Amendment To Securities Purchase Agreement Sample Contracts

Grey Cloak Tech Inc. – Second Amendment to Securities Purchase Agreement (June 8th, 2018)

This Second Amendment to the Securities Purchase Agreement (the "Amendment") is entered into and effective on December 28, 2017 (the "Effective Date"), by and between Grey Cloak Tech, Inc., a Nevada corporation (the "Company"), and Crown Bridge Partners, LLC, a New York limited liability company (the "Buyer") (individually as a "Party," and collectively as the "Parties").

Amendment to Securities Purchase Agreement (May 4th, 2018)

This AMENDMENT TO SECURITIES PURCHASE AGREEMENT, dated as of April 27 2018 (this "Amendment"), is made and entered into by and among Eleven Biotherapeutics, Inc., a Delaware corporation (the "Company") and the undersigned parties (the "Holders") in connection with that certain Securities Purchase Agreement, dated as of March 21, 2018 (the "Agreement"), by and among the Company and each purchaser identified on the signature pages thereto (each, including its successors and assigns, a "Purchaser" and collectively, the "Purchasers"). As used in this Amendment, capitalized terms which are not defined herein shall have the meanings ascribed to such terms in the Agreement.

Envoy Group Corp. – Amendment to Securities Purchase Agreement (April 24th, 2018)

This AMENDMENT TO SECURITIES PURCHASE AGREEMENT (this "Amendment") dated as of April 11, 2018, and effective as of April 5, 2018 (the "Effective Date") is entered into by Black Cactus Global, Inc., a Florida corporation/ f/k/a Envoy Group Corp., a Florida corporation (the "Company"), and Bellridge Capital, L.P., or its assigns ("Bellridge").

Hancock Jaffe Laboratories, Inc. – Second Amendment to Securities Purchase Agreement (April 16th, 2018)

This SECOND AMENDMENT TO SECURITIES PURCHASE AGREEMENT (this "Amendment"), dated as of February __, 2018, is by and among Hancock Jaffe Laboratories, Inc., a Delaware corporation (the "Company"), and the undersigned signatories hereto (collectively, the "Lenders"), and further amends that certain Securities Purchase Agreement, dated as of June 15, 2017, as amended on December 29, 2017, by and among the Company and the signatories thereto (the "Purchasers" and altogether, the "Purchase Agreement"), the Amended and Restated Convertible Notes issued pursuant to the Purchase Agreement (the "2017 Notes"), and the Amended and Restated Common Stock Purchase Warrants issued pursuant to the Purchase Agreement (the "2017 Warrants" and, together with the Purchase Agreement and the 2017 Notes, the "Transaction Documents"). Capitalized terms used but not defined herein shall have the meaning ascribed to such terms in the Transaction Documents.

Hancock Jaffe Laboratories, Inc. – Amendment to Securities Purchase Agreement (April 16th, 2018)

This AMENDMENT TO SECURITIES PURCHASE AGREEMENT (this "Amendment"), dated as of February __, 2018, is by and among Hancock Jaffe Laboratories, Inc., a Delaware corporation (the "Company"), and the undersigned signatories hereto (collectively, the "Lenders"), and amends that certain Securities Purchase Agreement, dated as of January 5, 2018, by and among the Company and the signatories thereto (the "Purchasers" and altogether, the "Purchase Agreement"), the Convertible Notes issued pursuant to the Purchase Agreement (the "2018 Notes"), and the Common Stock Purchase Warrants issued pursuant to the Purchase Agreement (the "2018 Warrants" and, together with the Purchase Agreement and the 2018 Notes, the "Transaction Documents"). Capitalized terms used but not defined herein shall have the meaning ascribed to such terms in the Transaction Documents.

TWO RIVERS WATER & FARMING Co – Summary of Amendment to Securities Purchase Agreement (April 16th, 2018)

Two Rivers Water & Farming Company, a Colorado corporation (the "Company"), and Powderhorn 1, LP, a Delaware limited partnership, are parties to a Securities Purchase Agreement dated February 9, 2018, pursuant to which the Company issued to the Powderhorn 1, LP a 12.5% original issue discount convertible promissory note in the principal amount of $675,000 in exchange for $600,000 in cash.

