Collateral Administration Agreement Sample Contracts

Triangle – Collateral Administration Agreement (August 6th, 2018)

THIS COLLATERAL ADMINISTRATION AGREEMENT is made and entered into as of August 3, 2018 by and among Administrative Agent, Borrower and Collateral Administrator (this "Agreement").

Investment – Collateral Administration Agreement (June 22nd, 2018)

This COLLATERAL ADMINISTRATION AGREEMENT, dated as of June 21, 2018 (this "Agreement"), is entered into by and among OXford square funding 2018, LLC, a limited liability company formed under the laws of the State of Delaware (the "Borrower"), OXFORD SQUARE CAPITAL CORP., a Maryland corporation, as collateral manager (in such capacity, the "Collateral Manager"), and THE BANK OF NEW YORK MELLON TRUST COMPANY, NATIONAL ASSOCIATION ("BNYM"), as collateral administrator under and for purposes of this Agreement (in such capacity, the "Collateral Administrator").

JMP Group – Collateral Administration Agreement (July 3rd, 2017)

THIS COLLATERAL ADMINISTRATION AGREEMENT, dated as of June 29, 2017 (as amended, modified or supplemented from time to time, the "Agreement"), by and among JMP CREDIT ADVISORS CLO IV LTD., an exempted company incorporated with limited liability under the laws of the Cayman Islands (the "Issuer"), JMP CREDIT ADVISORS LLC, a limited liability company organized under the laws of the State of Delaware (the "Collateral Manager" and its permitted successors and assigns), and U.S. BANK NATIONAL ASSOCIATION, a national banking association, as collateral administrator (the "Collateral Administrator" and its permitted successors and assigns).

CION Investment Corp – Collateral Administration Agreement (May 25th, 2017)

This COLLATERAL ADMINISTRATION AGREEMENT, dated as of May 19, 2017 (this "Agreement") is entered into by and among MURRAY HILL FUNDING II, LLC, a Delaware limited liability company, as Issuer (the "Issuer"), CION INVESTMENT MANAGEMENT, LLC, a Delaware limited liability company, as Collateral Manager (as that term is defined in the Indenture, referred to herein, together with any successor Collateral Manager under the Indenture, the "Collateral Manager"), and U.S. Bank National Association ("U.S. Bank"), a national banking association with trust powers organized under the laws of the United States, as Collateral Administrator (in such capacity, and together with any successor Collateral Administrator hereunder, the "Collateral Administrator").

Newstar Financial – Warehouse Collateral Administration Agreement (April 1st, 2016)

This WAREHOUSE COLLATERAL ADMINISTRATION AGREEMENT (such agreement as amended, modified, waived, supplemented or restated from time to time, the "Agreement") dated as of March 28, 2016 is made by and among Arch Street CLO, Ltd. (the "Issuer"), NewStar Capital LLC ("NewStar"), as portfolio manager (the "Portfolio Manager"), Credit Suisse AG, Cayman Islands Branch ("CSAG"), in its capacity as Senior Commitment Party (as defined in the Note Purchase Agreement (as defined below)) and U.S. Bank National Association (the "Bank"), as Warehouse Collateral Administrator (the "Warehouse Collateral Administrator") and Trustee (the "Trustee").

Carey Credit Income Fund 2016 T – Collateral Administration Agreement (December 22nd, 2015)

This COLLATERAL ADMINISTRATION AGREEMENT, dated December 17, 2015 (this Agreement), is entered into by and among HAMILTON FINANCE LLC, a limited liability company formed under the laws of the State of Delaware (the Company), CAREY CREDIT INCOME FUND, a Delaware statutory trust, as Investment Manager (in such capacity, the Investment Manager), JPMORGAN CHASE BANK, NATIONAL ASSOCIATION, as administrative agent (in such capacity, the Administrative Agent), and U.S. BANK NATIONAL ASSOCIATION (U.S. Bank), as collateral administrator under and for purposes of this Agreement (in such capacity, the Collateral Administrator).

Carey Credit Income Fund – Collateral Administration Agreement (December 22nd, 2015)

This COLLATERAL ADMINISTRATION AGREEMENT, dated December 17, 2015 (this Agreement), is entered into by and among HAMILTON FINANCE LLC, a limited liability company formed under the laws of the State of Delaware (the Company), CAREY CREDIT INCOME FUND, a Delaware statutory trust, as Investment Manager (in such capacity, the Investment Manager), JPMORGAN CHASE BANK, NATIONAL ASSOCIATION, as administrative agent (in such capacity, the Administrative Agent), and U.S. BANK NATIONAL ASSOCIATION (U.S. Bank), as collateral administrator under and for purposes of this Agreement (in such capacity, the Collateral Administrator).

