TSC UITSDealer Agreement • January 4th, 2016 • TSC Uits 18 • New York
Contract Type FiledJanuary 4th, 2016 Company Jurisdiction
«LE_Name» «LE_Address1», «LE_Address2» «LE_City», «LE_State» «LE_Postal_Code» Dealer AgreementDealer Agreement • February 23rd, 2024 • Natixis Funds Trust I
Contract Type FiledFebruary 23rd, 2024 CompanyThis dealer agreement (“Dealer Agreement”) is entered into between «LE_Name» (formerly, Natixis Distribution, L.P.) (“our”, “us”, or “we”) and the undersigned company (“you”). We offer to sell to you shares of each of the mutual funds distributed by us (the “Funds” and each a “Fund”), for each of which we serve as principal underwriter as defined in the Investment Company Act of 1940, as amended (the “Act”), and from which we have the right to purchase shares.1 Shares are offered pursuant to the then current prospectus, including any supplements or amendments thereto, of each of the Funds (the “Prospectus,” which term as hereinafter used shall include the Statement of Additional Information of the Fund).
DEALER AGREEMENT John Hancock Investment Management Distributors LLCDealer Agreement • February 23rd, 2024 • John Hancock Tax-Advantaged Global Shareholder Yield Fund
Contract Type FiledFebruary 23rd, 2024 CompanyFrom time to time John Hancock Investment Management Distributors LLC (the “Manager”, “we” or “us”) will act as manager of registered at-the-market offerings by John Hancock Tax-Advantaged Global Shareholder Yield Fund, a Massachusetts business trust (the “Fund”), of up to 600,000 common shares (the “Shares”) of beneficial interest, no par value, of the Fund (the “Common Shares”). In the case of such offerings, the Fund has agreed with the Manager to issue and sell through or to the Manager, as sales agent and/or principal, the Shares.
Natixis Distributors, L.P. Boston, Massachusetts 02116 Form of Dealer AgreementDealer Agreement • November 22nd, 2011 • Loomis Sayles Funds I • Massachusetts
Contract Type FiledNovember 22nd, 2011 Company JurisdictionThis dealer agreement (“Dealer Agreement”) is entered into between Natixis Distributors, L.P. (“our”, “us”, or “we”) and the undersigned company (“you”). We offer to sell to you shares of each of the mutual funds distributed by us (the “Funds” and each a “Fund”), for each of which we serve as principal underwriter as defined in the Investment Company Act of 1940, as amended (the “Act”), and from which we have the right to purchase shares.1
Exhibit (e)(12) Natixis Distributors, L.P. 399 Boylston Street Boston, Massachusetts 02116 Dealer Agreement This dealer agreement ("Dealer Agreement") is entered into between Natixis Distributors, L.P. ("our", "us", or "we") and the undersigned...Dealer Agreement • January 28th, 2008 • Loomis Sayles Funds Ii • Massachusetts
Contract Type FiledJanuary 28th, 2008 Company Jurisdiction
FORM OFDealer Agreement • January 23rd, 2009 • Van Kampen Partners Trust • New York
Contract Type FiledJanuary 23rd, 2009 Company Jurisdiction
FORESIDE FINANCIAL SERVICES, LLC DEALER AGREEMENTDealer Agreement • January 25th, 2019 • Advisers Investment Trust • Delaware
Contract Type FiledJanuary 25th, 2019 Company JurisdictionAs the distributor of the shares (“Shares”) of each investment company portfolio (“Fund”), of the investment company or companies referenced above and set forth on Appendix A (collectively, “Company”) which may be amended by us from time to time, Foreside Financial Services, LLC (“Distributor”) hereby invites you to participate in the selling group on the following terms and conditions. In this letter, the terms “we,” “us,” and similar words refer to the Distributor, and the terms “you,” “your,” and similar words and “Dealer” refer to the dealer executing this agreement, including its associated persons.
