITY COMPENSATION PLAN NONQUALIFIED STOCK OPTION GRANT
Equity Compensation Plan • November 2nd, 2021 • Amrep Corp. • Land subdividers & developers (no cemeteries)

This STOCK OPTION GRANT (this “Agreement”), dated as of November 1, 2021 (the “Date of Grant”), is delivered by AMREP Corporation (the “Company”) to Christopher V. Vitale (the “Grantee”).

PROPHASE LABS, INC. OPTIONS AWARD AGREEMENT
Equity Compensation Plan • March 29th, 2024 • ProPhase Labs, Inc. • Pharmaceutical preparations • Delaware

THIS AGREEMENT (the “Agreement”), is made effective as of the ___th day of ______ (hereinafter called the “Date of Grant”), between ProPhase Labs, Inc., a Delaware corporation (hereinafter called the “Company”), and _______________ (hereinafter called the “Participant”):

EQUITY COMPENSATION PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT (TIME-BASED VESTING)
Equity Compensation Plan • February 24th, 2012 • Itt Educational Services Inc • Services-educational services

This Agreement (“Agreement”), effective as of the day of , 2 (“Grant Date”), is by and between ITT Educational Services, Inc. (“Company”) and (“Grantee”).

MFA FINANCIAL, INC. EQUITY COMPENSATION PLAN PHANTOM SHARE AWARD AGREEMENT (PERFORMANCE BASED VESTING)
Equity Compensation Plan • February 23rd, 2021 • Mfa Financial, Inc. • Real estate investment trusts • Maryland

AGREEMENT, dated as of the __ day of ________, 202_ (the “Grant Date”), by and between MFA Financial, Inc., a Maryland corporation (the “Company”), and ____________ (the “Grantee”).

INUVO, INC.
Equity Compensation Plan • February 11th, 2021 • Inuvo, Inc. • Services-advertising

Inuvo, Inc., a Nevada corporation, (the “Company”), hereby grants to the grantee named below (the “Grantee”) a restricted stock unit grant (the “Grant”) for the total number of shares shown below of Common Stock of the Company (the “Shares”), subject to all of the terms and conditions of this Restricted Stock Grant Agreement and the Inuvo, Inc. 2017 Equity Compensation Plan (the “Plan”) attached hereto as Appendix A. Unless otherwise defined herein, capitalized terms used herein shall have the meanings ascribed to them in the Plan. The terms and conditions of this Restricted Stock Unit Grant Agreement and the Plan shall be resolved in favor of the terms and conditions of this Restricted Stock Unit Grant Agreement.

MFA FINANCIAL, INC. EQUITY COMPENSATION PLAN [AMENDED AND RESTATED] PHANTOM SHARE AWARD AGREEMENT (TIME-BASED VESTING)
Equity Compensation Plan • December 27th, 2018 • Mfa Financial, Inc. • Real estate investment trusts • Maryland

This [AMENDED AND RESTATED] PHANTOM SHARE AWARD AGREEMENT, dated as of the day of , 2018 [amends and restates the Agreement dated as of the day of , 20 ](1) (the “Grant Date”), by and between MFA Financial, Inc., a Maryland corporation (the “Company”), and [ ] (the “Grantee”).

SOCIAL REALITY, INC.
Equity Compensation Plan • January 24th, 2012 • Social Reality • Delaware

Unless otherwise defined herein, the terms defined in the Social Reality, Inc. 2012 Equity Compensation Plan (the “Plan”) will have the same defined meanings in this Restricted Stock Award Agreement (the “Award Agreement”).

EQUITY COMPENSATION PLAN RESTRICTED STOCK AWARD AGREEMENT
Equity Compensation Plan • May 1st, 2006 • Itt Educational Services Inc • Services-educational services

The Grantee now serves the Company or a Subsidiary as either an Employee or a Non-Employee Director, and in recognition of the Grantee’s valued services, the Company, through the Company, desires to provide an opportunity for the Grantee to increase his or her stock ownership in the Company pursuant to the provisions of the 2006 ITT Educational Services, Inc. Equity Compensation Plan (“Plan”).

Restricted Stock Award Agreement
Equity Compensation Plan • June 22nd, 2016 • Porter Bancorp, Inc. • National commercial banks

Porter Bancorp, Inc. ("Porter") grants as of [ ] (the "Grant Date") to [ ] (the "Employee" or "you") the number of common shares of Porter set forth below under the Porter Bancorp, Inc. 2016 Omnibus Equity Compensation Plan (the "Plan"). A copy of the Plan is attached, and any capitalized terms used but not defined in this Agreement shall have the meaning given them in the Plan.

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STRAYER EDUCATION, INC. RESTRICTED STOCK AGREEMENT
Equity Compensation Plan • February 14th, 2013 • Strayer Education Inc • Services-educational services

Strayer Education, Inc., a Maryland corporation (the “Corporation”), hereby grants shares of its common stock, $.01 par value (the “Stock”) to the Grantee named below, subject to the vesting conditions set forth below and in the attachment. Additional terms and conditions of the grant are set forth in this cover sheet, in the Agreement, and in the Corporation’s 2011 Equity Compensation Plan (the “Plan”).

STOCK OPTION GRANT
Equity Compensation Plan • November 7th, 2013 • Bankrate, Inc. • Services-business services, nec • Florida

This STOCK OPTION GRANT AGREEMENT (this “Agreement”), dated as of [ ] (the “Date of Grant”), is delivered by Bankrate, Inc. (the “Company”) to [ ], [ ] of the Company (the “Grantee”).

MFA FINANCIAL, INC. EQUITY COMPENSATION PLAN FORM OF PHANTOM SHARE AWARD AGREEMENT (PERFORMANCE BASED VESTING)
Equity Compensation Plan • February 22nd, 2024 • Mfa Financial, Inc. • Real estate investment trusts

AGREEMENT, dated as of the __ day of ________, 202_ (the “Grant Date”), by and between MFA Financial, Inc., a Maryland corporation (the “Company”), and ____________ (the “Grantee”).

CARDCONNECT CORP. STOCK AWARD AGREEMENT
Equity Compensation Plan • November 14th, 2016 • CardConnect Corp. • Blank checks • Delaware

THIS AGREEMENT, dated the day of (the “Date of Grant”), between CardConnect Corp., a Delaware corporation (the “Company”) and (“Grantee”), is made pursuant and subject to the provisions of the Company’s 2016 Omnibus Equity Compensation Plan (the “Plan”), a copy of which has been made available to the Grantee. All terms used herein that are defined in the Plan have the same meaning given them in the Plan.

MANNING & NAPIER, INC. STOCK OPTION AGREEMENT
Equity Compensation Plan • September 26th, 2011 • Manning & Napier, Inc. • Investment advice • New York

WHEREAS, the Company adopted the Manning & Napier, Inc. 2011 Equity Compensation Plan (the “Plan”), which Plan authorizes, among other things, the grant of options to purchase shares of Class A common stock, $.01 par value (“Class A Stock”), of the Company to directors, officers and employees of the Company and to other individuals; and

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