Exhibit 8(a) ------------ PLACEMENT AGENT AGREEMENT AGREEMENT made as of the 1st day of October, 2008, between MASTER MONEY LLC, a Delaware limited liability company (the "Master LLC"), and BLACKROCK INVESTMENTS, INC., a Delaware corporation (the...Agent Agreement • July 29th, 2009 • Master Money LLC • New York
SUB-PLACEMENT AGENT AGREEMENTAgent Agreement • May 8th, 2023 • Neuberger Berman High Yield Strategies Fund Inc.
From time to time Neuberger Berman BD LLC (the “Distributor,” “we” or “us”) will act as manager of registered at-the-market offerings by Neuberger Berman High Yield Strategies Fund Inc., a Maryland corporation (the “Fund”), of up to $109,000,000 of shares (the “Shares”) of common stock, par value $0.0001 per share, of the Fund (the “Common Shares”). In the case of such offerings, the Fund has agreed with the Distributor to issue and sell through or to the Distributor, as sales agent and/or principal, the Shares (the “Distribution Agreement”).
EXHIBIT 4.1 MELLON SUBSCRIPTION & INFORMATION AGENT AGREEMENT THIS SUBSCRIPTION AGENT AGREEMENT (this "Agreement") between Lynch Corporation, an Indiana corporation (the "Company") and Mellon Bank N.A., a Pennsylvania company ("Mellon"), is dated as...Agent Agreement • November 10th, 2005 • Lynch Corp • Electronic components, nec • New York
DIMENSIONAL INVESTMENT GROUP INC. RWB/DFA TWO-YEAR CORPORATE FIXED INCOME PORTFOLIO CLIENT SERVICE AGENT AGREEMENT AGREEMENT made this 13th day of March, 1996, by and between DIMENSIONAL INVESTMENT GROUP INC., a Maryland corporation (the "Fund"), on...Agent Agreement • March 3rd, 1998 • Dimensional Investment Group Inc/ • California
December 1, 2000 Federated Securities Corp. Federated Investors Tower 1001 Liberty Avenue Pittsburgh, PA 15222-3779 Ladies and Gentlemen: Re: EXCLUSIVE PLACEMENT AGENT AGREEMENT This is to confirm that, in consideration of the agreements hereinafter...Agent Agreement • January 10th, 2002 • Federated Core Trust Ii
CLEAN DIESEL TECHNOLOGIES INC. 2,030,000 Units Each Unit Consisting of One Share of Common Stock andAgent Agreement • April 1st, 2014 • Clean Diesel Technologies Inc • Industrial & commercial fans & blowers & air purifing equip • New York
PROTON LABS, INC. PLACEMENT AGENT AGREEMENT Dated as of: November 28, 2005 The undersigned, Proton Labs, Inc., a Washington corporation (the "COMPANY"), hereby agrees with US EURO Securities, Inc. (the "PLACEMENT AGENT") and Dutchess Private Equities...Agent Agreement • December 1st, 2005 • Proton Laboratories Inc • Retail-food stores • Delaware
Evolution Risk Advisors, Inc.Agent Agreement • June 10th, 2022
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TRANSFER AGENT, REGISTRAR AND DIVIDEND DISBURSING AGENT AGREEMENTAgent Agreement • May 17th, 2022
a company incorporated under the laws of British Columbia with an office in the City of Vancouver in the Province of British Columbia (the "Company")
How to become a Delta Dental producerAgent Agreement • April 16th, 2021
Becoming a Delta Dental producer is quick and easy. To get started, determine whether you should sign the Agency/Agent agreement as an Individual Agent or as an Agency.
High-Yield Bond Portfolio (a portfolio of Federated Core Trust) Federated Investors Funds Pittsburgh, PA 15237-7000Agent Agreement • February 28th, 2024 • Federated Hermes Core Trust
This is to confirm that, in consideration of the agreements hereinafter contained, the undersigned, High-Yield Bond Portfolio, a portfolio of Federated Core Trust (the “Trust”), an open-end diversified management investment company registered under the Investment Company Act of 1940, as amended (the “1940 Act”), organized as a business trust under the laws of the Commonwealth of Massachusetts, has agreed that Federated Securities Corp., a Pennsylvania corporation (“FSC”), shall be the exclusive placement agent (the “Exclusive Placement Agent”) of beneficial interests (“Trust Interests”) of High-Yield Bond Portfolio.