Exhibit 5(b) DEALER AGREEMENT UBS PAINEWEBBER CASHFUND, INC. AGREEMENT made as of May 9, 2001 between Brinson Advisors, Inc. ("Brinson Advisors"), a Delaware corporation, and UBS PaineWebber Inc. ("UBS PaineWebber"), a Delaware corporation. WHEREAS...Dealer Agreement • July 29th, 2002 • Ubs Painewebber Cashfund Inc • New York
Contract Type FiledJuly 29th, 2002 Company Jurisdiction
Merrill Lynch & Co. Merrill Lynch, Pierce, Fenner & Smith Incorporated Merrill Lynch World Headquarters New York, N.Y. 10800 FORM OF STANDARD DEALER AGREEMENTDealer Agreement • June 26th, 2012 • MainStay DefinedTerm Municipal Opportunities Fund • New York
Contract Type FiledJune 26th, 2012 Company JurisdictionIn connection with public offerings of securities underwritten by us, or by a group of underwriters (the “Underwriters”) represented by us, you may be offered the opportunity to purchase a portion of such securities, as principal, at a discount from the offering price representing a selling concession or reallowance granted as consideration for services rendered by you in the sale of such securities. We request that you agree to the following terms and provisions, and make the following representations, which, together with any additional terms and provisions set forth in any wire or letter sent to you in connection with a particular offering, will govern all such purchases of securities and the reoffering thereof by you.
BIG JAR LIQUOR Dealer AgreementDealer Agreement • January 26th, 2024 • Oranco Inc • Beverages
Contract Type FiledJanuary 26th, 2024 Company Industry
DEALER AGREEMENTDealer Agreement • February 28th, 2019 • Aberdeen Funds • Delaware
Contract Type FiledFebruary 28th, 2019 Company JurisdictionAGREEMENT, made as of this day of , 20 , by and between Aberdeen Fund Distributors LLC (“Distributor”) and (“Dealer”) whereby Dealer agrees to participate in the distribution of the shares (“Shares”) of any and all current and future series and classes of the Aberdeen Funds, a Delaware Statutory Trust and the Aberdeen Investment Funds, a Massachusetts Business Trust (the “Funds”) (i) that are effective or become effective with the U.S. Securities and Exchange Commission; (ii) that are available for sale; and (iii) for which a Distribution Plan pursuant to Rule 12b-1 of the Investment Company Act of 1940, as amended (the “1940 Act”), is in place for Shares of such series and class (each such series, a “Fund”). Dealer also agrees to provide distribution and shareholder services to the Funds subject to the following terms and conditions.
DEALER AGREEMENTDealer Agreement • March 8th, 2018 • Blackstone Real Estate Income Fund II • New York
Contract Type FiledMarch 8th, 2018 Company JurisdictionBlackstone Advisory Partners L.P. (“Distributor”) serves as a principal underwriter for Blackstone Real Estate Income Fund II (the “Fund”), a closed-end investment company registered under the Investment Company Act of 1940, as amended (the “1940 Act”), pursuant to a distribution agreement with the Fund. Snowden Account Services LLC (“Dealer”) and Distributor hereby agree that Dealer will participate in the distribution of shares of the Fund described in Exhibit C hereto (“Shares”), subject to the terms of this Agreement (“Agreement”), dated as of November 30, 2017.
NUVEEN GLOBAL CITIES REIT, INC. UP TO $5,000,000,000 OF COMMON STOCK CLASS T and I SHARES SELECTED DEALER AGREEMENT July 9, 2019Dealer Agreement • July 10th, 2019 • Nuveen Global Cities REIT, Inc. • Real estate investment trusts
Contract Type FiledJuly 10th, 2019 Company IndustryEach of Nuveen Global Cities REIT, Inc., a Maryland corporation (the “Company”), and Nuveen Securities, LLC, a Delaware limited liability company (the “Dealer Manager”), hereby confirms its agreement with Ameriprise Financial Services, Inc., a Delaware corporation (“Ameriprise”), as follows:
EXHIBIT 10.1 ------------ SUPPLEMENT NO. 1 TO THE DEALER AGREEMENT ----------------Dealer Agreement • November 10th, 2005 • Harsco Corp • Fabricated structural metal products
Contract Type FiledNovember 10th, 2005 Company Industry
Exhibit No. 5(b) DEALER AGREEMENT PAINEWEBBER FINANCIAL SERVICES GROWTH FUND INC. AGREEMENT made as of September 12, 2000, between Mitchell Hutchins Asset Management Inc. ("Mitchell Hutchins"), a Delaware corporation, and PaineWebber Incorporated...Dealer Agreement • June 1st, 2001 • Painewebber Financial Services Growth Fund Inc • New York
Contract Type FiledJune 1st, 2001 Company Jurisdiction
Quasar Distributors, LLC Milwaukee, Wisconsin 53202 DEALER AGREEMENTDealer Agreement • February 28th, 2013 • Artio Select Opportunities Fund Inc. • Wisconsin
Contract Type FiledFebruary 28th, 2013 Company JurisdictionThis Agreement is made and effective as of this ______ day of ______________, 20__, between Quasar Distributors, LLC (“Quasar”), a Delaware limited liability company, and __________________________ (“Dealer”), a corporation.
