FORM OF AUTHORIZED PARTICIPANT AGREEMENT SP FUNDS TRUSTAuthorized Participant Agreement • November 14th, 2023 • SP Funds Trust • New York
This Authorized Participant Agreement (this “Agreement”) is entered into by and between Foreside Fund Services, LLC (the “Distributor”) and __________ (the “Participant”) and is subject to acceptance by [ ] (the “[Transfer Agent/Index Receipt Agent]”), and is further subject to acknowledgement and agreement by SP Funds Trust (the “Trust”), a series trust offering a number of portfolios of securities (each a “Fund” and collectively the “Funds”), solely with respect to Sections 4(c) and 12(c) herein. Capitalized terms used but not defined herein are defined in the current prospectus for each Fund as it may be supplemented or amended from time to time (together with such Fund’s Statement of Additional Information incorporated therein, the “Prospectus”) and included in the Trust’s Registration Statement on Form N-1A, as it may be amended from time to time (the “Registration Statement”), or otherwise filed with the U.S. Securities and Exchange Commission (“SEC”).
AUTHORIZED PARTICIPANT AGREEMENTAuthorized Participant Agreement • February 29th, 2024 • Abrdn Palladium ETF Trust • Commodity contracts brokers & dealers • New York
THIRD AMENDED AND RESTATED STANDARD TERMS FOR AUTHORIZED PARTICIPANT AGREEMENTS (the “Standard Terms”) agreed to as of [DATE] by and between The Bank of New York Mellon, a New York banking corporation (the “Trustee”), and abrdn ETFs Sponsor LLC, a Delaware limited liability company (the “Sponsor”).
AUTHORIZED PARTICIPANT AGREEMENTAuthorized Participant Agreement • April 2nd, 2014 • iShares Dow Jones-Ubs Roll Select Commodity Index Trust • Commodity contracts brokers & dealers • New York
Federated Hermes ETF Trust AUTHORIZED PARTICIPANT AGREEMENTAuthorized Participant Agreement • December 27th, 2023 • Federated Hermes ETF Trust • New York
This Authorized Participant Agreement (this “Agreement”) is entered into by and between [State Street Bank and Trust Company] (the “Participant”) and Federated Securities Corp. (the “Distributor”), principal underwriter of the Trust and its separate series listed on Annex A hereto (each, a “Fund” and collectively, the “Funds”), as may be amended from time to time. Capitalized terms used herein and not otherwise defined have the meaning assigned to them in Section 14 of this Agreement.
ContractAuthorized Participant Agreement • November 8th, 2023 • Macquarie ETF Trust • New York
SOURCE ETF TRUST AUTHORIZED PARTICIPANT AGREEMENTAuthorized Participant Agreement • September 12th, 2014 • Source ETF Trust • New York
This Authorized Participant Agreement (the “Agreement”) is entered into by and between Fund Source US, LLC (the “Distributor”) and [Authorized Participant Firm] (the “Participant”) and is subject to acceptance by Brown Brothers Harriman & Co. (the “Index Receipt Agent”), as index receipt agent for each of the series of Source ETF Trust (the “Trust”) as listed on Annex I hereto (each a “Fund” and collectively the “Funds”).
AUTHORIZED PARTICIPANT AGREEMENT FOR TDAX FUNDS, INC.Authorized Participant Agreement • September 27th, 2007 • TDAX Funds, Inc. • New York
AUTHORIZED PARTICIPANT AGREEMENTAuthorized Participant Agreement • July 21st, 2023 • Vanguard Valley Forge Funds • New York
This Authorized Participant Agreement (the "Agreement") is entered into by and between Vanguard Marketing Corporation (the "Distributor") and __________________
FORM OF AUTHORIZED PARTICIPANT AGREEMENT ROUNDHILL ETF TRUSTAuthorized Participant Agreement • October 20th, 2023 • Roundhill ETF Trust • New York
This Authorized Participant Agreement (the “Agreement”) is entered into by and between Foreside Fund Services, LLC (the “Distributor”) and __________ (the “Participant”) and is subject to acceptance by U.S. Bancorp Fund Services, LLC d/b/a U.S. Bank Global Fund Services (the “Index Receipt Agent”), and is further subject to acknowledgement and agreement by Roundhill ETF Trust (the “Trust”), a series trust offering a number of portfolios of securities (each a “Fund” and collectively the “Funds”), solely with respect to Sections 4(c) and 12(c) herein. Capitalized terms used but not defined herein are defined in the current prospectus for each Fund as it may be supplemented or amended from time to time and included in the Trust’s Registration Statement on Form N-1A, as it may be amended from time to time, or otherwise filed with the U.S. Securities and Exchange Commission (“SEC”) (together with such Fund’s Statement of Additional Information incorporated therein, the “Prospectus”).