Carey Credit Income Fund - I – Collateral Administration Agreement (December 22nd, 2015)

This COLLATERAL ADMINISTRATION AGREEMENT, dated December 17, 2015 (this Agreement), is entered into by and among HAMILTON FINANCE LLC, a limited liability company formed under the laws of the State of Delaware (the Company), CAREY CREDIT INCOME FUND, a Delaware statutory trust, as Investment Manager (in such capacity, the Investment Manager), JPMORGAN CHASE BANK, NATIONAL ASSOCIATION, as administrative agent (in such capacity, the Administrative Agent), and U.S. BANK NATIONAL ASSOCIATION (U.S. Bank), as collateral administrator under and for purposes of this Agreement (in such capacity, the Collateral Administrator).

FS Investment Corp III – Collateral Administration Agreement (June 24th, 2015)

This COLLATERAL ADMINISTRATION AGREEMENT, dated as of June 18, 2015 (as the same may be amended from time to time in accordance with the terms hereof (this "Agreement") is entered into by and among Germantown Funding LLC, a limited liability company organized under the laws of the State of Delaware, as issuer (the "Issuer"), FS Investment Corporation III, a corporation organized under the laws of the State of Maryland, in its capacity as investment manager under the Investment Management Agreement referred to below (in such capacity, together with its successors in such capacity, the "Investment Manager") and Virtus Group, LP, a limited partnership organized under the laws of the State of Texas, as collateral administrator (the "Collateral Administrator").

FS Investment Corp III – Collateral Administration Agreement (May 14th, 2015)

This COLLATERAL ADMINISTRATION AGREEMENT, dated as of May 8, 2015 (this "Agreement"), is entered into by and among JEFFERSON SQUARE FUNDING LLC, a Delaware limited liability company (the "Company"), JPMORGAN CHASE BANK, NATIONAL ASSOCIATION, as administrative agent (in such capacity, the "Administrative Agent"), FS INVESTMENT CORPORATION III, a Maryland corporation, as investment manager (the "Investment Manager") and VIRTUS GROUP, LP, as collateral administrator (the "Collateral Administrator").

Business Development Corp of America – Collateral Administration Agreement (April 7th, 2015)

This COLLATERAL ADMINISTRATION AGREEMENT, dated as of April 7, 2015 (this "Agreement") is entered into by and among BDCA Helvetica Funding, Ltd., an exempted company incorporated with limited liability under the laws of the Cayman Islands, as Issuer (the "Issuer"), Business Development Corporation of America, a corporation incorporated under the laws of the State of Maryland, as Collateral Manager (as that term is defined in the Indenture, referred to herein, together with any successor Collateral Manager under the Indenture, the "Collateral Manager"), and U.S. Bank National Association ("U.S. Bank"), a national banking association with trust powers organized under the laws of the United States, as Collateral Administrator (in such capacity, and together with any successor Collateral Administrator hereunder, the "Collateral Administrator").

FS Investment Corp II – Collateral Administration Agreement (March 18th, 2015)

This COLLATERAL ADMINISTRATION AGREEMENT, dated as of November 14, 2014 (this Agreement), is entered into by and among JUNIATA RIVER LLC, a Delaware limited liability company (the Company), JPMORGAN CHASE BANK, NATIONAL ASSOCIATION, as administrative agent (in such capacity, the Administrative Agent), FS INVESTMENT CORPORATION II, a Maryland corporation, as investment manager (the Investment Manager) and VIRTUS GROUP, LP, as collateral administrator (the Collateral Administrator).

FS Investment Corp II – Collateral Administration Agreement (December 19th, 2014)

This COLLATERAL ADMINISTRATION AGREEMENT, dated as of December 15, 2014 (as the same may be amended from time to time in accordance with the terms hereof (this "Agreement") is entered into by and among Green Creek LLC, a limited liability company organized under the laws of the State of Delaware, as issuer (the "Issuer"), FS Investment Corporation II, a corporation organized under the laws of the State of Maryland, in its capacity as investment manager under the Investment Management Agreement referred to below (in such capacity, together with its successors in such capacity, the "Investment Manager") and Virtus Group, LP, a limited partnership organized under the laws of the State of Texas, as collateral administrator (the "Collateral Administrator").