A-1Dealer Agreement • February 2nd, 2000 • Prudential World Fund Inc • New Jersey
Contract Type FiledFebruary 2nd, 2000 Company Jurisdiction
1 EXHIBIT (h(2)) DEALER AGREEMENT WITH VAN KAMPEN AMERICAN CAPITAL DISTRIBUTORS, INC. REGARDING VAN KAMPEN AMERICAN CAPITAL OPEN-END AND CLOSED- END INVESTMENT COMPANIES Ladies and Gentlemen: As dealer for our own account, we offer to sell to you...Dealer Agreement • February 18th, 1998 • Van Kampen American Capital Senior Floating Rate Fund
Contract Type FiledFebruary 18th, 1998 Company
REVISED JULY 16, 2001 [LOGO] MERRILL LYNCH & CO. MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED MERRILL LYNCH WORLD HEADQUARTERS 4 WORLD FINANCIAL CENTER NEW YORK, N.Y. 10800 STANDARD DEALER AGREEMENT Dear Sirs: In connection with public offerings...Dealer Agreement • April 27th, 2004 • Ts&w / Claymore Tax-Advantaged Balanced Fund
Contract Type FiledApril 27th, 2004 Company
BANK AFFILIATED BROKER-DEALER AGREEMENTDealer Agreement • October 24th, 2008 • Dreyfus Laurel Tax Free Municipal Funds • New York
Contract Type FiledOctober 24th, 2008 Company JurisdictionWe are a broker-dealer registered with the Securities and Exchange Commission under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). We desire to make available to our customers shares of beneficial interest or common stock of open-end registered investment companies managed, advised or administered by The Dreyfus Corporation or its subsidiaries or affiliates (hereinafter referred to individually as a "Fund" and collectively as the "Funds"). You are the principal underwriter (as such term is defined in the Investment Company Act of 1940, as amended) of the offering of shares of the Funds and the exclusive agent for the continuous distribution of such shares pursuant to the terms of a Distribution Agreement between you and each Fund. Unless the context otherwise requires, as used herein the term "Prospectus" shall mean the prospectus and related statement of additional information (the "Statement of Additional Information") incorporated therein by reference (as amen
INTERSTATE NATIONAL DEALER SERVICES, INC.Dealer Agreement • November 17th, 2008
Contract Type FiledNovember 17th, 2008WHEREAS, Administrator has established and administers Interstate Service Contract Program(s)/Certified Warranty Program(s) ("Program") pursuant to which certain Service Contracts/Warranties ("Contracts") are to be sold or provided by Dealer on behalf of and as an agent for Administrator.
QUASAR DISTRIBUTORS, LLC 615 EAST MICHIGAN STREET MILWAUKEE, WI 53202 DEALER AGREEMENT This Agreement is made and effective as of this ____ day of __________, 20__, between Quasar Distributors, LLC ("Quasar"), a Delaware limited liability company, and...Dealer Agreement • October 30th, 2009 • First American Funds Inc • Wisconsin
Contract Type FiledOctober 30th, 2009 Company Jurisdiction
Quasar Distributors, LLC Milwaukee, Wisconsin 53202 DEALER AGREEMENTDealer Agreement • February 28th, 2013 • Artio Global Investment Funds • Wisconsin
Contract Type FiledFebruary 28th, 2013 Company JurisdictionThis Agreement is made and effective as of this ______ day of ______________, 20__, between Quasar Distributors, LLC (“Quasar”), a Delaware limited liability company, and __________________________ (“Dealer”), a ___________________ corporation.