AUTHORIZED PARTICIPANT AGREEMENT FOR GRANITESHARES ETF TRUSTAuthorized Participant Agreement • October 28th, 2021 • GraniteShares ETF Trust • New York
This Authorized Participant Agreement (this “Agreement”) is entered into by and between ALPS Distributors, Inc. (the “Distributor”) and ________________________________ (the “Authorized Participant” or the “AP”) and is subject to acceptance by Brown Brothers Harriman & Co (the “Transfer Agent”). The Transfer Agent serves as the transfer agent for the GraniteShares ETF Trust (the “Trust”) and is a Receipt Agent as that term is defined in the rules of the National Securities Clearing Corporation (“NSCC”). The Distributor, the Transfer Agent and the Authorized Participant acknowledge and agree that the Trust shall be a third-party beneficiary of this Agreement and shall receive the benefits contemplated by this Agreement, to the extent specified herein. The Distributor has been retained to provide services as principal underwriter of the Trust acting on an agency basis in connection with the sale and distribution of shares of beneficial interest, no par value (sometimes referred to as “Sh
FORM OF UNITED STATES NATURAL GAS FUND, LP AUTHORIZED PARTICIPANT AGREEMENTAuthorized Participant Agreement • March 31st, 2016 • United States Natural Gas Fund, LP • Commodity contracts brokers & dealers • New York
This United States Natural Gas Fund, LP Authorized Participant Agreement (the “Agreement”), dated as of [ DATE], 2016, is entered into by and among United States Natural Gas Fund, LP (the “Fund”), United States Commodity Funds LLC, a Delaware limited liability company and the general partner of the Fund (the “General Partner”), on behalf of itself and as General Partner of United States Natural Gas Fund, LP, and [Insert name of Authorized Participant and type of company (Corporation, LLC, Inc., LLP)], a [state of incorporation/formation] (the “Authorized Participant”).
AUTHORIZED PARTICIPANT AGREEMENT FOR INFUSIVE US TRUSTAuthorized Participant Agreement • September 26th, 2019 • Infusive US Trust • New York
This Authorized Participant Agreement (this “Agreement”) is entered into by and between ALPS Distributors, Inc. (the “Distributor”) and ________________________________ (the “Authorized Participant” or the “AP”) and is subject to acceptance by The Bank of New York Mellon (the “Transfer Agent”). The Transfer Agent serves as the transfer agent for the Infusive US Trust (the “Trust”) and is a Receipt Agent as that term is defined in the rules of the National Securities Clearing Corporation (“NSCC”). The Distributor, the Transfer Agent and the Authorized Participant acknowledge and agree that the Trust shall be a third-party beneficiary of this Agreement and shall receive the benefits contemplated by this Agreement, to the extent specified herein. The Distributor has been retained to provide services as principal underwriter of the Trust acting on an agency basis in connection with the sale and distribution of shares of beneficial interest, no par value (sometimes referred to as “Shares”),
FORM OF AUTHORIZED PARTICIPANT AGREEMENT Fidelity Wise Origin Bitcoin FundAuthorized Participant Agreement • December 29th, 2023 • Fidelity Wise Origin Bitcoin Fund • Commodity contracts brokers & dealers • Massachusetts
This Authorized Participant Agreement (the “Agreement”) is entered into between Fidelity Distributors Company LLC (the “Distributor”) and [________________________________________and its affiliates] (collectively, the “Participant”) and is subject to acceptance by State Street Bank and Trust Company (the “Transfer Agent”). The Distributor, the Participant and the Transfer Agent acknowledge and agree that Fidelity Wise Origin Bitcoin Fund (the “Trust”) structured as an exchange-traded commodity fund (the “Fund”) shall be a third-party beneficiary of this Agreement and shall receive the benefits contemplated by this Agreement to the extent specified herein. Capitalized terms used but not defined herein are defined in the current prospectus for the Fund (the “Prospectus”).