Amendment to Securities Purchase Agreement (April 6th, 2018)

This Amendment to Securities Purchase Agreement (the Amendment) is entered into this 19th day January, 2018, by and between Canbiola, Inc., a Florida corporation (the Company), and RedDiamond Partners LLC, a limited liability company formed under the laws of Delaware (the Purchaser).

Amendment to Securities Purchase Agreement (February 21st, 2018)

This AMENDMENT TO SECURITIES PURCHASE AGREEMENT (this "Amendment"), dated as of February 21, 2018 (the "Effective Date"), is entered into by and among INSPIREMD, INC., a Delaware corporation (the "Company"), and the Purchasers identified on the signature page hereto.

Hancock Jaffe Laboratories, Inc. – Amendment to Securities Purchase Agreement (January 26th, 2018)

This Amendment to Securities Purchase Agreement (this "Amendment"), dated as of December 29, 2017, is by and among Hancock Jaffe Laboratories, Inc., a Delaware corporation (the "Company"), and the undersigned signatories hereto (collectively, the "Lenders") and amends that certain Securities Purchase Agreement (the "Purchase Agreement"), Senior Secured Convertible Note (the "Notes"), and Common Stock Purchase Warrant (the "Warrants"), by and among the Company and the signatories thereto (the "Purchasers" and altogether, the "Transaction Documents"). Capitalized terms used but not defined herein shall have the meaning ascribed to such terms in the Transaction Documents.

Amendment to Securities Purchase Agreement (January 26th, 2018)

This Amendment to Securities Purchase Agreement (the Amendment) is entered into this 12th day January, 2018, by and between Canbiola, Inc., a Florida corporation (the Company), and RedDiamond Partners LLC, a limited liability company formed under the laws of Delaware (the Purchaser).

Cue Biopharma, Inc. – Irrevocable Waiver and Amendment to Securities Purchase Agreements (December 5th, 2017)

THIS IRREVOCABLE WAIVER AND AMENDMENT TO SECURITIES PURCHASE AGREEMENTS (this "Amendment") is made and entered into this as of November __, 2017, by and among Cue Biopharma, Inc., a Delaware corporation (the "Company"), and the Purchasers (as defined in the Recitals below). Capitalized terms used but not defined herein shall have the meanings set forth in the Agreement (defined in the Recitals below).

Torvec Inc – Amendment to Securities Purchase Agreement (November 13th, 2017)

This AMENDMENT TO SECURITIES PURCHASE AGREEMENT (this "Amendment") is made as of August 4, 2017 (the "Effective Date"), among CurAegis Technologies, Inc., a New York corporation (the "Company"), and each Purchaser executing a signature page to this Amendment. All capitalized terms used but not defined in this Amendment shall have the meanings set forth in the Securities Purchase Agreement (as defined below).

Discovery Energy Corp. – Third Amendment to Securities Purchase Agreement, Amendment to Debentures and Reaffirmation of Security Documents (September 25th, 2017)

This Third Amendment to Securities Purchase Agreement, Amendment to Debentures AND REAFFIRMATION OF SECURITY DOCUMENTS (this "Amendment") is dated as of September 19, 2017, and is by and among DISCOVERY ENERGY CORP., a Nevada corporation (the "Company"), DEC FUNDING LLC, a Texas limited liability company ("Original Purchaser"), TEXICAN ENERGY CORPORATION, a Texas corporation ("New Purchaser") and, for purposes of Section 4, DISCOVERY ENERGY SA PTY LTD, a company formed under the laws of Australia ("Australian Subsidiary"). The Company, Original Purchaser, New Purchaser and, for purposes of Section 4, the Australian Subsidiary are hereinafter sometimes collectively referred to as the "Parties" and each individually as a "Party".

