CAPITOL SERIES TRUST EXPENSE LIMITATION AGREEMENTCapitol Series Trust • August 28th, 2020 • Capitol Series Trust
THIS AGREEMENT is made and entered into as of August 31, 2020, by and between Capitol Series Trust (the “Trust”), on behalf of its series portfolios as set forth on Appendix A (each a “Fund”), and Guardian Capital LP (the “Adviser”), a limited partnership organized under the laws of the Province of Ontario, Canada.
CAPITOL SERIES TRUST DISTRIBUTION AGREEMENTDistribution Agreement • August 28th, 2020 • Capitol Series Trust • Ohio
DISTRIBUTION AGREEMENT, dated as of December 31, 2019, by and among Capitol Series Trust, an Ohio business trust (the “Trust”), on behalf of the Meritage Value Equity Fund, Meritage Growth Equity Fund and Meritage Yield-Focus Equity Fund, each a series of the Trust (each a “Fund” and collectively, the “Funds”), Meritage Portfolio Management, Inc., a Kansas corporation, the investment adviser to each Fund herein (the “Adviser”), and Ultimus Fund Distributors, LLC, an Ohio limited liability company (the “Distributor”).
CAPITOL SERIES TRUST DISTRIBUTION AGREEMENTDistribution Agreement • August 28th, 2020 • Capitol Series Trust • Ohio
DISTRIBUTION AGREEMENT, dated as of December 31, 2019, by and among Capitol Series Trust, an Ohio business trust (the “Trust”), on behalf of the Preserver Alternative Opportunities Fund, a series of the Trust (the “Fund”), Preserver Partners, LLC, a Tennessee limited liability company, the investment adviser to the Fund herein (the “Adviser”), and Ultimus Fund Distributors, LLC, an Ohio limited liability company (the “Distributor”).
CAPITOL SERIES TRUST DISTRIBUTION AGREEMENTDistribution Agreement • August 28th, 2020 • Capitol Series Trust • Ohio
DISTRIBUTION AGREEMENT, dated as of December 31, 2019, by and among Capitol Series Trust, an Ohio business trust (the “Trust”), on behalf of each series listed on Exhibit A attached hereto, each a series of the Trust (the “Funds”), Fuller & Thaler Asset Management, Inc., a California corporation, the investment adviser to the Funds herein (the “Adviser”), and Ultimus Fund Distributors, LLC, an Ohio limited liability company (the “Distributor”).
SIXTEENTH AMENDMENT to MASTER SERVICES Agreement Between CAPITOL SERIES Trust and Ultimus FUND SOLUTIONS, LLCMaster Services Agreement • August 28th, 2020 • Capitol Series Trust
This sixteenth amendment (the “Amendment”) effective as of January 1, 2020, revises the Master Services Agreement (the “Agreement”), dated December 21, 2016, between Capitol Series Trust (The “Trust”), an Ohio business trust, and Ultimus Fund Solutions, LLC (“Ultimus”), an Ohio limited liability company, and revises the Fund Accounting Fee Letter, dated December 19, 2018, as previously amended, between the Trust and Ultimus (collectively, the “Parties”) on behalf of the Fuller & Thaler Behavioral Small-Cap Equity Fund, Fuller & Thaler Behavioral Small-Cap Growth Fund, Fuller & Thaler Behavioral Mid-Cap Value Fund, Fuller & Thaler Behavioral Unconstrained Equity Fund, Fuller & Thaler Behavioral Small-Mid Core Equity Fund and Fuller & Thaler Behavioral Micro-Cap Equity Fund (collectively, the “Fuller & Thaler Funds”).
AMENDMENT to MUTUAL FUND SERVICES Agreement Between CAPITOL SERIES Trust and Ultimus ASSET SERVICES, LLCMutual Fund Services Agreement • August 28th, 2020 • Capitol Series Trust
This Amendment, effective as of January 1, 2020, revises the Mutual Fund Services Agreement, dated November 19, 2013, (the “Agreement”) between Capitol Series Trust (the “Trust”), and Huntington Asset Services, Inc., n/k/a Ultimus Asset Services, LLC (“UAS” and collectively, the “Parties”), an Ohio limited liability company, on behalf of the Meritage Growth Equity Fund, Meritage Value Equity Fund and Meritage Yield-Focus Equity Fund (the “Meritage Funds”).
TWENTIETH AMENDMENT to MASTER SERVICES Agreement Between CAPITOL SERIES Trust and Ultimus FUND SOLUTIONS, LLCMaster Services Agreement • August 28th, 2020 • Capitol Series Trust
This twentieth amendment (the “Amendment”) effective as of January 1, 2020, revises the Master Services Agreement (the “Agreement”), dated December 21, 2016, between Capitol Series Trust (The “Trust”), an Ohio business trust, and Ultimus Fund Solutions, LLC (“Ultimus”), an Ohio limited liability company, and revises the Fund Accounting Fee Letter, dated September 10, 2019, as previously amended, between the Trust and Ultimus (collectively, the “Parties”) on behalf of the Cornerstone Capital Access Impact Fund (the “Fund”).