THE CUSHING ETF TRUST AUTHORIZED PARTICIPANT AGREEMENT QUASAR DISTRIBUTORS, LLC MILWAUKEE, WI 53202Authorized Participant Agreement • October 16th, 2018 • Cushing ETF Trust • Delaware
This Authorized Participant Agreement (the “Agreement”) is entered into by and between Quasar Distributors, LLC (the “Distributor”) and [ ] (the “Participant” and, together with the Distributor, the “Parties”) and is subject to acceptance by U.S. Bancorp Fund Services, LLC (the “Index Receipt Agent”) as index receipt agent for The Cushing ETF Trust (the “Trust”).
AUTHORIZED PARTICIPANT AGREEMENT FOR abrdn ETFsAuthorized Participant Agreement • April 28th, 2023 • Abrdn ETFs • New York
This Authorized Participant Agreement (the “Agreement”) is entered into by and between ALPS Distributors, Inc. (the “Distributor”) and __________________________________ (the “Authorized Participant”) and is subject to acceptance by State Street Bank and Trust Company (the “Transfer Agent”). The Transfer Agent serves as the transfer agent for the abrdn ETFs (the “Trust”). The Distributor, the Transfer Agent and the Authorized Participant acknowledge and agree that the Trust shall be a third party beneficiary of this Agreement, and shall receive the benefits contemplated by this Agreement, to the extent specified herein. The Distributor has been retained to provide services as principal underwriter of the Trust acting on an agency basis in connection with the sale and distribution of Creation Units (as defined below) of each fund issued by the Trust (each a “Fund” and collectively, the “Funds”) named on Annex I to this Agreement, as may be updated from time to time to add or remove Fund
FORM OF AUTHORIZED PARTICIPANT AGREEMENT PIMCO ETF Trust PIMCO Equity SeriesAuthorized Participant Agreement • October 27th, 2017 • PIMCO Equity Series • New York
This Authorized Participant Agreement (the “Agreement”) is entered into between PIMCO Investments LLC (the “Distributor”) and (the “Participant”) and is subject to acceptance by State Street Bank and Trust Company (the “Transfer Agent”). The Distributor, the Participant, and the Transfer Agent acknowledge and agree that PIMCO ETF Trust and PIMCO Equity Series (each a “Trust” and collectively, the “Trusts”) and each exchange-traded series thereof (each, a “Fund,” and collectively, the “Funds”) shall each be a third-party beneficiary of this Agreement and shall each receive the benefits contemplated by this Agreement to the extent specified herein. Capitalized terms used but not defined herein are defined in the current prospectus for each Fund (together with the Statement of Additional Information (“SAI”) incorporated therein, the “Prospectus”).
FORM OF AUTHORIZED PARTICIPANT AGREEMENTAuthorized Participant Agreement • August 18th, 2015 • Managed Emerging Markets Trust • Investors, nec • New York
AUTHORIZED PARTICIPANT AGREEMENTAuthorized Participant Agreement • August 25th, 2023 • Segall Bryant & Hamill Trust • New York
This AUTHORIZED PARTICIPANT AGREEMENT (this “Agreement”) dated as of [Date], is between Northern Lights Distributors, LLC (“Distributor”) and [Participant] (the “Participant”) and is subject to acceptance by Brown Brothers Harriman & Co., (the “Index Receipt Agent”) for Segall Bryant & Hamill Trust (the “Trust”) and is further subject to acknowledgment and agreement by the Trust, on behalf of its series listed on Schedule 1 hereto, as amended from time to time (each a “Fund” and together the “Funds”), solely with respect to Section 8 of this Agreement.