Venaxis – First Amendment to Securities Purchase Agreement (September 1st, 2017)

This First Amendment (this "Amendment"), dated as of August [__], 2017, to the Securities Purchase Agreement, dated as of March 15, 2017 (the "Agreement"), is entered into by and among Bioptix, Inc. (the "Company"), the Majority in Interest and the Lead Investor. Capitalized terms not otherwise defined herein shall have the meanings ascribed to them in the Agreement.

Chanticleer Holdings – Amendment to Securities Purchase Agreement (August 9th, 2017)

This Amendment ("Amendment") amends that certain Securities Purchase Agreement dated May 4, 2017 ("SPA") by and between CHANTICLEER HOLDINGS, INC., a Delaware corporation ("Chanticleer") and the Purchasers signatory thereto. Capitalized terms not otherwise defined herein have the meanings ascribed to them in the SPA.

Thompson Designs – Amendment to Securities Purchase Agreement (June 14th, 2017)

This Amendment to Securities Purchase Agreement (the "Amendment") is made effective as of April 25, 2017, and amends that certain Securities Purchase Agreement ("Purchase Agreement") dated as of September 25, 2016 by and among BioPharmX Corporation ("Company"), and the undersigned purchaser identified on the signature pages thereto (the "Purchaser" and, together with the Company, the "Parties").

First Amendment to Securities Purchase Agreement (May 25th, 2017)

THIS FIRST AMENDMENT TO SECURITIES PURCHASE AGREEMENT (this "Amendment"), dated as of May 24, 2017, is entered into by and among ChromaDex Corporation, a Delaware corporation (the "Company"), Champion River Ventures Limited ("Champion River") and Pioneer Step Holdings Limited ("Pioneer Step" and together with Champion River, the "Purchasers"). Capitalized terms used but not defined herein shall have the meanings ascribed to such terms in the Agreement (as defined below).

Second Amendment to Securities Purchase Agreement (May 9th, 2017)

This Second Amendment to Securities Purchase Agreement (this "Second Amendment"), dated as of April 19, 2017, is made by and between Piper Jaffray & Co., a Delaware corporation ("Buyer") and SCI JV LP, a Texas limited partnership ("Seller"). Capitalized terms used herein but not otherwise defined herein shall have the respective meanings assigned to such terms in that certain Securities Purchase Agreement, dated November 16, 2015, by and among (i) Piper Jaffray Companies, a Delaware corporation ("Parent"), (ii) Buyer, (iii) Simmons & Company International, a Texas corporation, (iv) Seller, (v) SCI GP, LLC, a Texas limited liability company, and (vi) Simmons & Company International Holdings LLC, a Texas limited liability company (as amended, the "Purchase Agreement").

Apricus Biosciences, Inc. Amendment to Securities Purchase Agreement and Warrant to Purchase Common Stock (April 21st, 2017)

This Amendment, dated as of April 20, 2017 (this "Amendment"), to that certain Securities Purchase Agreement ("Purchase Agreement"), dated as of September 22, 2016, by and among Apricus Biosciences, Inc. (the "Company") and the purchaser signatory hereto (the "Holder") and that certain Common Stock Purchase Warrant dated as of September 28, 2016 issued pursuant thereto (the "Warrant") and is entered into by and between the Company and the Holder.

Discovery Energy Corp. – Second Amendment to Securities Purchase Agreement (February 17th, 2017)

This Second Amendment to Securities Purchase Agreement (this "Amendment") is dated as of February 15, 2017, and is by and among DISCOVERY ENERGY CORP., a Nevada corporation (the "Company"), DEC FUNDING LLC, a Texas limited liability company ("Original Purchaser") and TEXICAN ENERGY CORPORATION, a Texas corporation ("New Purchaser"). The Company, Original Purchaser and New Purchaser are hereinafter sometimes collectively referred to as the "Parties" and each individually as a "Party".

