Assistance Agreement Sample Contracts

Ciphergen Biosystems – First Amendment to Assistance Agreement by and Between the State of Connecticut (March 13th, 2018)

This FIRST AMENDMENT TO THE ASSISTANCE AGREEMENT (the "Amendment") is made and shall be effective as of the 7th day of March, 2018 by and among VERMILLION, INC., a Delaware corporation, with a location at 35 Nutmeg Drive, Suite 260, Trumbull, Connecticut 06611 ("Applicant"), and STATE OF CONNECTICUT, acting herein by Catherine H. Smith, its Commissioner of Economic and Community Development, (hereinafter the "Commissioner"), with its office located at 450 Columbus Boulevard, Hartford, Connecticut 06103 (the "State").

Executive Mortgage Assistance Agreement (April 27th, 2017)

This Agreement is entered into by and between Forward Air Corporation (the "Company") and Michael J. Morris ("Executive") on the 23rd day of January, 2017.

First Amendment to Assistance Agreement (April 21st, 2017)

This FIRST AMENDMENT TO THE ASSISTANCE AGREEMENT (the "Amendment") is made and shall be effective as of the third day April, 2017 by and among FuelCell Energy, Inc., a Connecticut corporation, with a chief executive office located at 3 Great Pasture Road, Danbury, Connecticut 06810 ("Applicant"), and STATE OF CONNECTICUT, acting herein by Catherine H. Smith, its Commissioner of Economic and Community Development, (hereinafter the "Commissioner"), with its office located at 505 Hudson Street, Hartford, Connecticut 06106 (the "State").

UMB Relocation Assistance Agreement (July 26th, 2016)

This Relocation Assistance Agreement (the Agreement) is entered into on July 26, 2016 by and between UMB Bank, or (UMB Subsidiary) n.a. (UMB) and Ram Shankar (Associate). This Agreement provides for the payment of moving and relocation expenses of the Associate.

Ciphergen Biosystems – ASSISTANCE AGREEMENT BY AND BETWEEN THE STATE OF CONNECTICUT ACTING BY THE DEPARTMENT OF ECONOMIC AND COMMUNITY DEVELOPMENT (An Equal Opportunity Employer) AND VERMILLION, INC. (May 16th, 2016)

This ASSISTANCE AGREEMENT (the "Agreement") is made and entered into by and between the STATE OF CONNECTICUT, (hereinafter the "State"), acting herein by Catherine Smith, its Commissioner of Economic and Community Development, (hereinafter the "Commissioner"), pursuant to Chapter 588l of the Connecticut General Statutes and VERMILLION, INC. (hereinafter the "Applicant" or "contractor") acting herein by Valerie P. Palmieri, its duly authorized President and CEO.

Assistance Agreement by and Between the State of Connecticut (January 8th, 2016)

This ASSISTANCE AGREEMENT (the "Agreement") is made and entered into on this nineteenth day of October, 2015 ("Effective Date") by and between the STATE OF CONNECTICUT, (hereinafter the "State"), acting herein by Catherine Smith, its Commissioner of Economic and Community Development, (hereinafter the "Commissioner"), pursuant to Chapter 588l and Section 32-9t of the Connecticut General Statutes and FUELCELL ENERGY, INC. (hereinafter the "Applicant" or "Contractor") acting herein by Michael Bishop, its duly authorized Senior Vice President.

TERMS AND CONDITIONS FOR ASSISTANCE AGREEMENTS WITH FOR-PROFIT ORGANIZATIONS Effective February 2015 (November 9th, 2015)

This award is a grant made under the authority of 10 U.S.C. 2358 and 10 U.S.C. 2371. The recipients statement of work and the revised budget dated 16 July 2015 for the application submitted in response to the Fiscal Year 2014 Department of Defense (DoD) Peer Reviewed Medical Research Program, Clinical Trial Award Announcement (Funding Opportunity Announcement Number W81XWH-14-PRMRP-CTA, which closed 17 October 2014) are incorporated herein by reference.