SUB-TRANSFER AGENT AGREEMENT Agreement dated as of July 3, 1996, between SteinRoe Services Inc. ("SSI"), a Massachusetts corporation, for itself and on behalf SteinRoe Municipal Trust, SteinRoe Income Trust and SteinRoe Investment Trust, each a...Agent Agreement • August 19th, 1999 • Stein Roe Income Trust • Massachusetts
CHINA SHOE HOLDINGS, INC. PLACEMENT AGENT AGREEMENTAgent Agreement • March 31st, 2008 • China Shoe Holdings, Inc. • Footwear, (no rubber) • California
The undersigned, China Shoe Holdings, Inc., a Nevada corporation (the “Company”), hereby agrees with GLB Trading Inc. (the “Placement Agent”) as follows:
AGENT AGREEMENTAgent Agreement • February 1st, 2022 • New York
THIS AGREEMENT is made as of the day of February, 2016, by and between the Tompkins County Industrial Development Agency, a public benefit corporation of the State of New York, having its offices at 401 East State Street, Suite 402B, Ithaca, New York 14850 (the “Agency”) and Lenroc, L.P., a limited partnership duly formed and validly existing pursuant to the laws of the State of New York, with a business address of Gateway Park, Suite 101, Rossler & Dingens Streets, Buffalo, New York 14206 (the “Company”).
Subscription Agent Agreement Between RiverNorth Opportunities Fund, Inc. And Computershare Trust Company, N.A. And Computershare Inc.Agent Agreement • September 28th, 2021 • Rivernorth Opportunities Fund, Inc. • New York
This SUBSCRIPTION AGENT AGREEMENT (the “Agreement”) is entered into as of this 22nd day of September (the “Effective Date”) by and among RiverNorth Opportunities Fund, Inc., a company organized and existing under the laws of the State of Maryland (the “Company”), and Computershare Trust Company, N.A., a federally chartered trust company (“Trust Company”), and Computershare Inc., a Delaware corporation (“Computershare” and, collectively with Trust Company, the “Agent”).
Federated Core Trust, on behalf of its portfolio, Federated Emerging Markets Core Fund Federated Investors Funds Warrendale, PA 15086-7561 February 10, 2016Agent Agreement • February 28th, 2024 • Federated Hermes Core Trust
This is to confirm that, in consideration of the agreements hereinafter contained, the undersigned Federated Emerging Markets Core Fund, a portfolio of Federated Core Trust (the “Trust”), an open-end diversified management investment company registered under the Investment Company Act of 1940, as amended (the “1940 Act”), organized as a business trust under the laws of the Commonwealth of Massachusetts, has agreed that Federated Securities Corp., a Pennsylvania corporation (“FSC”), shall be the exclusive placement agent (the “Exclusive Placement Agent”) of beneficial interests (“Trust Interests”) of Federated Emerging Markets Core Fund.
Federated Core Trust III, on behalf of its portfolio, Federated Project and Trade Finance Core Fund Federated Investors Funds Pittsburgh, PA 15237-7000 March 1, 2008Agent Agreement • May 26th, 2023 • Federated Hermes Core Trust III
This is to confirm that, in consideration of the agreements hereinafter contained, the undersigned Federated Project and Trade Finance Core Fund, a portfolio of Federated Core Trust III (the “Trust”), an open-end non-diversified management investment company registered under the Investment Company Act of 1940, as amended (the “1940 Act”), organized as a statutory trust under the laws of the State of Delaware, has agreed that Federated Securities Corp., a Pennsylvania corporation (“FSC”), shall be the exclusive placement agent (the “Exclusive Placement Agent”) of beneficial interests (“Trust Interests”) of Federated Project and Trade Finance Core Fund.