Staffing 360 Solutions, Inc. – First Amendment to Securities Purchase Agreements and 8% Senior Secured Convertible Debentures (January 5th, 2017)

This FIRST AMENDMENT TO SECURITIES PURCHASE AGREEMENTS AND 8% SENIOR SECURED CONVERTIBLE DEBENTURES (this "FIRST Amendment") is dated as of January 3, 2017, and effective as of January 1, 2017, among Staffing 360 Solutions, Inc., a Nevada corporation ("Parent"), each of Parent's subsidiaries ("Subsidiaries" and collectively, the "Company"), and Hillair Capital Management LLC (the "Holder") thereto, and amends that certain Securities Purchase Agreement, dated as of July 8, 2015 and that certain Securities Purchase Agreement, dated as of February 8, 2016 (each a "Purchase Agreement" and together the "Purchase Agreements"), by and between the Parent the Holder and the 8% Senior Secured Convertible Debenture Due April 1, 2017 (issued on July 8, 2015) ("2015 Debenture") and the 8% Senior Secured Convertible Debenture Due July 1, 2017 (issued on February 8, 2016) ("2016 Debenture") (each a "Debenture" and together the "Debentures"), which Debentures are guaranteed, and secured by, all the a

Amendment to Securities Purchase Agreement (January 5th, 2017)

This Amendment to Securities Purchase Agreement (this "Amendment"), effective as of January 3, 2017, is made between Interpace Diagnostics Group, Inc., a Delaware corporation (the "Company"), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a "Purchaser" and collectively the "Purchasers").

Galectin Therapeutics Inc. – Second Amendment to Securities Purchase Agreement (December 29th, 2016)

THIS SECOND AMENDMENT (Amendment) dated December 23, 2016, to the SECURITIES PURCHASE AGREEMENT, dated as of September 22, 2016 (the Agreement), by and between GALECTIN THERAPEUTICS, INC., a Nevada corporation (the Company), and 10X FUND, L.P., a Delaware limited partnership (the Purchaser).

Amendment to Securities Purchase Agreement (December 16th, 2016)

This Amendment (this "Amendment") to the Securities Purchase Agreement (the "Agreement"), dated September 14, 2016, between EVINE Live Inc., a Minnesota corporation (the "Company"), and ____________________ (the "Buyer"), is made and entered into as of _____________, 2016, by and between the Company and the Buyer. Capitalized terms used but not defined in this Amendment will have the meanings ascribed to them in the Agreement.

Ener-Core Inc. – Second Amendment to Securities Purchase Agreement (December 14th, 2016)

This Second Amendment to Securities Purchase Agreement (this "Amendment"), is made and entered into as of December 12, 2016, by and between Ener-Core, Inc., a Delaware corporation (the "Company"), and [BUYER] (the "Buyer"), and amends that certain Securities Purchase Agreement, dated as of November 23, 2016 (as amended to date, the "Agreement"), by and among the Company and the "Buyers" identified therein. All capitalized terms used herein but not defined shall have the meanings ascribed to such terms in the Purchase Agreement (as defined below).

Real Goods Solar – Amendment to Securities Purchase Agreement (December 13th, 2016)

This Amendment to Securities Purchase Agreement (this "Amendment") is dated as of December 12, 2016, between Real Goods Solar, Inc., a Colorado corporation (the "Company"), and the purchasers identified on the signature pages hereto who have executed this Amendment.

Neurotrope, Inc. – Form of Amendment to Securities Purchase Agreement (November 18th, 2016)

This AMENDMENT TO SECURITIES PURCHASE AGREEMENT (this "Amendment"), dated as of November 15, 2016, is made by and among Neurotrope, Inc., a Nevada corporation (the "Company"), and the stockholder of the Company identified on the signature page hereto (a "Stockholder").

Leo Motors Inc – First Amendment to Securities Purchase Agreement (September 26th, 2016)

This First Amendment to Securities Purchase Agreement (this "Amendment"), dated as of August 3, 2016, is entered into by and among Leo Motors, Inc., a Nevada corporation (the "Company"), and BOU Trust (the "Purchaser").

