0001493152-19-015160 Sample Contracts

SECURITIES PURCHASE AGREEMENT

Securities Purchase Agreement • October 7th, 2019 • GlassBridge Enterprises, Inc. • Investment advice • New York

• Contract Type
  Securities Purchase Agreement
• Filed
  October 7th, 2019
• Company
  GlassBridge Enterprises, Inc.
• Industry
  Investment advice
• Jurisdiction
  New York

This Securities Purchase Agreement (this “Agreement”), dated as of October 1, 2019, is entered into between GlassBridge Enterprises, Inc., a Delaware corporation (“Seller”), and ORIX PTP HOLDINGS, LLC, a Delaware limited liability company (“Buyer”).

SETTLEMENT AGREEMENT

Settlement Agreement • October 7th, 2019 • GlassBridge Enterprises, Inc. • Investment advice

• Contract Type
  Settlement Agreement
• Filed
  October 7th, 2019
• Company
  GlassBridge Enterprises, Inc.
• Industry
  Investment advice

This Settlement Agreement (this “Agreement”), dated as of October 1, 2019 (“Effective Date”), is entered into between GlassBridge Enterprises Inc. (“GlassBridge”) and the Pension Benefit Guaranty Corporation (“PBGC”, and collectively with GlassBridge, the “Parties”).