Control Agreement Sample Contracts

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AMERICAN HONDA RECEIVABLES LLC, as Seller, HONDA AUTO RECEIVABLES 2015-4 OWNER TRUST, as Initial Secured Party, AMERICAN HONDA FINANCE CORPORATION, as Servicer, and THE BANK OF NEW YORK MELLON as Indenture Trustee, as Assignee- Secured Party and as...
Control Agreement • October 22nd, 2015 • Honda Auto Receivables 2015-4 Owner Trust • Asset-backed securities • New York

This Control Agreement, dated October 22, 2015 (this “Agreement”), is among American Honda Receivables LLC (the “Seller”), Honda Auto Receivables 2015-4 Owner Trust (the “Initial Secured Party”), American Honda Finance Corporation (the “Servicer”), The Bank of New York Mellon, as indenture trustee, as assignee secured party (the “Assignee-Secured Party”), and as securities intermediary (the “Securities Intermediary”).

SERIES 2020-2 ACCOUNT CONTROL AGREEMENT among FORD CREDIT FLOORPLAN MASTER OWNER TRUST A, as Grantor THE BANK OF NEW YORK MELLON, as Secured Party and THE BANK OF NEW YORK MELLON, as Financial Institution Dated as of September 1, 2020
Control Agreement • September 21st, 2020 • Ford Credit Floorplan LLC • Asset-backed securities • New York

SERIES 2020-2 ACCOUNT CONTROL AGREEMENT, dated as of September 1, 2020 (this “Agreement”), among FORD CREDIT FLOORPLAN MASTER OWNER TRUST A, a Delaware statutory trust, as grantor (the “Grantor”), THE BANK OF NEW YORK MELLON, a New York banking corporation, as Indenture Trustee for the benefit of the Series 2020-2 Noteholders (in this capacity, the “Secured Party”), and THE BANK OF NEW YORK MELLON, a New York banking corporation, in its capacity as both a “securities intermediary” as defined in Section 8-102 of the UCC and a “bank” as defined in Section 9-102 of the UCC (in these capacities, the “Financial Institution”).

SERIES 2024-2 ACCOUNT CONTROL AGREEMENT among VERIZON MASTER TRUST, as Grantor U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION, as Secured Party and U.S. BANK NATIONAL ASSOCIATION, as Financial Institution Dated as of January 18, 2024
Control Agreement • January 19th, 2024 • Verizon Master Trust • Asset-backed securities • New York

This SERIES 2024-2 ACCOUNT CONTROL AGREEMENT, dated as of January 18, 2024 (this “Agreement”), is among VERIZON MASTER TRUST, a Delaware statutory trust, as grantor (the “Grantor”), U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION, a national banking association, as Indenture Trustee for the benefit of the Noteholders (in this capacity, the “Secured Party”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association, in its capacity as both a “securities intermediary” as defined in Section 8-102 of the UCC and a “bank” as defined in Section 9-102 of the UCC (in these capacities, the “Financial Institution”).

FORM OF SECURITIES ACCOUNT CONTROL AGREEMENT (Toyota Auto Receivables 2024-A Owner Trust Reserve Account)
Control Agreement • January 25th, 2024 • Toyota Auto Receivables 2024-a Owner Trust • Asset-backed securities • New York

This Securities Account Control Agreement (the “Agreement”) is dated as of January 30, 2024 and entered into among Toyota Auto Finance Receivables LLC (the “Pledgor”), a Delaware limited liability company, U.S. Bank National Association, in its capacity as Indenture Trustee on behalf of the holders of the Notes referred to below (in such capacity, the “Indenture Trustee,” also referred to herein as the “Secured Party”) under the Indenture (as defined below), and U.S. Bank National Association, in its capacity as securities intermediary (in such capacity, the “Securities Intermediary”). Capitalized terms used but not defined herein shall have the meanings ascribed thereto in the Sale and Servicing Agreement dated as of January 30, 2024, among Toyota Auto Receivables 2024-A Owner Trust, a statutory trust formed pursuant to the laws of the State of Delaware (the “Issuer”), Toyota Auto Finance Receivables LLC, as seller, and Toyota Motor Credit Corporation (“TMCC”), as servicer and sponsor