Leo Motors Inc – Second Amendment to Securities Purchase Agreement (September 26th, 2016)

This Second Amendment to Securities Purchase Agreement (this "Amendment"), dated as of September 23, 2016, is entered into by and among Leo Motors, Inc., a Nevada corporation (the "Company"), and BOU Trust (the "Purchaser").

Ener-Core Inc. – Sixth Amendment to Securities Purchase Agreement (September 2nd, 2016)

THIS SIXTH AMENDMENT TO SECURITIES PURCHASE AGREEMENT (this "Amendment") is made and entered into as of September 1, 2016, by and among Ener-Core, Inc., a Delaware corporation (the "Company") and the undersigned, and amends that certain Securities Purchase Agreement, dated as of April 22, 2015 (as amended to date, the "Agreement"), by and among the Company, the "Buyers" identified therein, and the Collateral Agent identified therein. Capitalized terms used herein but not otherwise defined herein shall have the meanings ascribed to such terms in the Agreement.

Ener-Core Inc. – Fifth Amendment to Securities Purchase Agreement (September 2nd, 2016)

THIS FIFTH AMENDMENT TO SECURITIES PURCHASE AGREEMENT (this "Amendment") is made and entered into as of September 1, 2016, by and among Ener-Core, Inc., a Delaware corporation (the "Company") and the undersigned, and amends that certain Securities Purchase Agreement, dated as of May 7, 2015 (as amended to date, the "Agreement"), by and among the Company, the "Buyers" identified therein, and the Collateral Agent identified therein. Capitalized terms used herein but not otherwise defined herein shall have the meanings ascribed to such terms in the Agreement.

Discovery Energy Corp. – First Amendment to Securities Purchase Agreement (August 22nd, 2016)

This First Amendment to Securities Purchase Agreement (this "Amendment") is dated as of August 16, 2016, and is by and among DISCOVERY ENERGY CORP., a Nevada corporation (the "Company"), DEC FUNDING LLC, a Texas limited liability company ("Original Purchaser") and TEXICAN ENERGY CORPORATION, a Texas corporation ("New Purchaser"). The Company, Original Purchaser and New Purchaser are hereinafter sometimes collectively referred to as the "Parties" and each individually as a "Party".

Innovus Pharmaceuticals, Inc. – First Amendment to Securities Purchase Agreement and Transaction Documents (August 9th, 2016)

"(g) Liquidated Damages for Failure to Timely Deliver Conversion Shares Upon Conversion. If the Company fails to deliver, based on circumstances within its control and not as a result of the acts of third parties, to the Holder such Conversion Shares pursuant to Section 1.4(d) by the Deadline, the Company shall pay to the Holder, in cash, as liquidated damages and not as a penalty, for each $1,000 of principal amount being converted, $10 per Trading Day (increasing to $20 per Trading Day on the fifth (5th) Trading Day after such liquidated damages begin to accrue) for each Trading Day after such Deadline until such Conversion Shares are delivered or Holder rescinds such conversion. Nothing herein shall limit a Holder's right to pursue actual damages or declare an Event of Default pursuant to Article III hereof for the Company's failure to deliver Conversion Shares within the period specified herein and the Holder shall have the right to pursue all remedies available to it hereunder,

Leo Motors Inc – First Amendment to Securities Purchase Agreement (August 5th, 2016)

This First Amendment to Securities Purchase Agreement (this "Amendment"), dated as of August 3, 2016, is entered into by and among Leo Motors, Inc., a Nevada corporation (the "Company"), and BOU Trust (the "Purchaser").

Gateway Inds Inc – Amendment to Securities Purchase Agreement and Consent to Modify Debentures (July 27th, 2016)

THIS AMENDMENT TO SECURITIES PURCHASE AGREEMENT AND CONSENT TO MODIFY DEBENTURES ("Amendment and Consent") is made and entered into as of July 20, 2016, by and between Function(x) Inc., a Delaware corporation the ("Company") and the Purchasers (as defined herein).