Investment – [Form of Collateral Administration Agreement] Collateral Administration Agreement (October 29th, 2014)

This COLLATERAL ADMINISTRATION AGREEMENT, dated as of October 27, 2014 (this "Agreement"), is entered into by and among TICC Funding, LLC, a limited liability company formed under the laws of the State of Delaware (the "Borrower"), TICC CAPITAL CORP., a Maryland corporation, as collateral manager (in such capacity, the "Collateral Manager"), and THE BANK OF NEW YORK MELLON TRUST COMPANY, NATIONAL ASSOCIATION ("BNYM"), as collateral administrator under and for purposes of this Agreement (in such capacity, the "Collateral Administrator").

JMP Group – Collateral Administration Agreement (October 1st, 2014)

THIS COLLATERAL ADMINISTRATION AGREEMENT, dated as of September 30, 2014 (as amended, modified or supplemented from time to time, the "Agreement"), by and among JMP CREDIT ADVISORS CLO III LTD., an exempted company incorporated with limited liability under the laws of the Cayman Islands (the "Issuer"), JMP CREDIT ADVISORS LLC, a limited liability company organized under the laws of the State of Delaware (the "Collateral Manager" and its permitted successors and assigns), and U.S. BANK NATIONAL ASSOCIATION, a national banking association, as collateral administrator (the "Collateral Administrator" and its permitted successors and assigns).

FS Energy & Power Fund – Collateral Administration Agreement (September 15th, 2014)

This COLLATERAL ADMINISTRATION AGREEMENT, dated as of September 11, 2014 (as the same may be amended from time to time in accordance with the terms hereof (this Agreement) is entered into by and among Gladwyne Funding LLC, a limited liability company organized under the laws of the State of Delaware, as issuer (the Issuer), FS Energy and Power Fund, a statutory trust organized under the laws of the State of Delaware, in its capacity as investment manager under the Investment Management Agreement referred to below (in such capacity, together with its successors in such capacity, the Investment Manager) and Virtus Group, LP, a limited partnership organized under the laws of the State of Texas, as collateral administrator (the Collateral Administrator).

Collateral Administration Agreement (August 11th, 2014)

THIS COLLATERAL ADMINISTRATION AGREEMENT is made and entered into as of June 27, 2014 by and among Administrative Agent, Borrower and Collateral Administrator (this "Agreement").

Business Development Corp of America – Collateral Administration Agreement (July 2nd, 2014)

This COLLATERAL ADMINISTRATION AGREEMENT, dated as of June 27, 2014 (this "Agreement"), is entered into by and among BDCA-CB FUNDING, LLC, a limited liability company formed under the laws of the State of Delaware (the "Borrower"), BUSINESS DEVELOPMENT CORPORATION OF AMERICA, a Maryland corporation, as collateral manager (in such capacity, the "Collateral Manager"), CITIBANK, N.A., as administrative agent (in such capacity, the "Administrative Agent"), and U.S. BANK NATIONAL ASSOCIATION ("U.S. Bank"), as collateral administrator under and for purposes of this Agreement (in such capacity, the "Collateral Administrator").

Kohlberg Capital Corporation – Collateral Administration Agreement (June 19th, 2013)

This COLLATERAL ADMINISTRATION AGREEMENT, dated as of June 18, 2013 (the "Agreement") is entered into by and among KCAP SENIOR FUNDING I, LLC, a Delaware limited liability company (the "Issuer"), KCAP FINANCIAL, INC., a Delaware limited liability company, as Collateral Manager (as that term is defined in the Indenture referred to herein, together with any successor Collateral Manager under the Indenture, the "Collateral Manager"), and U.S. BANK NATIONAL ASSOCIATION ("U.S. Bank"), acting as collateral administrator under and for purposes of this Agreement (in such capacity, and together with any successor Collateral Administrator hereunder, the "Collateral Administrator").

JMP Group – Collateral Administration Agreement (May 6th, 2013)
FS Investment Corp II – Collateral Administration Agreement (October 30th, 2012)

This COLLATERAL ADMINISTRATION AGREEMENT, dated as of October 26, 2012 (as the same may be amended from time to time in accordance with the terms hereof (this Agreement) is entered into by and among Lehigh River LLC, a limited liability company organized under the laws of the State of Delaware, as issuer (the Issuer), FS Investment Corporation II, a corporation organized under the laws of the State of Maryland, in its capacity as collateral manager under the Collateral Management Agreement referred to below (in such capacity, together with its successors in such capacity, the Collateral Manager) and Virtus Group, LP, a limited partnership organized under the laws of the State of Texas, as collateral administrator (the Collateral Administrator).

