Broker-Dealer Onboarding Agent Engagement Agreement Sample Contracts
Broker-Dealer - Onboarding Agent Engagement Agreement – Reg A+ Tier 2Broker-Dealer Onboarding Agent Engagement Agreement • May 2nd, 2025 • Angel Studios 022, Inc.
Contract Type FiledMay 2nd, 2025 CompanyThis agreement (together with exhibits and schedules, the “Agreement”) is entered into by and between ANGEL STUDIOS 022 Inc. (“Issuer”), a C-Corp, and Rialto Markets LLC., a Delaware Limited Liability Company (“Rialto”) and FINRA registered Broker Dealer in all 50 states and Puerto Rico. Issuer and Rialto agree to be bound by the terms of this Agreement, effective as of April 16, 2025 (the “Effective Date”):
Broker-Dealer - Onboarding Agent Engagement Agreement – Reg A+ Tier 2Broker-Dealer Onboarding Agent Engagement Agreement • December 22nd, 2022 • The3rdBevco Inc. • Beverages
Contract Type FiledDecember 22nd, 2022 Company IndustryThis agreement (together with exhibits and schedules, the “Agreement”) is entered into by and between The3rdBevco Inc. (“Issuer”), a NY Corp. and Rialto Markets LLC., a Delaware Limited Liability Company (“Rialto”) and FINRA registered Broker Dealer in all 50 states and Puerto Rico. Issuer and Rialto agree to be bound by the terms of this Agreement, effective as of 12/1/22 (the “Effective Date”):
Broker-Dealer - Onboarding Agent Engagement Agreement – Reg A+ Tier 2Broker-Dealer Onboarding Agent Engagement Agreement • July 24th, 2025 • Angel Studios, Inc. • Services-motion picture & video tape production
Contract Type FiledJuly 24th, 2025 Company IndustryThis agreement (together with exhibits and schedules, the “Agreement”) is entered into by and between Angel Studios, Inc.. (“Issuer”), a C-Corp, and Rialto Markets LLC., a Delaware Limited Liability Company (“Rialto”) and FINRA registered Broker Dealer in all 50 states and Puerto Rico. Issuer and Rialto agree to be bound by the terms of this Agreement, effective as of June 16, 2025 (the “Effective Date”):
BrokerDealer Onboarding Agent Engagement Agreement – Reg A+ Tier 2Broker-Dealer Onboarding Agent Engagement Agreement • June 26th, 2024 • Wesave, Inc. • Services-membership organizations
Contract Type FiledJune 26th, 2024 Company IndustryThis Broker Dealer Onboarding Agent Engagement Agreement Reg A+ Tier 2 (together with exhibits and schedules, the “Agreement”) is entered into by and between WeSave, Inc. (“Issuer”), a Nevada corporation, and Rialto Markets LLC., a Delaware Limited Liability Company (“Rialto”) a FINRA registered Broker Dealer in all 50 states and Puerto Rico. Issuer and Rialto agree to be bound by the terms of this Agreement, effective as of August 11, 2022 (the “Effective Date”):
Broker-Dealer - Onboarding Agent Engagement Agreement – Reg A+ Tier 2Broker-Dealer Onboarding Agent Engagement Agreement • July 11th, 2025 • Angel Studios 024, Inc.
Contract Type FiledJuly 11th, 2025 CompanyThis agreement (together with exhibits and schedules, the “Agreement”) is entered into by and between Angel Studios 024 Inc. (“Issuer”), a C-Corp, and Rialto Markets LLC., a Delaware Limited Liability Company (“Rialto”) and FINRA registered Broker Dealer in all 50 states and Puerto Rico. Issuer and Rialto agree to be bound by the terms of this Agreement, effective as of May 28, 2025 (the “Effective Date”):
Broker-Dealer Onboarding Agent - Engagement Agreement – Reg A+ Tier 2Broker-Dealer Onboarding Agent Engagement Agreement • March 3rd, 2022 • Grass Qozf, Inc. • Airports, flying fields & airport terminal services • New York
Contract Type FiledMarch 3rd, 2022 Company Industry JurisdictionThis agreement (together with exhibits and schedules, the “Agreement”) is entered into by and between Grass QOZF, Inc. (“Issuer”), a Nevada limited liability company, and Rialto Markets LLC., a Delaware Limited Liability Company (“Rialto”) and FINRA registered Broker Dealer in all 50 states and Puerto Rico. Issuer and Rialto agree to be bound by the terms of this Agreement, effective as of 2/18/2022 (the “Effective Date”):
Broker-Dealer Onboarding Agent Engagement Agreement – Reg A+ Tier 2Broker-Dealer Onboarding Agent Engagement Agreement • December 28th, 2021 • Grass Qozf, Inc. • Airports, flying fields & airport terminal services • New York
Contract Type FiledDecember 28th, 2021 Company Industry JurisdictionThis agreement (together with exhibits and schedules, the “Agreement”) is entered into by and between Grass QOZF, Inc. (“Client”), a Nevada, and Rialto Markets LLC., a Delaware Limited Liability Company (“Rialto”) and FINRA registered Broker Dealer in all 50 states and Puerto Rico. Client and Rialto agree to be bound by the terms of this Agreement, effective as of 12/06/2021 (the “Effective Date”):
Broker-Dealer Onboarding Agent - Engagement Agreement – Reg A+ Tier 2Broker-Dealer Onboarding Agent Engagement Agreement • May 11th, 2022 • Prime Harvest Inc. • Agricultural production-crops • New York
Contract Type FiledMay 11th, 2022 Company Industry JurisdictionThis agreement (together with exhibits and schedules, the “Agreement”) is entered into by and between Prime Harvest Inc. (“Issuer”), a _________ Corporation, and Rialto Markets LLC., a Delaware Limited Liability Company (“Rialto”) and FINRA registered Broker Dealer in all 50 states and Puerto Rico. Issuer and Rialto agree to be bound by the terms of this Agreement, effective as of (the “Effective Date”):
