Amendment To Placement Agency Agreement Sample Contracts

Citius Pharmaceuticals, Inc. – Amendment to Placement Agency Agreement (May 15th, 2017)

This Amendment to Placement Agency Agreement (the "Amendment") is made on November 23, 2016, by and between Citius Pharmaceuticals, Inc., a Nevada corporation (the "Company"), and Garden State Securities, Inc. ("GSS"). All terms not defined herein shall have the meaning designated in the Agreement (as defined below).

Amendment to Placement Agency Agreement (March 31st, 2017)

THIS AMENDMENT (this "Amendment") is made as of this 14th day of March, 2017 by and between Diffusion Pharmaceuticals Inc., a Delaware corporation (the "Company"), and Maxim Merchant Capital, a division of Maxim Group LLC ("Maxim"). Defined terms not otherwise defined herein shall have the meanings set forth in that certain Placement Agency Agreement, dated January 27, 2017, by and among the Company and Maxim (the "Agreement").

Wheeler Real Estate Investment – First Amendment to Placement Agency Agreement (March 19th, 2015)

This FIRST AMENDMENT TO PLACEMENT AGENCY AGREEMENT (this Amendment) is made and is effective as of March 18, 2015, by and among Wheeler Real Estate Investment Trust, Inc., a Maryland corporation (the Company), Wheeler REIT, L.P., a Virginia limited partnership of which the Company is the sole general partner (the OP, and together with the Company, the Transaction Entities), and Compass Point Research & Trading, LLC, as representative of the several placement agents (collectively with the Transaction Entities, the Parties).

Ekso Bionics Holdings, Inc. – First Amendment to Placement Agency Agreement Dated November 14, 2013 and Second Amendment to Placement Agency Agreement Dated December 5, 2013 (March 19th, 2015)

THIS FIRST AMENDMENT TO PLACEMENT AGENCY AGREEMENT DATED NOVEMBER 14, 2013 AND SECOND AMENDMENT TO PLACEMENT AGENCY AGREEMENT DATED DECEMBER 5, 2013 (the "Amendment") is made this 21st day of October, 2014 among Gottbetter Capital Markets, LLC (the "Placement Agent"), Ekso Bionics Holdings, Inc. (the "Company"), and Ekso Bionics, Inc. ("Ekso Bionics"). Capitalized terms not otherwise defined in this Amendment will have the meanings given in the PPO Agency Agreement (as defined below).

Fifth Amendment to Placement Agency Agreement (May 21st, 2014)

This Fifth Amendment to the Placement Agency Agreement ("Amendment") is entered into as of the 30th day of April 2014, by and between Symbid Corp ("Company") and Gottbetter Capital Markets, LLC ("Placement Agent") and amends the Placement Agency Agreement dated September 9, 2013, as amended on October 14, 2013, November 15, 2013, February 6, 2014, and March 25, 2014 (collectively herein referred to as the "Agreement").

Sixth Amendment to Placement Agency Agreement (May 21st, 2014)

This Fifth Amendment to the Placement Agency Agreement ("Amendment") is entered into as of the 9th day of May 2014, by and between Symbid Corp ("Company") and Gottbetter Capital Markets, LLC ("Placement Agent") and amends the Placement Agency Agreement dated September 9, 2013, as amended on October 14, 2013, November 15, 2013, February 6, 2014, March 25, 2014, and April 30, 2014 (collectively herein referred to as the "Agreement").

Fourth Amendment to Placement Agency Agreement (May 21st, 2014)

This Fourth Amendment to the Placement Agency Agreement ("Amendment") is entered into as of the 25th day of March 2014, by and between Symbid Corp ("Company") and Gottbetter Capital Markets, LLC ("Placement Agent") and amends the Placement Agency Agreement dated September 9, 2013, as amended on October 14, 2013, November 15, 2013, and February 6, 2014 (collectively herein referred to as the "Agreement").

