0001829126-25-002852 Sample Contracts
SUB-ADVISORY AGREEMENTSub-Advisory Agreement • April 23rd, 2025 • Simplify Exchange Traded Funds • Nevada
THIS SUB-ADVISORY AGREEMENT (the “Agreement”) is made and entered into as of 2025 by and between Simplify Asset Management Inc. (the “Adviser”), a Delaware corporation registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”), with an office at 10845 Griffith Peak Drive, Suite 200, Las Vegas, NV 89135; and Piper Sandler & Co. (the “Sub-Adviser”), a Delaware corporation registered under the Advisers Act, with an office at 800 Nicollet Mall, Suite 900, Minneapolis, MN 55402; with respect to the Simplify Piper Sandler Small-Cap PLUS Income ETF (the “Fund”), a series of the Simplify Exchange Traded Funds (the “Trust”), a Delaware statutory trust.
AMENDMENT TO CUSTODY AGREEMENTCustody Agreement • April 23rd, 2025 • Simplify Exchange Traded Funds
This Amendment (“Amendment”) is made with effect as of March 19, 2025 (“Effective Date”), by and between Simplify Exchange Traded Funds (the “Trust”), on behalf of its series listed on Appendix I to the Agreement (as defined below) and THE BANK OF NEW YORK MELLON (“BNY”).
AMENDMENT TO TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • April 23rd, 2025 • Simplify Exchange Traded Funds
This Amendment (“Amendment”) is made with effect as of the March 19, 2025 (“Effective Date”), by and between SIMPLIFY EXCHANGE TRADED FUNDS (the “Trust”), on behalf of each of its series listed on Appendix A to the Agreement (as defined below) and THE BANK OF NEW YORK MELLON (“BNY”).
AMENDMENT TO FUND ADMINISTRATION AND ACCOUNTING AGREEMENTFund Administration and Accounting Agreement • April 23rd, 2025 • Simplify Exchange Traded Funds
This Amendment (“Amendment”) is made with effect as of April 10, 2025 (“Effective Date”), by and between SIMPLIFY EXCHANGE TRADED FUNDS (the “Trust”), on behalf of each of its series listed on Exhibit A to the Agreement (as defined below), and THE BANK OF NEW YORK MELLON (“BNY Mellon”).