AUTHORIZED PARTICIPANT AGREEMENTAuthorized Participant Agreement • August 16th, 2023 • Quaker Investment Trust • Pennsylvania
_____________________This Authorized Participant Agreement (this “Agreement”) is entered into as of this ___ day of __________, 2022 (the “Effective Date”), by and between _____________________ (the “Participant”) and SEI Investments Distribution Co. (together with SEI Investments Distribution Co.’s affiliates, the “Distributor”), principal underwriter of ________________(the “Trust”), and is subject to acceptance by the Trust and _________________, as transfer agent (the “Transfer Agent” or “Index Receipt Agent”) to each investment portfolio of the Trust (each, a “Series”). Capitalized terms used herein and not otherwise defined have the meaning assigned to them in Section 14 of this Agreement.
LOCALSHARES INVESTMENT TRUST AUTHORIZED PARTICIPANT AGREEMENTAuthorized Participant Agreement • July 22nd, 2013 • LocalShares Investment Trust • Pennsylvania
This Authorized Participant Agreement (this “Agreement”) is entered into as of this ___ day of __________ 20__ (the “Effective Date”), by and between _____________________ (the “Participant”) and SEI Investments Distribution Co. (together with its affiliates, the “Distributor”), principal underwriter of LocalShares Investment Trust (the “Trust”), and is subject to acceptance by _______________ (the “Transfer Agent”) in its capacity as transfer agent of the Trust. Capitalized terms used herein and not otherwise defined have the meaning assigned to them in SECTION 14 of this Agreement.
AUTHORIZED PARTICIPANT AGREEMENTAuthorized Participant Agreement • March 28th, 2011 • Etfs Palladium Trust • Commodity contracts brokers & dealers • New York
FIRST AMENDED AND RESTATED STANDARD TERMS FOR AUTHORIZED PARTICIPANT AGREEMENTS (the “Standard Terms”) agreed to as of September 27, 2010 by and between The Bank of New York Mellon, a New York banking corporation (the “Trustee”), and ETF Securities USA LLC, a Delaware limited liability company (the “Sponsor”).
AUTHORIZED PARTICIPANT AGREEMENT TRUST FOR PROFESSIONAL MANAGERSAuthorized Participant Agreement • March 3rd, 2021 • Trust for Professional Managers • New York
This Authorized Participant Agreement (the “Agreement”) is entered into by and between Foreside Fund Services, LLC (the “Distributor”) and __________ (the “Participant”) and is subject to acceptance by U.S. Bancorp Fund Services, LLC d/b/a U.S. Bank Global Fund Services (the “Transfer Agent/Index Receipt Agent”), and is further subject to acknowledgement and agreement by Trust for Professional Managers (the “Trust”), a series trust offering a number of portfolios of securities (each a “Fund” and collectively the “Funds”), solely with respect to Sections 4(c) and 12(c) herein. Capitalized terms used but not defined herein are defined in the current prospectus for each Fund as it may be supplemented or amended from time to time, and included in the Trust’s Registration Statement on Form N-1A, as it may be amended from time to time, or otherwise filed with the U.S. Securities and Exchange Commission (“SEC”) (together with such Fund’s Statement of Additional Information incorporated therei
AUTHORIZED PARTICIPANT AGREEMENTAuthorized Participant Agreement • April 24th, 2006 • iShares Silver Trust • Gold and silver ores • New York
STANDARD TERMS FOR AUTHORIZED PARTICIPANT AGREEMENTS (the “Standard Terms”) agreed to as of [ ], 2006 by and between The Bank of New York, a New York banking corporation, and Barclays Global Investors International Inc., a Delaware corporation.
FORM OF AUTHORIZED PARTICIPANT AGREEMENT ELEVATION SERIES TRUSTAuthorized Participant Agreement • September 30th, 2022 • Elevation Series Trust • New York
This Authorized Participant Agreement (the “Agreement”) is entered into by and between Paralel Distributors LLC (the “Distributor”) and [ ] (the “Participant”) and is subject to acceptance by State Street Bank and Trust Company (the “Transfer Agent”), as transfer agent/index receipt agent for Elevation Series Trust (the “Trust”), a series trust offering a number of portfolios of securities (each a “Fund” and collectively the “Funds”) listed on Attachment B. Capitalized terms used but not defined herein are defined in the current prospectus for each Fund as it may be supplemented or amended from time to time, and included in the Trust’s Registration Statement on Form N-1A, as it may be amended from time to time, or otherwise filed with the U.S. Securities and Exchange Commission (“SEC”) (together with such Fund’s Statement of Additional Information incorporated therein, the “Prospectus”).