DEALER MANAGER AGREEMENT New York, New York September [19], 2019Agent Agreement • September 6th, 2019 • Source Capital Inc /De/ • New York
Each of Source Capital, Inc., a Delaware corporation (the “Fund”), and First Pacific Advisors, LP, a Delaware limited partnership (the “Adviser”), hereby confirms the agreement with and appointment of UBS Securities LLC to act as dealer manager (the “Dealer Manager”) in connection with the issuance by the Fund to the holders of record (the “Record Date Shareholders”) at the close of business on the record date set forth in the Prospectus (as defined herein) (the “Record Date”) transferable rights entitling such Record Date Shareholders to subscribe for up to [·] shares (each a “Share” and, collectively, the “Shares”) of common stock, par value $1.00 per share (the “Common Shares”), of the Fund (the “Offer”). Pursuant to the terms of the Offer, the Fund is issuing each Record Date Shareholder one transferable right (each a “Right” and, collectively, the “Rights”) for each Common Share held by such Record Date Shareholder on the Record Date. Such Rights entitle their holders to acquire d
Agent AgreementAgent Agreement • April 29th, 2020 • Michigan
This Agent Agreement is made as of the day of , 20 (the “Effective Date”) between TOTAL HEALTH CARE, INC., a Michigan health maintenance organization (“THC”), TOTAL HEALTH CARE USA, INC., a Michigan health maintenance organization (“TOTAL USA”), and with a principal place of business located at (“Agent”).
EXHIBIT 10.31 PERFORMANCE HEALTH TECHNOLOGIES, INC. PLACEMENT AGENT AGREEMENTAgent Agreement • November 14th, 2006 • Performance Health Technologies Inc • Florida
Designated Agent Agreement – NCHS Research Data Center (RDC)Agent Agreement • October 6th, 2021
I, (name) , do solemnly swear (or affirm) I will observe all policies and procedures that protect the confidential data I access from unauthorized disclosures. The data that I will access in the RDC is described in my RDC proposal. I will not disclose this confidential data, either while as an agent or after project conclusion, whether in data files, lists, or reports created using the confidential data, as specified under section 308 (d) of the Public Health Service Act and under penalties* set forth in §3572(f) of the Confidential Information Protection and Statistical Efficiency Act of 2018 (44 USC 3561 – 3583).
Jameson Inns, Inc. Jameson Stock Awards Program 3,000,000 Shares (Common Stock, $.10 par value) AGENT AGREEMENTAgent Agreement • May 13th, 2005 • Jameson Inns Inc • Real estate investment trusts • New York
EXHIBIT 10.7 POP N GO INC. PLACEMENT AGENT AGREEMENT Dated as of: May 14, 2004 Spencer-Clarke LLC 505 Park Avenue New York, New York 10022 Attention: Victor Greene Ladies and Gentlemen: The undersigned, Pop N Go Inc., a Delaware corporation (the...Agent Agreement • February 10th, 2005 • Pop N Go Inc • Refrigeration & service industry machinery • Delaware
PsyBar, LLC Edina, MN 55435Agent Agreement • September 7th, 2017 • Minnesota
PsyBar attempts to recruit a highly qualified group of psychologists, psychiatrists and medical doctors (herein referred to as Independent Contractors) who are capable of rendering services in potentially adverse legal environments and to evaluate persons or provide professional services, often for insurance matters or for other contract-related matters. PsyBar clients rely upon PsyBar to select doctors across the nation to assist them in obtaining expert evaluative services from independent contractors.
ContractAgent Agreement • March 9th, 2021 • California
This is made between the State of California, acting by and through the California Health Benefit Exchange, hereafter referred to as the “Exchange” and
RECITALSAgent Agreement • July 20th, 2022 • California
NOW, THEREFORE, in consideration of the mutual promises and covenants contained in this Agreement, the parties do hereby agree as follows:
EXCHANGE AGENT AGREEMENTAgent Agreement • December 10th, 2004 • Ubiquitel Inc • Radiotelephone communications • New York
UbiquiTel Operating Company, a Delaware corporation (the "Company"), proposes to make an offer (the "Exchange Offer") to exchange up to $150,000,000 aggregate principal amount of its outstanding 97/8% senior notes due 2011 (the "Outstanding Notes") for up to a like aggregate principal amount of its registered 97/8% senior notes due 2011 (the "Registered Notes"). The terms and conditions of the Exchange Offer as currently contemplated are set forth in a prospectus, dated January , 2005 (the "Prospectus"), proposed to be distributed to all record holders of the Outstanding Notes. The Outstanding Notes and the Registered Notes are collectively referred to herein as the "Securities".
