0001558370-25-005510 Sample Contracts
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • April 25th, 2025 • Helius Medical Technologies, Inc. • Electromedical & electrotherapeutic apparatus • Delaware
This Securities Purchase Agreement (this “Agreement”) is dated as of April 24, 2025, between Helius Medical Technologies, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (including their respective successors and assigns, each a “Purchaser” and collectively, the “Purchasers”).
Dane C. Andreeff President and Chief Executive Officer Helius Medical Technologies, Inc.Placement Agent Agreement • April 25th, 2025 • Helius Medical Technologies, Inc. • Electromedical & electrotherapeutic apparatus • New York
FORM OF SENIOR NOTE]Senior Note • April 25th, 2025 • Helius Medical Technologies, Inc. • Electromedical & electrotherapeutic apparatus • Delaware
THIS SECURITY HAS NOT BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OR PURSUANT TO AN AVAILABLE EXEMPTION FROM, OR IN A TRANSACTION NOT SUBJECT TO, THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT AND IN ACCORDANCE WITH APPLICABLE STATE SECURITIES LAWS. THIS SECURITY MAY BE PLEDGED IN CONNECTION WITH A BONA FIDE MARGIN ACCOUNT WITH A REGISTERED BROKER-DEALER OR OTHER LOAN WITH A FINANCIAL INSTITUTION THAT IS AN “ACCREDITED INVESTOR” AS DEFINED IN RULE 501(a) UNDER THE SECURITIES ACT OR OTHER LOAN SECURED BY SUCH SECURITIES. ANY TRANSFEREE OF THIS NOTE SHOULD CAREFULLY REVIEW THE TERMS OF THIS NOTE.
FORM OF LOCK-UP AGREEMENTLock-Up Agreement • April 25th, 2025 • Helius Medical Technologies, Inc. • Electromedical & electrotherapeutic apparatus
Re: Securities Purchase Agreement, dated as of ___________, 2025 (the “Purchase Agreement”), between Helius Medical Technologies, Inc. (the “Company”) and the purchasers signatory thereto (each, a “Purchaser” and, collectively, the “Purchasers”)