8% Senior Secured Convertible Note Sample Contracts

8% SENIOR SECURED CONVERTIBLE NOTE Tinton Falls, New Jersey (June 18th, 2014)
Green Ballast, Inc. – AMENDMENT No. 6 TO GREEN BALLAST, INC. 8% SENIOR SECURED CONVERTIBLE NOTE (May 28th, 2013)

This Amendment NO. 6, dated as of May 15, 2013 (the "Amendment"), to the 8% Senior Secured Convertible Note, dated April 15, 2011, as amended from time to time (the "Gemini Note"), by Green Ballast, Inc., a Delaware corporation (the "Company").

Green Ballast, Inc. – Amendment No. 5 to Green Ballast, Inc. 8% Senior Secured Convertible Note (April 3rd, 2012)

THIS AMENDMENT NO. 5, dated as of March 31, 2012 (the "Amendment"), to the 8% Senior Secured Convertible Note, dated as of April 15, 2011, as amended from time to time (the "Gemini Note"), by Green Ballast, Inc., a Delaware corporation (the "Company").

Green Ballast, Inc. – Amendment No. 4 to Green Ballast, Inc. 8% Senior Secured Convertible Note (March 6th, 2012)

THIS AMENDMENT NO. 4, dated as of February 29, 2012 (the "Amendment"), to the 8% Senior Secured Convertible Note, dated as of April 15, 2011, as amended from time to time (the "Gemini Note"), by Green Ballast, Inc., a Delaware corporation (the "Company").

Green Ballast, Inc. – Amendment No. 3 to Green Ballast, Inc. 8% Senior Secured Convertible Note (February 3rd, 2012)

THIS AMENDMENT NO. 3, dated as of January 31, 2012 (the "Amendment"), to the 8% Senior Secured Convertible Note, dated as of April 15, 2011, as amended from time to time (the "Gemini Note"), by Green Ballast, Inc., a Delaware corporation (the "Company").

Green Ballast, Inc. – Amendment No. 2 to Green Ballast, Inc. 8% Senior Secured Convertible Note (December 6th, 2011)

THIS AMENDMENT, dated as of November 28, 2011 (the "Amendment"), to the 8% Senior Secured Convertible Note, dated as of April 15, 2011 (the "Gemini Note"), by Green Ballast, Inc., a Delaware corporation (the "Company").

Green Ballast, Inc. – Green Ballast, Inc. 8% Senior Secured Convertible Note (October 26th, 2011)

This 8% Senior Secured Convertible Note of Green Ballast, Inc., a Delaware corporation (the "Company"), having its principal place of business at 2620 Thousand Oaks Blvd., Suite 4000, Memphis, Tennessee 38118 (this "Note", and together with the GBL Note, the "Notes"), is duly authorized and validly issued pursuant to that certain Asset Purchase Agreement, dated on or about the date hereof, between among the Company and the Holder (as defined below), as amended, modified or supplemented from time to time in accordance with its terms (the "Purchase Agreement")

Green Ballast, Inc. – Amendment No. 1 to Green Ballast, Inc. 8% Senior Secured Convertible Note (October 26th, 2011)

THIS AMENDMENT, dated as of August 29, 2011 (the "Amendment"), to the 8% Senior Secured Convertible Note, dated as of April 15, 2011 (the "Gemini Note"), by Green Ballast, Inc., a Delaware corporation (the "Company").

8% Senior Secured Convertible Note (May 7th, 2009)

FOR VALUE RECEIVED, LIQUIDMETAL TECHNOLOGIES, INC., a Delaware corporation (the Company), hereby promises to pay to the order of [INSERT HOLDER] or registered assigns (Holder) the amount set out above as the Principal (as reduced pursuant to the terms hereof pursuant to redemption, conversion or otherwise, the Principal) when due, whether upon the Maturity Date (as defined below), acceleration, redemption or otherwise (in each case in accordance with the terms hereof) and to pay interest (Interest) on any outstanding Principal at the rate of interest as determined pursuant to Section 2, from the date set out above as the Issuance Date (the Issuance Date) until the same becomes due and payable, whether upon an Interest Date (as defined below), the Maturity Date, acceleration, conversion, redemption or otherwise (in each case in accordance with the terms hereof). This 8% Senior Secured Convertible Note (including all 8% Senior Secured Convertible Notes issued in exchange, transfer or re

Nascent Wine Company, Inc. – Contract (May 3rd, 2007)

THIS NOTE AND THE SHARES ISSUABLE UPON CONVERSION OF THIS NOTE HAVE NOT BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES ACT"), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECT WE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OR PURSUANT TO AN AVAILABLE EXEMPTION FROM, OR IN A TRANSACTION NOT SUBJECT TO, THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT AND IN ACCORDANCE WITH APPLICABLE STATE SECURITIES LAWS AS EVIDENCED BY A LEGAL OPINION OF COUNSEL TO THE TRANSFEROR TO SUCH EFFECT. SUCH SECURITIES MAY BE PLEDGED IN CONNECTION WITH A BONA FIDE MARGIN ACCOUNT WITH A REGISTERED BROKER-DEALER OR OTHER LOAN WITH A FINANCIAL INSTITUTION THAT IS AN "ACCREDITED INVESTOR" AS DEFINED IN RULE 501(a) UNDER THE SECURITIES ACT.

Auriga Laboratories – Contract (August 8th, 2006)

NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE, IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES ACT"), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OR PURSUANT TO AN AVAILABLE EXEMPTION FROM, OR IN A TRANSACTION NOT SUBJECT TO, THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT AND IN ACCORDANCE WITH APPLICABLE STATE SECURITIES LAWS, AS EVIDENCED BY A LEGAL OPINION OF COUNSEL TO THE TRANSFEROR TO SUCH EFFECT, THE SUBSTANCE OF WHICH SHALL BE REASONABLY ACCEPTABLE TO THE COMPANY. THIS SECURITY AND THE SECURITIES ISSUABLE UPON CONVERSION OF THIS SECURITY MAY BE PLEDGED IN CONNECTION WITH A BONA FIDE MARGIN ACCOUNT OR OTHER LOAN SECURED BY SUCH SECURITIES. Original Issue Date: August 4, 2006 Original Conversio