Cur Media, Inc. – Second Amendment to Placement Agency Agreement (March 17th, 2014)

This Second Amendment to the Placement Agency Agreement ("Amendment") is entered into as of the 13th day of March 2014, by and CUR Media Inc., f/k/a Duane Street Corp. ("Company") and Gottbetter Capital Markets, LLC ("Placement Agent") and amends the Placement Agency Agreement dated December 30, 2013, as amended January 31, 2014 (collectively herein referred to as the "Agreement").

Cur Media, Inc. – First Amendment to Placement Agency Agreement (March 17th, 2014)

This First Amendment to the Placement Agency Agreement ("Amendment") is entered into as of the 31st day of January 2014, by and between CUR Media, Inc. f/k/a Duane Street Corp. ("Company") and Gottbetter Capital Markets, LLC ("Placement Agent") and amends the Placement Agency Agreement dated December 30, 2013 (the "Agreement").

Nuvelo – Amendment No. 1 to Placement Agency Agreement Dated January 21, 2014 (February 4th, 2014)

This Amendment No. 1 (Amendment) is made as of January 31, 2014 to that certain Placement Agency Agreement dated January 21, 2014 between ARCA biopharma, Inc. and Dawson James Securities, Inc. (PAA) with respect to the following:

Pedevco Corp. – Amendment to Placement Agency Agreement (August 22nd, 2011)

THIS AMENDMENT is made as of this 19th day of November, 2010 (this "Amendment") by and between Trident Partners, Ltd. ("Trident"), and Blast Energy Services, Inc. (the "Company").

Pedevco Corp. – Second Amendment to Placement Agency Agreement (August 22nd, 2011)

THIS AMENDMENT is made as of this 18th day of MAY, 2011 (this "Amendment") by and between Trident Partners, Ltd. ("Trident"), and Blast Energy Services, Inc. (the "Company").

Amendment to Placement Agency Agreement (March 30th, 2007)

This amendment dated November 8, 2006 (the Amendment) to the Placement Agency Agreement dated as of October 17, 2006 (the Agreement) is made by and between Commonwealth Associates, L.P., a New York limited partnership (Commonwealth) and Averion International Corp., a Delaware corporation (the Company). Capitalized terms used in this Amendment shall have the same meanings as set forth in the Agreement, except as otherwise set forth herein.

Amendment to Placement Agency Agreement (March 30th, 2007)

This AMENDMENT TO PLACEMENT AGENCY AGREEMENT (this Amendment) is made effective as of February 15, 2007, by and between Commonwealth Associates, L.P., a New York limited partnership (Commonwealth) and Averion International Corp., a Delaware corporation (the Company). Capitalized terms used in this Amendment shall have the same meaning set forth in the Agreement, except as otherwise set forth herein.

Amendment to Placement Agency Agreement (March 30th, 2007)

This AMENDMENT TO PLACEMENT AGENCY AGREEMENT (this Amendment) is made effective as of January 31, 2007, by and between Commonwealth Associates, L.P., a New York limited partnership (Commonwealth) and Averion International Corp., a Delaware corporation (the Company). Capitalized terms used in this Amendment shall have the same meaning set forth in the Agreement, except as otherwise set forth herein.

Adagio Acquisition I, Inc – Amendment to Placement Agency Agreement (September 21st, 2006)

The undersigned, Adagio Acquisition I, Inc. (the "Company"), has entered into that certain Placement Agent Agreement with you (the "Placement Agent") dated June 27, 2006 (the "PAA"). Capitalized terms not otherwise defined herein shall have their respective meanings as set forth in the PAA.

Mfic – First Amendment to Placement Agency Agreement (April 6th, 2004)

This First Amendment (First Amendment) to the Placement Agency Agreement dated as of February 13, 2004 (the Agreement) is by and between MFIC Corporation, a Delaware corporation (Company) and Casimir Capital L.P., a Delaware corporation (Placement Agent). Terms not defined herein shall have the meanings ascribed thereto in the Agreement.