FS Investment CORP – Amended and Restated Collateral Administration Agreement (October 1st, 2012)

This AMENDED AND RESTATED COLLATERAL ADMINISTRATION AGREEMENT, dated as of September 26, 2012 (as the same may be amended from time to time in accordance with the terms hereof (this Agreement) is entered into by and among Locust Street Funding LLC, a limited liability company organized under the laws of the State of Delaware, as issuer (the Issuer), FS Investment Corporation, a corporation organized under the laws of the State of Maryland, in its capacity as collateral manager under the Collateral Management Agreement referred to below (in such capacity, together with its successors in such capacity, the Collateral Manager) and Virtus Group, LP, a limited partnership organized under the laws of the State of Texas, as collateral administrator (the Collateral Administrator). This Agreement amends and restates in its entirety the Collateral Administration Agreement, dated as of July 21, 2011, by and among the Issuer, the Collateral Manager and the Collateral Administrator.

Investment – Collateral Administration Agreement (August 23rd, 2012)

This COLLATERAL ADMINISTRATION AGREEMENT, dated as of August 23, 2012 (this "Agreement") is entered into by and among TICC CLO 2012-1 LLC, a Delaware limited liability company (the "Issuer"), TICC Capital Corp., a Maryland corporation, in its capacity as collateral manager (the "Collateral Manager"), and The Bank of New York Mellon Trust Company, National Association, a limited purpose national banking association with trust powers ("BNY"), in its capacity as collateral administrator (the "Collateral Administrator").

Kohlberg Capital Corporation – Collateral Administration Agreement (March 1st, 2012)

This COLLATERAL ADMINISTRATION AGREEMENT (this "Agreement") dated as of February 24, 2012 is made by and among KCAP Funding (the "Issuer"), Kohlberg Capital Corporation ("Kohlberg"), in its capacity as portfolio manager (the "Portfolio Manager"), Credit Suisse AG, Cayman Islands ("CS"), in its capacity as Senior Commitment Party (as defined in the Note Purchase Agreement (as defined below)) and The Bank of New York Mellon Trust Company, National Association (the "Bank"), in its capacities as Collateral Administrator (the "Collateral Administrator") and Collateral Agent (the "Collateral Agent"). Capitalized terms not otherwise defined in this Agreement shall have the meanings set forth in the Note Purchase Agreement.

Investment – Collateral Administration Agreement (August 11th, 2011)

This COLLATERAL ADMINISTRATION AGREEMENT, dated as of August 10, 2011 (this Agreement) is entered into by and among TICC CLO LLC, a Delaware limited liability company (the Issuer), TICC Capital Corp., a Maryland corporation, in its capacity as collateral manager (the Collateral Manager), and The Bank of New York Mellon Trust Company, National Association, a limited purpose national banking association with trust powers (BNY), in its capacity as collateral administrator (the Collateral Administrator).

FS Investment CORP – Collateral Administration Agreement (July 27th, 2011)

This COLLATERAL ADMINISTRATION AGREEMENT, dated as of July 21, 2011 (as the same may be amended from time to time in accordance with the terms hereof (this Agreement) is entered into by and among Locust Street Funding LLC, a limited liability company organized under the laws of the State of Delaware, as issuer (the Issuer), FS Investment Corporation, a corporation organized under the laws of the State of Maryland, in its capacity as collateral manager under the Collateral Management Agreement referred to below (in such capacity, together with its successors in such capacity, the Collateral Manager) and Virtus Group, LP, a limited partnership organized under the laws of the State of Texas, as collateral administrator (the Collateral Administrator).

Collateral Administration Agreement (August 9th, 2006)

This COLLATERAL ADMINISTRATION AGREEMENT, dated as of July 7, 2006 (the Agreement) is entered into by and among ARCC COMMERCIAL LOAN TRUST 2006, a statutory trust created and existing under the laws of the State of Delaware, as the issuer (together with its successors and assigns, the Issuer), ARES CAPITAL CORPORATION, a Maryland corporation, as the servicer (together with its successors and assigns, the Servicer), and U.S. BANK NATIONAL ASSOCIATION (U.S. Bank), acting as collateral administrator under and for purposes of this Agreement (in such capacity, and together with any successor Collateral Administrator hereunder, the Collateral Administrator).