FORM OF AUTHORIZED PARTICIPANT AGREEMENT CALAMOS ETF TRUSTAuthorized Participant Agreement • January 10th, 2024 • Calamos ETF Trust
This Authorized Participant Agreement (the “Agreement”) is entered into by and between Calamos Financial Services LLC (the “Distributor”) and [_________] (the “Participant”) and is subject to acceptance by State Street Bank and Trust Company (the “Transfer Agent”), and is further subject to acknowledgement and agreement by Calamos ETF Trust (the “Trust”), a series trust offering a number of portfolios of securities (each a “Fund” and collectively the “Funds”), solely with respect to Section 4(d) herein. Capitalized terms used but not defined herein are defined in the current prospectus for each Fund as it may be supplemented or amended from time to time and included in the Trust’s Registration Statement on Form N-1A, as it may be amended from time to time, or otherwise filed with the U.S. Securities and Exchange Commission (“SEC”) (together with such Fund’s Statement of Additional Information incorporated therein, the “Prospectus”).
FORM OF AUTHORIZED PARTICIPANT AGREEMENT INVESTMENT MANAGERS SERIES TRUST IIAuthorized Participant Agreement • December 22nd, 2023 • Investment Managers Series Trust II • New York
This Authorized Participant Agreement (the “Agreement”) is entered into by and between ALPS Distributors, Inc. (the “Distributor”) and _________________ (the “Authorized Participant” or the “AP”) (National Securities Clearing Corporation (“NSCC”) Number _____), and is subject to acceptance by Brown Brothers Harriman & Co. (the “Transfer Agent”). The Transfer Agent serves as the transfer agent for the Investment Managers Series Trust II (the “Trust”). The Distributor, the Transfer Agent and the Authorized Participant acknowledge and agree that the Trust shall be a third party beneficiary of this Agreement, and shall receive the benefits contemplated by this Agreement, to the extent specified herein. The Distributor has been retained to provide services as principal underwriter of the Trust acting on an agency basis in connection with the sale and distribution of shares of beneficial interest, all without par value (sometimes referred to as “Shares”), of each of the separate investment p
FORM OF AUTHORIZED PARTICIPANT AGREEMENT]Authorized Participant Agreement • March 16th, 2015 • AccuShares Commodities Trust I • Investors, nec • New York
AUTHORIZED PARTICIPANT AGREEMENTAuthorized Participant Agreement • September 26th, 2023 • Proshares Trust • New York
This Authorized Participant Agreement (the "Agreement") is entered into by and between SEI Investments Distribution Co. (the "Distributor") and___________ (the "Participant") and is subject to acceptance by J.P. Morgan Chase Bank, N.A., as index receipt agent (the "Index Receipt Agent") for the ProShares Trust (the "Trust").
FORM OF AUTHORIZED PARTICIPANT AGREEMENT INVESTMENT MANAGERS SERIES TRUST IIAuthorized Participant Agreement • December 23rd, 2021 • Investment Managers Series Trust II • New York
This Authorized Participant Agreement (the “Agreement”) is entered into by and between IMST Distributors, LLC, LLC (the “Distributor”) and __________ (the “Participant”) and is subject to acceptance by Brown Brothers Harriman & Co. (the “Transfer Agent/Index Receipt Agent”), and is further subject to acknowledgement and agreement by Investment Managers Series Trust II (the “Trust”), a series trust offering a number of portfolios of securities (each a “Fund” and collectively the “Funds”), solely with respect to Sections 4(c) and 12(c) herein. Capitalized terms used but not defined herein are defined in the current prospectus for each Fund as it may be supplemented or amended from time to time, and included in the Trust’s Registration Statement on Form N-1A, as it may be amended from time to time, or otherwise filed with the U.S. Securities and Exchange Commission (“SEC”) (together with such Fund’s Statement of Additional Information incorporated therein, the “Prospectus”).
