Exhibit 99.h(2) FORM OF TRANSFER AGENT AND SHAREHOLDER SERVICES AGREEMENT THIS AGREEMENT is made as of this ___ day of ________, 2012, by and between _______________ (the "Trust"), a ____________________________ having its principal place of business...Agent and Shareholder Services Agreement • December 13th, 2012 • Broadmark Funds • Ohio
FRANKLIN TEMPLETON INVESTOR SERVICES, LLC TRANSFER AGENT AND SHAREHOLDER SERVICES AGREEMENTAgent and Shareholder Services Agreement • July 28th, 2021 • Franklin ETF Trust • California
As the registered transfer agent and shareholder servicing agent for the Funds, FTIS is responsible for providing overall support for the customers of each Fund, including shareholders, financial advisors, distribution intermediaries, and other authorized representatives. FTIS controls the flow of the customer interactions, processes transactions, and handles inquiries while ensuring mitigation of operational, financial, regulatory, and reputational risk. FTIS is responsible for affecting activity in accordance with fund policies, (e.g. Rule 12b-1 payments, fund openings, reorganizations, closings), as well as required trade confirmations, statements, and tax reporting. FTIS maintains relationships with the back offices of intermediaries and ensures appropriate payments to intermediaries and other service vendors in accordance with this Agreement.
FRANKLIN TEMPLETON INVESTOR SERVICES, LLC AMENDED AND RESTATED TRANSFER AGENT AND SHAREHOLDER SERVICES AGREEMENTAgent and Shareholder Services Agreement • December 27th, 2023 • Templeton China World Fund
The parties to this Agreement are the Investment Company named above ("Investment Company"), an open-end investment company registered as such under the Investment Company Act of 1940 ("1940 Act"), on behalf of each class of shares of each series, if any, of the Investment Company which now exists or may hereafter be created (individually, a "Fund" and collectively, the "Funds") and FRANKLIN TEMPLETON INVESTOR SERVICES, LLC ("FTIS"), a registered transfer agent. This Agreement supersedes the Amended and Restated Transfer Agent and Shareholder Services Agreement between the parties.
FRANKLIN TEMPLETON INVESTOR SERVICES, LLC AMENDED AND RESTATEDAgent and Shareholder Services Agreement • October 24th, 2014 • Franklin California Tax Free Trust • California
o Maintain records of (i) issued Shares and (ii) number of Shareholders and their aggregate Shareholdings classified according to their residence in each State of the United States or foreign country;
FORM OF FRANKLIN TEMPLETON INVESTOR SERVICES, LLC AMENDED AND RESTATED TRANSFER AGENT AND SHAREHOLDER SERVICES AGREEMENTAgent and Shareholder Services Agreement • July 27th, 2017 • Franklin Templeton Global Trust • California
The parties to this Agreement are the Investment Company named above (“Investment Company”), an open-end investment company registered as such under the Investment Company Act of 1940 (“1940 Act”), on behalf of each class of shares of each series of the Investment Company which now exists or may hereafter be created (individually, a “Fund” and collectively, the “Funds”) and FRANKLIN TEMPLETON INVESTOR SERVICES, LLC (“FTIS”), a registered transfer agent formerly known as Franklin Administrative Services, Inc. This Agreement supersedes prior Shareholder Services Agreements between the parties, as stated below in section 16(d).
SECOND AMENDMENT TO TFS CAPITAL INVESTMENT TRUST TRANSFER AGENT AND SHAREHOLDER SERVICES AGREEMENTAgent and Shareholder Services Agreement • December 30th, 2009 • TFS Capital Investment Trust
WHEREAS, TFS Capital Investment Trust, an Ohio business trust (the “Trust”) and Ultimus Fund Solutions, LLC (the “Transfer Agent”), an Ohio limited liability company, have entered into a Transfer Agent and Shareholder Services Agreement as of June 23, 2004 (the “Agreement”);
FRANKLIN TEMPLETON INVESTOR SERVICES, LLCAgent and Shareholder Services Agreement • September 27th, 2019 • Franklin Fund Allocator Series • California
o Answer routine written correspondence, email, and telephone inquiries about individual accounts. Provide information as needed to meet reporting requirements regarding correspondence.
FRANKLIN TEMPLETON INVESTOR SERVICES, LLC AMENDED AND RESTATED TRANSFER AGENT AND SHAREHOLDER SERVICES AGREEMENTAgent and Shareholder Services Agreement • November 24th, 2009 • Franklin Resources Inc • Investment advice • California
The parties to this Agreement are the Investment Company named above (“Investment Company”), an open-end investment company registered as such under the Investment Company Act of 1940 (“1940 Act”), on behalf of each class of shares of each series of the Investment Company which now exists or may hereafter be created (individually, a “Fund” and collectively, the “Funds”) and FRANKLIN TEMPLETON INVESTOR SERVICES, LLC (“FTIS”), a registered transfer agent formerly known as Franklin Administrative Services, Inc. This Agreement supersedes prior Shareholder Services Agreements between the parties, as stated below in section 16(d).
BROADMARK FUNDS FIRST AMENDMENT TO THE TRANSFER AGENT AND SHAREHOLDER SERVICES AGREEMENTAgent and Shareholder Services Agreement • May 2nd, 2013 • Broadmark Funds
THIS FIRST AMENDMENT, dated as of the 18th day of April, 2013, to the Transfer Agent and Shareholder Services Agreement dated as of December 3, 2012, the ("Transfer Agent and Shareholder Services Agreement"), is entered into by and between BROADMARK FUNDS, a Delaware statutory trust (the "Trust"), and ULTIMUS FUND SOLUTIONS, LLC, a limited liability company organized and existing under the laws of the State of Ohio (the "Transfer Agent").