REVISED JULY 16, 2001 [LOGO] MERRILL LYNCH & CO. MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED MERRILL LYNCH WORLD HEADQUARTERS 4 WORLD FINANCIAL CENTER NEW YORK, N.Y. 10800 STANDARD DEALER AGREEMENT Dear Sirs: In connection with public offerings...Dealer Agreement • July 26th, 2004 • Madison Claymore Covered Call Fund
Contract Type FiledJuly 26th, 2004 Company
EXHIBIT 99.(m1) DEALER AGREEMENT JULIUS BAER GLOBAL EQUITY FUND FROM ("DEALER"): TO ("UNIFIED" OR "DISTRIBUTOR"): UNIFIED FINANCIAL SECURITIES, INC. 431 NORTH PENNSYLVANIA STREET INDIANAPOLIS, INDIANA 46204 Gentlemen: Dealer desires to enter into an...Dealer Agreement • January 13th, 2004 • European Warrant Fund Inc • Indiana
Contract Type FiledJanuary 13th, 2004 Company Jurisdiction
EXHIBIT (E)(2) CDC IXIS ASSET MANAGEMENT DISTRIBUTORS, L.P. 399 Boylston Street Boston, Massachusetts 02116 DEALER AGREEMENT As dealer for our own account, we offer to sell to you shares of each of the mutual funds distributed by us (the "Funds" and...Dealer Agreement • August 30th, 2004 • CDC Nvest Cash Management Trust • Massachusetts
Contract Type FiledAugust 30th, 2004 Company Jurisdiction
Shanxi Jinqiang Wine Co., Ltd. Dealer AgreementDealer Agreement • January 26th, 2024 • Oranco Inc • Beverages
Contract Type FiledJanuary 26th, 2024 Company Industry
First American Funds DEALER AGREEMENTDealer Agreement • October 29th, 2021 • First American Funds Inc • Wisconsin
Contract Type FiledOctober 29th, 2021 Company JurisdictionThis Agreement is made and effective as of this ____ day of __________, 20__, between Quasar Distributors, LLC (“Quasar”), a Delaware limited liability company, and __ (“Dealer”), a ____________________.
DEALER AGREEMENTDealer Agreement • April 10th, 2015 • Blackstone Real Estate Income Fund II • New York
Contract Type FiledApril 10th, 2015 Company Jurisdiction
Exhibit (e)(16) CDC IXIS ASSET MANAGEMENT DISTRIBUTORS, L.P. 399 Boylston Street Boston, Massachusetts 02116 DEALER AGREEMENT As dealer for our own account, we offer to sell to you shares of each of the Funds distributed by us (the "Funds" and each a...Dealer Agreement • December 3rd, 2001 • CDC Nvest Funds Trust I • Massachusetts
Contract Type FiledDecember 3rd, 2001 Company Jurisdiction
182,251,082 Units (Common Shares and Series A Preferred Shares) APPLE REIT TEN, INC. Agency AgreementDealer Agreement • August 20th, 2010 • Apple REIT Ten, Inc. • Virginia
Contract Type FiledAugust 20th, 2010 Company Jurisdiction
REVISED JULY 16, 2001 [LOGO] MERRILL LYNCH & CO. MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED MERRILL LYNCH WORLD HEADQUARTERS 4 WORLD FINANCIAL CENTER NEW YORK, N.Y. 10800 STANDARD DEALER AGREEMENT Dear Sirs: In connection with public offerings...Dealer Agreement • July 25th, 2005 • Old Mutual/Claymore Long-Short Fund (f.k.a. Analytic Covered Call Plus Fund)
Contract Type FiledJuly 25th, 2005 Company
VICTORY CAPITAL SERVICES, INC., Distributor DEALER AGREEMENTDealer Agreement • April 27th, 2023 • Victory Portfolios Iii • Delaware
Contract Type FiledApril 27th, 2023 Company JurisdictionAs the distributor of the shares ("Shares") of each Fund, of each Trust as it is currently constituted and as it may exist from time to time (collectively, "Company"), Victory Capital Services, Inc. ("Distributor") hereby invites you to participate in the selling group on the following terms and conditions. In this letter, the terms "we," "us," and similar words refer to the Distributor, and the terms "you," "your," and similar words refer to the dealer executing this agreement, including its associated persons.
FORESIDE FUND SERVICES, LLC DEALER AGREEMENTDealer Agreement • November 15th, 2019 • AlphaCentric Prime Meridian Income Fund • Delaware
Contract Type FiledNovember 15th, 2019 Company JurisdictionAs the distributor of the shares of beneficial interest (“Shares”) of AlphaCentric Prime Meridian Income Fund (the “Fund”), Foreside Fund Services, LLC (“Distributor”) hereby invites you to participate in the selling group on the following terms and conditions. In this agreement, the terms “we,” “us,” and similar words refer to the Distributor, and the terms “you,” “your,” and similar words and “Dealer” refer to the dealer executing this agreement, including its “associated persons,” as such term is defined under applicable rules of the Financial Industry Regulatory Authority (“FINRA”).
DISTRIBUTION AGREEMENTDealer Agreement • February 29th, 2024 • MoA Funds Corp • Delaware
Contract Type FiledFebruary 29th, 2024 Company Jurisdiction