AMENDMENT to MUTUAL FUND SERVICES Agreement Between CAPITOL SERIES Trust and Ultimus ASSET SERVICES, LLCMutual Fund Services Agreement • August 28th, 2020 • Capitol Series Trust
This Amendment, effective as of January 1, 2020, revises the Mutual Fund Services Agreement, dated March 1, 2016, (the “Agreement”) between Capitol Series Trust (the “Trust”), and Huntington Asset Services, Inc., n/k/a Ultimus Asset Services, LLC (“UAS” and collectively, the “Parties”), an Ohio limited liability company, on behalf of the Preserver Alternative Opportunities Fund (the “Fund”).
FOURTEENTH AMENDMENT to MASTER SERVICES Agreement Between CAPITOL SERIES Trust and Ultimus FUND SOLUTIONS, LLCMaster Services Agreement • August 28th, 2020 • Capitol Series Trust
This fourteenth amendment (the “Amendment”) effective as of January 1, 2020, revises the Master Services Agreement (the “Agreement”), dated December 21, 2016, between Capitol Series Trust (The “Trust”), an Ohio business trust, and Ultimus Fund Solutions, LLC (“Ultimus”), an Ohio limited liability company, as previously amended, (collectively, the “Parties”), on behalf of each series made a part of and listed on Schedule A to the Agreement (collectively, the “Funds”).
SEVENTEENTH AMENDMENT to MASTER SERVICES Agreement Between CAPITOL SERIES Trust and Ultimus FUND SOLUTIONS, LLCMaster Services Agreement • August 28th, 2020 • Capitol Series Trust
This seventeenth amendment (the “Amendment”) effective as of January 1, 2020, revises the Master Services Agreement (the “Agreement”), dated December 21, 2016, between Capitol Series Trust (The “Trust”), an Ohio business trust, and Ultimus Fund Solutions, LLC (“Ultimus”), an Ohio limited liability company, and revises the Fund Accounting Fee Letter, dated December 10, 2018, between the Trust and Ultimus (collectively, the “Parties”) on behalf of the Reynders, McVeigh Core Equity Fund (the “Fund”).
FIFTEENTH AMENDMENT to MASTER SERVICES Agreement Between CAPITOL SERIES Trust and Ultimus FUND SOLUTIONS, LLCMaster Services Agreement • August 28th, 2020 • Capitol Series Trust
This fifteenth amendment (the “Amendment”) effective as of January 1, 2020, revises the Master Services Agreement (the “Agreement”), dated December 21, 2016, between Capitol Series Trust (The “Trust”), an Ohio business trust, and Ultimus Fund Solutions, LLC (“Ultimus”), an Ohio limited liability company, and revises the Fund Accounting Fee Letter, dated December 21, 2016, as previously amended, between the Trust and Ultimus (collectively, the “Parties”) on behalf of the Hedeker Strategic Appreciation Fund (the “Hedeker Fund”).
EIGHTEENTH AMENDMENT to MASTER SERVICES Agreement Between CAPITOL SERIES Trust and Ultimus FUND SOLUTIONS, LLCMaster Services Agreement • August 28th, 2020 • Capitol Series Trust
This eighteenth amendment (the “Amendment”) effective as of January 1, 2020, revises the Master Services Agreement (the “Agreement”), dated December 21, 2016, between Capitol Series Trust (The “Trust”), an Ohio business trust, and Ultimus Fund Solutions, LLC (“Ultimus”), an Ohio limited liability company, and revises the Fund Accounting and Fund Administration Fee Letter, dated December 18, 2018, as previously amended, between the Trust and Ultimus (collectively, the “Parties”) on behalf of the Alta Quality Growth Fund and Guardian Fundamental Global Equity Fund (the “Funds”).
NINETEENTH AMENDMENT to MASTER SERVICES Agreement Between CAPITOL SERIES Trust and Ultimus FUND SOLUTIONS, LLCMaster Services Agreement • August 28th, 2020 • Capitol Series Trust
This nineteenth amendment (the “Amendment”) effective as of January 1, 2020, revises the Master Services Agreement (the “Agreement”), dated December 21, 2016, between Capitol Series Trust (The “Trust”), an Ohio business trust, and Ultimus Fund Solutions, LLC (“Ultimus”), an Ohio limited liability company, and revises the Fund Accounting and Fund Administration Fee Letter, dated March 14, 2019, as previously amended, between the Trust and Ultimus (collectively, the “Parties”) on behalf of the Guardian Dividend Growth Fund (the “Fund”).