BMW VEHICLE LEASE TRUST 2024-1, as Issuer, and as Secured Party, and as Securities Intermediary CONTROL AGREEMENT Dated as of February 14, 2024
Control Agreement • February 14th, 2024 • BMW Vehicle Lease Trust 2024-1 • Asset-backed securities • New York
CHANGE-IN-CONTROL AGREEMENT Tier 1
Control Agreement • September 29th, 2022 • Comtech Telecommunications Corp /De/ • Radio & tv broadcasting & communications equipment • New York

Comtech Telecommunications Corp. considers it essential to the best interests of its stockholders to foster the continued employment of its key management personnel and the key management personnel of its subsidiaries (such subsidiaries, together with Comtech Telecommunications Corp., collectively referred to as the “Company”). In addition, our Board of Directors (the “Board”) recognizes that the possibility of a change in ownership or control of the Company may result in the departure or distraction of key personnel to the detriment of the Company and our stockholders. Therefore, the Board has determined to enter into this agreement with you (i) to encourage and reinforce your attention and dedication to your assigned duties without distraction, including in the face of the disruptive circumstances that can arise from a possible change in control of the Company, (ii) to enhance our ability to retain you, and (iii) to provide you with fair and reasonable protection, including protectio

AMENDED AND RESTATED CHANGE-IN-CONTROL AGREEMENT [EVP]
-Control Agreement • August 9th, 2011 • Valley National Bancorp • National commercial banks • New Jersey

THIS AMENDED AND RESTATED CHANGE IN CONTROL AGREEMENT (this “Agreement”), is made as of this 22nd day of June, 2011, among VALLEY NATIONAL BANK (“Bank”), a national banking association with its principal office at 1455 Valley Road, Wayne, New Jersey, VALLEY NATIONAL BANCORP (“Valley”), a New Jersey corporation which maintains its principal office at 1455 Valley Road, Wayne, New Jersey (Valley and the Bank collectively are the “Company”) and (the “Executive”).

Amended and Restated Severance and Change of Control Agreement
Control Agreement • August 8th, 2023 • CytomX Therapeutics, Inc. • Pharmaceutical preparations • Delaware

This Amended and Restated Severance and Change of Control Agreement (the “Agreement”) is made and entered into, effective as of [ ] (the “Effective Date”), by and between CytomX Therapeutics, Inc. a Delaware corporation (the “Company”), and [ ] (“Employee”).

Contract
Control Agreement • December 2nd, 2004 • Valley National Bancorp • National commercial banks

November 30, 2004 CHANGE IN CONTROL AGREEMENT (Stephen P. Davey, Senior Vice President) 2004 THIS CHANGE IN CONTROL AGREEMENT (this “Agreement”), is made as of this 30th day of November, 2004, among VALLEY NATIONAL BANK (“Bank”), a national banking association with its principal office at 1455 Valley Road, Wayne, New Jersey, VALLEY NATIONAL BANCORP (“Valley”), a New Jersey corporation which maintains its principal office at 1455 Valley Road, Wayne, New Jersey (Valley and the Bank collectively are the “Company”) and STEPHEN P. DAVEY (the “Executive”). BACKGROUND WHEREAS, the Executive has been continuously employed by the Bank for at least three full years; WHEREAS, the Boards of Directors of the Bank and Valley (either one, the “Board of Directors” and, together, the “Company Boards”) believe that the future services of the Executive are of great value to the Bank and Valley and that it is important for the growth and development of the Bank that the Executive continue in his position

Change in Control Agreement
Control Agreement • March 6th, 2019 • National Western Life Group, Inc. • Life insurance • Texas

This Change in Control Agreement, dated as of February 28, 2019, is entered into between and among National Western Life Insurance Company, a Colorado corporation (“NWLIC”), National Western Life Group, Inc., a Delaware corporation (“NWLGI”), collectively referred to as (“NWL”), and Kitty K. Nelson (the “Executive”).

Arcutis Biotherapeutics, Inc. Severance & Change in Control Agreement
Control Agreement • February 22nd, 2022 • Arcutis Biotherapeutics, Inc. • Pharmaceutical preparations • California

This Severance & Change in Control Agreement (the “Agreement”), is entered into by and between Masaru Matsuda (the “Executive”) and Arcutis Biotherapeutics, Inc., a Delaware company (the “Company”), and is effective as of the date that this Agreement is signed (the “Effective Date”).