Constellation Energy Prtnrs – Transition and Assistance Agreement (May 8th, 2014)

This Transition and Assistance Agreement (this "Agreement"), dated as of May 8, 2014, is by and among SP Holdings, LLC, a Delaware limited liability company ("Manager"), Sanchez Oil & Gas Corporation, a Delaware corporation ("SOG"), and Constellation Energy Partners LLC, a Delaware limited liability company ("Company" and, together with Manager and SOG, each a "Party" and together the "Parties").

Amyris – Assistance Agreement (April 2nd, 2014)

Any apparent inconsistency between Federal statutes and regulations and the terms and conditions contained in this award must be referred to the DOE Award Administrator for guidance.

Lumber Liquidators Holdings, Inc. Relocation Assistance Agreement (February 5th, 2014)

THIS RELOCATION ASSISTANCE AGREEMENT ("Agreement") is made and entered into as of this 5th day of February, 2014, by and between Lumber Liquidators Holdings, Inc. (the "Company") and Robert Martin Lynch ("Employee").

Amyris – Assistance Agreement (May 9th, 2013)
Babcock & Wilcox Company – Assistance Agreement (April 15th, 2013)

Note 2: If more than five budget periods exist, the budget details for Period 6 and beyond will be included in a separate attachment.

Amyris – Assistance Agreement (March 28th, 2013)

Any apparent inconsistency between Federal statutes and regulations and the terms and conditions contained in this award must be referred to the DOE Award Administrator for guidance.

Not Specified /Other Assistance Agreement (April 4th, 2012)
Mascoma Corp – Assistance Agreement (March 16th, 2012)
Mascoma Corp – Contract (December 9th, 2011)

PORTIONS OF THIS EXHIBIT WERE OMITTED AND HAVE BEEN FILED SEPARATELY WITH THE SECRETARY OF THE COMMISSION PURSUANT TO AN APPLICATION FOR CONFIDENTIAL TREATMENT UNDER RULE 406 OF THE SECURITIES ACT; [***] DENOTES OMISSIONS.

Assistance Agreement (October 6th, 2011)

Any apparent inconsistency between Federal statutes and regulations and the terms and conditions contained in this award must be referred to the DOE Award Administrator for guidance.

Contract (June 29th, 2011)
Transnet – Assistance Agreement (June 14th, 2011)

THIS ASSISTANCE AGREEMENT (this Agreement) is made and entered into as of the 8th day of June, 2011, by and between TransNet Corporation, a Delaware corporation having its office at 45 Columbia Road, Somerville, New Jersey 08876 (TransNet), Delta Computec LLC (DCi) and TransTec, LLC (TransTec), each a Delaware limited liability company and each having its office at 140 Littleton Road, Parsippany, New Jersey 07054.

Myriant Corp – Not Specified/Other Assistance Agreement (May 27th, 2011)
Not Specified /Other (March 25th, 2011)

The purpose of this Amendment is to definitize the estimated costs for Grant Number DE-EE0002023. As a result of this Amendment, the Special Terms and Conditions and Attachments 1 through 4 shall all be deleted and replaced and notwithstanding the NEPA Provision, the Recipient shall be allowed to apply for reimbursement of all allowable project costs. Accordingly, the following changes are hereby made:

FutureFuel Corp. – This Document Contains Confidential Information That Has Been Omitted and Filed Separately With the Securities and Exchange Commission. Such Information Is Noted by Three Asterisks, as Follows "***." ASSISTANCE AGREEMENT (March 16th, 2011)
Assistance Agreement (November 12th, 2010)

Any apparent inconsistency between Federal statutes and regulations and the terms and conditions contained in this award must be referred to the DOE Award Administrator for guidance.

Assistance Agreement Modification 001* Intellectual Property Provisions* Statement of Project Objectives* Reporting Requirements* Assistance Agreement (May 17th, 2010)
Nevada Power Co – Assistance Agreement (May 6th, 2010)
Amyris – Not Specified / Other Assistance Agreement (April 16th, 2010)

NOTE: In reading these provisions, any reference to contractor shall mean recipient, and any reference to contract or subcontract shall mean award or subaward.

