Amendment To Placement Agent Agreement Sample Contracts

Cytodyn Inc – FIRST AMENDMENT TO PLACEMENT AGENT AGREEMENT January 30, 2017 (January 31st, 2017)

This First Amendment to that certain Placement Agent Agreement (this Amendment) dated January 30, 2017 is made by and between CytoDyn Inc., a Delaware corporation (the Company), and Paulson Investment Company, LLC, an Oregon limited liability company (the Placement Agent), as of the date first above written.

Neurotrope, Inc. – Assignment of and Amendment to Placement Agent Agreement (October 9th, 2013)

THIS ASSIGNMENT OF AND AMENDMENT TO PLACEMENT AGENT AGREEMENT, is made as of this 23rd day of August, 2013 (this "Assignment and Amendment"), by and among Neurotrope, Inc., a Nevada corporation (the "Parent"); Neurotrope BioScience, Inc., a Delaware corporation and wholly-owned subsidiary of the Parent (the "Company"); and EDI Financial, Inc., a Texas corporation and a registered broker-dealer (the "Placement Agent"). The Parent, the Company, and the Placement Agent may be referred to herein individually as a "Party" and collectively as the "Parties."

Cardium Therapeutics – Amendment to Placement Agent Agreement (June 30th, 2008)

This Amendment (Amendment) to the Placement Agent Agreement by and between Cardium Therapeutics, Inc., a Delaware corporation (Company), and Empire Asset Management Company (Placement Agent), dated effective as of June 20, 2008 (Agreement), is made and entered into effective as of June 27, 2008. Unless otherwise defined herein, capitalized terms shall have the meanings given them in the Agreement.

Chilco River Holdings Inc. – Amendment to Placement Agent Agreement (July 12th, 2007)

This AMENDMENT TO PLACEMENT AGENT AGREEMENT (this Amendment) is entered into as of this 28 day of June, 2007, by and between CHILCO RIVER HOLDINGS, INC., a Nevada corporation (the Company) and CHUNG LIEN INVESTMENT MANAGEMENT LIMITED, a corporation organized under the laws of Hong Kong (the Agent).

Amendment to Placement Agent Agreement (June 1st, 2007)

THIS AMENDMENT TO PLACEMENT AGENT AGREEMENT (this "Amendment") is made and entered into as of the 25th day of May, 2007, by and among Celsia Technologies, Inc., a Nevada corporation (the "Company"), Axiom Capital Management, Inc. ("Axiom") and Indigo Securities, Inc. ("Indigo" and together with Axiom, the "Co-Placement Agents").

Infusion Brands International, Inc – First Amendment to Placement Agent Agreement (November 29th, 2006)

This FIRST AMENDMENT to the PLACEMENT AGENT AGREEMENT, dated effective as of November 22, 2006 (the "AMENDMENT"), is made by and among OMNIRELIANT CORP., a Florida corporation ("OMNI"), MIDTOWN PARTNERS & CO., LLC, a Florida limited liability company (the "PLACEMENT AGENT"), and WILLOWTREE ADVISOR, INC., a Nevada corporation ("WLLW").

Carrington Laboratories – Contract (November 22nd, 2005)

EXHIBIT 10.3 AMENDMENT TO PLACEMENT AGENT AGREEMENT This Amendment ("Amendment") to the Placement Agent Agreement (the "Original Placement Agent Agreement"), made as of October 7, 2005, by and between Carrington Laboratories, Inc., a Texas corporation (the "Company"), and Stonewall Securities, Inc., a Texas corporation (the "Placement Agent"), is entered into this 8th day of November 2005. WHEREAS, Section 8(g) of the Original Placement Agent Agreement states that it may only be amended by a writing signed by both the Company and the Placement Agent; and WHEREAS, both the Company and the Placement Agent desire to amend the Original Placement Agent Agreement as set forth in this Amendment. NOW, THEREFORE, for due and valuable consideration and sufficiency of which is hereby acknowledged, the parties hereto hereby agree as follows: 1. The Original Placement Agent Agreement is hereby amended by str

Carbiz – First Amendment to Placement Agent Agreement (November 2nd, 2005)

This First Amendment (the First Amendment) to the Placement Agent Agreement (the Agreement) dated September 29, 2004 by and between CARBIZ, INC., an Ontario corporation (the Company), and INNOVATION CAPITAL, LLC, a Florida limited liability company (the Placement Agent), is made as of this 12th day of October, 2004 by and between the Company and the Placement Agent.

Carrizo Oil & Gas, Inc. – Re: Amendment to Placement Agent Agreement Relating to Engagement of Hibernia Southcoast Capital, Inc. As Managing Placement Agent (August 8th, 2005)

In consideration of the premises, the mutual agreements hereinafter contained and for other good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the parties hereto agree that, effective as of the date hereof, the Agreement shall be amended by replacing (1) all references to the size of the Offering of up to 1,100,000 shares with references to the size of the Offering of up to 1,200,000 shares and (2) Exhibit C thereto with Exhibit C as attached to this letter.