EXHIBIT 10.6 FIRST FEDERAL BANK ROSWELL NEW MEXICO CHANGE IN CONTROL AGREEMENT FOR DEBRA S. FISCHER
Control Agreement • November 24th, 2004 • First Federal Banc of the Southwest Inc • Savings institution, federally chartered • New Mexico
Exhibit 10.1
Control Agreement • January 10th, 2006 • Tecumseh Products Co • Air-cond & warm air heatg equip & comm & indl refrig equip • Michigan
CHANGE-IN-CONTROL AGREEMENT FOR CERTAIN EXECUTIVES OF DISCOVERY PARTNERS INTERNATIONAL, INC.
-Control Agreement • April 6th, 2005 • Discovery Partners International Inc • Services-commercial physical & biological research • California

Discovery Partners International, Inc. (the “Company”) considers it essential to the best interests of its stockholders to foster the continued employment of key management personnel. In this connection, the Board of Directors of the Company (the “Board”) recognizes that the possibility of a change in ownership or control of the Company may result in the departure or distraction of such personnel to the detriment of the Company and its stockholders. As you are a skilled and dedicated executive with important management responsibilities and talents, the Company believes that its best interests will be served if you are encouraged to remain with the Company.

EXHIBIT 10.8
Control Agreement • March 31st, 1999 • Mid-State Bancshares • State commercial banks • California
CHANGE-IN-CONTROL AGREEMENT FOR PRESIDENT AND CHIEF EXECUTIVE OFFICER
Control Agreement • February 28th, 2019 • Valley National Bancorp • National commercial banks • New Jersey

THIS CHANGE-IN-CONTROL AGREEMENT (this “Agreement”), is made as of January 16, 2019, but is effective only on and after January 1, 2023, among VALLEY NATIONAL BANK (“Bank”), a national banking association with its executive office at 1455 Valley Road, Wayne, New Jersey, VALLEY NATIONAL BANCORP (“Valley”), a New Jersey corporation which maintains its principal office at 1455 Valley Road, Wayne, New Jersey (Valley and the Bank collectively are the “Company”) and [_______________] (the “Executive”).

CHANGE-IN-CONTROL AGREEMENT
-Control Agreement • March 13th, 2020 • Peapack Gladstone Financial Corp • Commercial banks, nec • New Jersey

THIS CHANGE-IN-CONTROL AGREEMENT (this “Agreement”), effective as of March 14, 2018 (the “Effective Date”), by and among PEAPACK-GLADSTONE BANK (the “Bank”), a New Jersey state banking association which maintains its principal office at 500 Hills Drive, Bedminster, New Jersey 07921, PEAPACK-GLADSTONE FINANCIAL CORPORATION (“Peapack”), a New Jersey Corporation which maintains its principal office at 500 Hills Drive, Bedminster, New Jersey 07921 (Peapack and the Bank hereinafter collectively referred to as the “Company”) and Timothy Doyle (the “Executive”).

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Re: Change in Control Agreement
Control Agreement • February 22nd, 2019 • Regions Financial Corp • National commercial banks • Alabama
Amendment To the Amended and Restated Change in Control Agreement
Control Agreement • February 19th, 2013 • WHITEWAVE FOODS Co • Dairy products

WHEREAS, Dean Foods Company, a Delaware Corporation (the “Company”) and Gregg L. Engles (the “Executive”) have previously entered into an Amended and Restated Change in Control Agreement (the “Change in Control Agreement”);

Contract
Control Agreement • August 11th, 2003 • Electro Scientific Industries Inc • Miscellaneous electrical machinery, equipment & supplies

Mr. Gary Kapral June 11, 2003 Page – 40 EXHIBIT 10.8 CHANGE IN CONTROL AGREEMENT Electro Scientific Industries, Inc., an Oregon corporation (the “Company”), considers the establishment and maintenance of a sound and vital management to be essential to protecting and enhancing the best interest of the Company and its shareholders. In this connection, the Company recognizes that, as is the case with many publicly held corporations, the possibility of a change in control may exist and that such possibility, and the uncertainty and questions which it may raise among management, may result in the departure or distraction of management personnel to the detriment of the Company and its shareholders. Accordingly, the Board of Directors of the Company (the “Board”) has determined that appropriate steps should be taken to reinforce and encourage the continued attention and dedication of members of the Company’s management to their assigned duties without distraction in circumstances arising fr

HELICOS BIOSCIENCES CORPORATION Change in Control Agreement
Control Agreement • January 30th, 2009 • Helicos Biosciences Corp • Pharmaceutical preparations • Massachusetts

AGREEMENT made as of this 28th day of January, 2009 by and between Helicos BioSciences Corporation (the “Company”), and Ronald A. Lowy (the “Executive”).