Re: Acceptance of Financial Assistance Agreement PECO Energy Company Award No. DE-OE0000207 (April 14th, 2010)

This letter confirms the acceptance by PECO Energy Company (PECO) of the terms and conditions of the attached U.S. Department of Energy (DOE) Financial Assistance Agreement for Smart Grid Investment Program Grant Award No. DE-OE0000207, effective as of April 12, 2010, (the Agreement) and the agreement by PECO to undertake the implementation of the Smart Future Greater Philadelphia Project (the Project), contingent upon and subject in all respects to PECOs reliance upon the mutual understanding of PECO and DOE as to the interpretation of certain terms and conditions of the Agreement, as set forth below in this letter.

For Official Use Only Assistance Agreement (April 14th, 2010)
And Manufacturing Assistance Agreement (August 14th, 2009)

This Software Development and Integration and Manufacturing Assistance Agreement (this "Agreement") is made as of April 6, 2009 between ACN Digital Phone Service, LLC, a Delaware limited liability company with its principal place of business at 1000 Progress Place, Concord, NC 28025 ("ACN"), and Ojo Video Phones LLC, a Pennsylvania limited liability company with its principal place of business at 3190 Tremont Avenue, Trevose, PA 19053 ("OJO" and together with ACN, the "Parties" or a "Party" as the case may be).

Pimi Agro Cleantech, Inc. – Registration Assistance Agreement P - - 145 - A - 12 - 08 (July 2nd, 2009)
Uwharrie Capital Corp – Relocation Assistance Agreement (February 27th, 2009)

THIS RELOCATION ASSISTANCE AGREEMENT (the Agreement) is made and entered into this 9th day of February, 2009, and effective as of the 9th day of February, 2009 (the Effective Date), by and between Uwharrie Capital Corp, a North Carolina corporation (the Employer), and Brendan P. Duffey, an individual resident of North Carolina (the Employee).

Insurance Assistance Agreement (February 29th, 2008)

THIS INSURANCE ASSISTANCE AGREEMENT, dated as of December 31, 2001 (Agreement), by and between USX Corporation, a Delaware corporation, to be renamed Marathon Oil Corporation (USX), and United States Steel LLC, a Delaware limited liability company and wholly owned subsidiary of USX, to be renamed United States Steel Corporation (SteelCo).

Vermont Pure Holdings, Ltd. – Master Financial Assistance Agreement (January 29th, 2008)

THIS MASTER FINANCIAL ASSISTANCE AGREEMENT (Agreement) is entered into as of August 20, 2007 (Effective Date), by and between CONNECTICUT INNOVATIONS, INCORPORATED, a specially chartered Connecticut corporation acting solely as the administrator of the CONNECTICUT CLEAN ENERGY FUND (the CCEF), a renewable energy investment fund created by Section 44 of Public Act 98-28, An Act Concerning Electric Restructuring, codified as Connecticut General Statutes (CGS) Section 16-245n, having a place of business at 200 Corporate Place, Rocky Hill, Connecticut 06067, and CRYSTAL ROCK LLC/VERMONT PURE HOLDINGS, LTD (Owner) a Connecticut corporation having a place of business at 1050 Buckingham Street, Watertown, CT with each referred to herein as a Party, and collectively as the Parties.

Unique Pattern Print Assistance Agreement (April 26th, 2007)

THIS UNIQUE PATTERN PRINT ASSISTANCE AGREEMENT (the Agreement), made and entered into effective as of April 21, 2007 by and between Exped, LLC, an Ohio limited liability company, having its principal office at 6450 Sand Lake, Dayton, Ohio 45414 (hereinafter referred to as ExpeData) and The Standard Register Company, an Ohio corporation, having its principal office at 600 Albany Street, P.O. Box 1167, Dayton, Ohio 45401-1167 (hereinafter referred to as Standard). All defined terms used in this Agreement are solely as defined herein.

Efd – eFunds Corporation Supplemental Transition Assistance Agreement (February 28th, 2007)

SUPPLEMENTAL TRANSITION ASSISTANCE AGREEMENT by and between eFunds Corporation, a Delaware corporation (collectively with any successor entity, the Company), and Nelson Eng (Executive) dated as of the 1st day of December 2006.