R E C I T A L SAuthorized Participant Agreement • January 25th, 2005 • Ishares Comex Gold Trust • Gold and silver ores • New York
FORM OF WORLD GOLD TRUST AUTHORIZED PARTICIPANT AGREEMENTAuthorized Participant Agreement • May 4th, 2018 • World Gold Trust • Commodity contracts brokers & dealers • Delaware
This Authorized Participant Agreement (“Agreement”), dated as of , is entered into by and between (the “Authorized Participant”), WGC USA Asset Management Company, LLC, as sponsor (the “Sponsor”) of the World Gold Trust (the “Trust”) and each series of the Trust listed on Annex A hereto (each, a “Fund” and together, the “Funds”), and BNY Mellon Asset Servicing, a division of The Bank of New York Mellon (the “Administrator”), as administrator of the Trust and each Fund.
AUTHORIZED PARTICIPANT AGREEMENT FOR IndexIQ ETF TrustAuthorized Participant Agreement • August 29th, 2011 • IndexIQ ETF Trust • New York
This Authorized Participant Agreement (the “Agreement”) is entered into by and between ALPS Distributor, Inc. (the “Distributor”) and ___________________________(the “Authorized Participant” or “AP”) and is subject to acceptance by The Bank of New York Mellon ("BNYM ETF Administrator" or the “Transfer Agent”). The Transfer Agent serves as the transfer agent for the IndexIQ ETF Trust (the “Company”) and is an Index Receipt Agent as that term is defined in the rules of the National Securities Clearing Corporation (“NSCC”). The Distributor, the Transfer Agent and the Authorized Participant acknowledge and agree that the Company shall be a third party beneficiary of this Agreement, and shall receive the benefits contemplated by this Agreement, to the extent specified herein. The Distributor has been retained to provide services as principal underwriter of the Company acting on an agency basis in connection with the sale and distribution of shares of beneficial interest, par value $.0001 pe
PACER FUNDS TRUST FORM OF AUTHORIZED PARTICIPANT AGREEMENTAuthorized Participant Agreement • August 26th, 2020 • Pacer Funds Trust • Pennsylvania
This Authorized Participant Agreement (the “Agreement”) is entered into by and between Pacer Financial, Inc. (the “Distributor”) and [Authorized Participant] (the “Participant”) and is subject to acceptance by U.S. Bancorp Fund Services, LLC (the “Index Receipt Agent”) as index receipt agent for Pacer Funds Trust (the “Trust”).
FORM OF AUTHORIZED PARTICIPANT AGREEMENT FOR FRANKLIN TEMPLETON DIGITAL HOLDINGS TRUSTAuthorized Participant Agreement • January 8th, 2024 • Franklin Templeton Digital Holdings Trust • Commodity contracts brokers & dealers • New York
This Authorized Participant Agreement (this “Agreement”) is entered into by and between Franklin Holdings, LLC, as sponsor (the “Sponsor”) of Franklin Templeton Digital Holdings Trust (the “Trust”), and each series of the Trust listed on Annex I to this Agreement (each, a “Fund” and, collectively, the “Funds”), ________________ (the “Authorized Participant” or the “AP”), and The Bank of New York Mellon (the “Administrator” or “Transfer Agent”), as administrator and transfer agent of the Trust and each Fund. The Sponsor, the Authorized Participant and the Administrator acknowledge and agree that the Trust shall be a third-party beneficiary of this Agreement and shall receive the benefits contemplated by this Agreement, to the extent specified herein.
VALKYRIE ETF TRUST II AUTHORIZED PARTICIPANT AGREEMENTAuthorized Participant Agreement • October 15th, 2021 • Valkyrie ETF Trust II • New York
The following individuals are Authorized Persons pursuant to Section 6 of the Participant Agreement between ALPS Distributors, Inc. and Participant, subject to acceptance by U.S. Bancorp Fund Services, LLC, and