Change in Control Agreement
Control Agreement • March 27th, 2002 • Bcom3 Group Inc • Services-advertising • Illinois
FORM OF CHANGE OF CONTROL AGREEMENT
Control Agreement • May 30th, 2001 • New Rockwell Collins Inc • Radio & tv broadcasting & communications equipment • Delaware
DEPOSIT ACCOUNT CONTROL AGREEMENT
Control Agreement • November 17th, 2021 • Exeter Automobile Receivables Trust 2021-4 • Asset-backed securities • New York

This Deposit Account Control Agreement (the “Agreement”), dated as of the date specified on the page immediately before the initial signature page of this Agreement, is entered into by and among Exeter Automobile Receivables Trust 2021-4, a Delaware statutory trust (“Company”), Exeter Finance LLC, a Delaware limited liability company (“Servicer”), Citibank, N.A., as indenture trustee for the benefit of certain noteholders (in such capacity, “Secured Party”) under an indenture (the “Indenture”) dated as of November 17, 2021, and Wells Fargo Bank, National Association (in such capacity, “Bank”), and sets forth the rights of Secured Party and the obligations of Bank with respect to the deposit accounts of Company at Bank identified at the end of this Agreement as the Collateral Accounts (each hereinafter referred to individually as a “Collateral Account” and collectively as the “Collateral Accounts”). Each account designated as a Collateral Account includes, for purposes of this Agreement

FORM OF SECURITIES ACCOUNT CONTROL AGREEMENT (Toyota Auto Receivables 2016-C Owner Trust Reserve Account)
Control Agreement • August 3rd, 2016 • Toyota Auto Receivables 2016-C Owner Trust • Asset-backed securities • New York

This Securities Account Control Agreement (the “Agreement”) is dated as of August 10, 2016 and entered into between Toyota Auto Finance Receivables LLC (the “Pledgor”), a Delaware limited liability company, Deutsche Bank Trust Company Americas, in its capacity as Indenture Trustee on behalf of the holders of the Notes referred to below (in such capacity, the “Indenture Trustee,” also referred to herein as the “Secured Party”) under the Indenture (the “Indenture”), dated as of August 10, 2016, between Toyota Auto Receivables 2016-C Owner Trust, a statutory trust formed pursuant to the laws of the State of Delaware (the “Issuer”), and Deutsche Bank Trust Company Americas, in its capacity as securities intermediary (in such capacity, the “Securities Intermediary”). Capitalized terms used but not defined herein shall have the meanings ascribed thereto in the Sale and Servicing Agreement dated as of August 10, 2016, between the Issuer, Toyota Auto Finance Receivables LLC, as seller, and Toy

Inducement, Severance & Change in Control Agreement
Control Agreement • June 21st, 2023 • Patterson Companies, Inc. • Wholesale-medical, dental & hospital equipment & supplies

This Inducement, Severance & Change in Control Agreement (“Agreement”) is entered into as of July 19, 2021, by and between Patterson Companies, Inc. (the “Company”) and Tim E. Rogan (referred to herein as “Executive”) (the Company and Executive are collectively referred to herein as “Parties,” and each a “Party”).

CHANGE IN CONTROL AGREEMENT
Control Agreement • November 29th, 2011 • MTS Systems Corp • Measuring & controlling devices, nec • Minnesota

THIS CHANGE IN CONTROL AGREEMENT is made and entered into by and between MTS Systems Corporation, a Minnesota corporation with its principal offices at 14000 Technology Drive, Eden Prairie, MN 55344 (the “Company”) and Arthur Richard Baker, III (the “Executive”), residing at Eden Prairie (work location), and shall be effective as of this 22nd day of November, 2011.

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