MANAGING PLACEMENT AGENT AGREEMENTAgent Agreement • September 28th, 2012 • Ministry Partners Investment Company, LLC • Finance services • Florida
Under the terms of this registration statement and prospectus, the Company is offering the Notes for sale to the public on a best efforts basis through Kendrick Pierce & Company Securities, Inc., our wholly-owned subsidiary, MP Securities, LLC, a Delaware limited liability company (“MP Securities”) and possibly other selected broker dealer firms. MP Securities has been registered as a broker dealer firm under the provisions of Section 15(b) of the Securities Exchange Act of 1934 (the “Exchange Act”) with FINRA ( as hereinafter defined) on June 15, 2010 and with the U.S. Securities and Exchange Commission pursuant to an order granted by the Commission on July 6, 2010. Effective as of February 14, 2011, MP Securities became a member of the Financial Industry Regulatory Authority, Inc.
New Secondary Firm / Broker Membership Application PacketAgent Agreement • January 4th, 2021 • Virginia
CYBER DIGITAL, INC. PLACEMENT AGENT AGREEMENTAgent Agreement • November 7th, 2005 • Cyber Digital Inc • Telephone & telegraph apparatus • Delaware
The undersigned, Cyber Digital, Inc., a New York corporation (the "COMPANY"), hereby agrees with US EURO Securities, Inc. (the "PLACEMENT AGENT") and Dutchess Private Equities Fund, L.P., a Delaware Limited Partnership (the "INVESTOR") as follows:
Exhibit 10.1 VERIO AUTHORIZED WEB AGENT AGREEMENT Please complete and fax back entire agreement to us at 1-509-756-1239 This Authorized Sales Representative Agreement ("Agreement") is made and entered into this 22nd day of May, in the year 2001, by...Agent Agreement • January 9th, 2002 • Pro Active Solutions Inc • Colorado
AGENT AGREEMENTAgent Agreement • February 4th, 2024 • Michigan
THIS AGENT AGREEMENT (“Agreement”) is made by and between the undersigned agent (“Agent”) and Blue Cross Blue Shield of Michigan (“BCBSM”), located at 600 East Lafayette, Detroit, Michigan 48226, and/or Blue Care Network of Michigan (“BCN”), located at 20500 Civic Center Drive, Southfield, Michigan 48076, and is effective on the later of the date (“Effective Date”) (i) indicated on Agent’s electronic signature or reflected with Agent’s manual signature on this Agreement or (ii) that this Agreement is accepted by BCBSM and/or BCN, as evidenced by BCBSM’s confirmation to Agent electronically or manually. BCBSM and BCN are both independent licensees of the Blue Cross and Blue Shield Association, and each are hereinafter referred to separately as the "Company” to the extent it has signed this Agreement unless expressly indicated otherwise.
ContractAgent Agreement • March 22nd, 2006 • Evergreen Utilities & High Income Fund • Massachusetts
Form of Depositary and Information Agent Agreement This Depositary and Information Agent Agreement is entered into as of this ___ day of March, 2006 by and between Evergreen Utilities and High Income Fund, a company organized and existing under the laws of the State of Delaware (the “Company”) and Computershare Shareholder Services Inc., a Delaware corporation (the “Depositary”). WHEREAS, the Company is making a tender offer (hereinafter referred to, together with any amendment or extensions thereto, as the “Tender Offer”) to purchase 445,117 outstanding shares of Evergreen Utilities and High Income Fund Common Stock, no par value (the “Shares”), upon the terms and subject to the conditions set forth in the Offer to Purchase, dated March 22, 2006 (the “Offer to Purchase”), and in the related Letter of Transmittal (“Letter of Transmittal”), including the instructions set forth therein. WHEREAS, the Tender Offer is being made on or about March 22, 2006, and will expire at 5:00 p.m., New
SENSOR SYSTEM SOLUTIONS, INC. PLACEMENT AGENT AGREEMENTAgent Agreement • October 18th, 2005 • Sensor System Solutions Inc • Services-business services, nec • Florida
EXCHANGE AGENT AGREEMENTAgent Agreement • May 24th, 2005 • Neenah Paper CO of Canada • Paper mills • New York
Neenah Paper a Delaware corporation (the "Company") proposes to make an offer (the "Exchange Offer") to exchange all of its outstanding 73/8% Senior Notes due 2014 (the "Old Securities") for its 73/8% Exchange Senior Notes due 2014 (the "New Securities"). The terms and conditions of the Exchange Offer as currently contemplated are set forth in a prospectus, dated (the "Prospectus"), proposed to be distributed to all record holders of the Old Securities. The Old Securities and the New Securities are collectively referred to herein as the "Securities".
