0001213900-25-047429 Sample Contracts
INVESTMENT ADVISORY AGREEMENT WEDBUSH SERIES TRUSTInvestment Advisory Agreement • May 23rd, 2025 • Wedbush Series Trust • Delaware
This Investment Advisory Agreement (the “Agreement”) is made as of May 8, 2025, by and between Wedbush Series Trust, a Delaware statutory trust (the “Trust”), on behalf of each series of the Trust listed on Schedule A attached hereto, as may be amended from time to time (each, a “Fund” and collectively, the “Funds”), and Wedbush Fund Advisers LLC a Delaware limited liability company (the “Adviser”).
TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • May 23rd, 2025 • Wedbush Series Trust
THIS AGREEMENT is made as of the _30th__ day of April, 2025, by and between each Trust (hereinafter each a “Trust”, and collectively the “Trusts” as applicable) listed on Appendix A hereto (as such Appendix be amended from time to time) and THE BANK OF NEW YORK MELLON, a New York corporation authorized to do a banking business having its principal office and place of business at 240 Greenwich Street, New York, New York 10286 (the “Bank”).
ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • May 23rd, 2025 • Wedbush Series Trust • Delaware
This distribution agreement (the “Agreement”) is effective this 16th day of April, 2025, and made by Wedbush Series Trust, a Delaware statutory trust (the “Trust”) having its principal place of business at 225 S. Lake Avenue, Pasadena, CA 91101, and Foreside Fund Services LLC, a Delaware limited liability company (the “Distributor”) having its principal place of business at Three Canal Plaza, Suite 100, Portland, ME 04101.
FORM OF AUTHORIZED PARTICIPANT AGREEMENT WEDBUSH SERIES TRUSTAuthorized Participant Agreement • May 23rd, 2025 • Wedbush Series Trust • New York
This Authorized Participant Agreement (the “Agreement”) is entered into by and between Foreside Funds Distributors LLC (the “Distributor”) and __________ (the “Participant”) and is subject to acceptance by [ ] (the “[Transfer Agent/Index Receipt Agent ]”), and is further subject to acknowledgement and agreement by Wedbush Series Trust (the “Trust”), a series trust offering a number of portfolios of securities (each a “Fund” and collectively the “Funds”), solely with respect to Sections 4(c) and 12(c) herein. Capitalized terms used but not defined herein are defined in the current prospectus for each Fund as it may be supplemented or amended from time to time and included in the Trust’s Registration Statement on Form N-1A, as it may be amended from time to time, or otherwise filed with the U.S. Securities and Exchange Commission (“SEC”) (together with such Fund’s Statement of Additional Information incorporated therein, the “Prospectus”).
CUSTODY AGREEMENT By and Between THE BANK OF NEW YORK MELLON And WEDBUSH SERIES TRUSTCustody Agreement • May 23rd, 2025 • Wedbush Series Trust
This Custody Agreement is made and entered into as of the latest date set forth on the signature page hereto (the “Effective Date”) by and between THE BANK OF NEW YORK MELLON, a New York state chartered bank (“BNY”), and WEDBUSH SERIES TRUST, a Delaware statutory trust (“Customer”). BNY and Customer are collectively referred to as the “Parties” and individually as a “Party”.
FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • May 23rd, 2025 • Wedbush Series Trust • Delaware
THIS FUND ADMINISTRATION SERVICING AGREEMENT (the “Agreement”) is made and entered into as of May 9, 2025 by and between Wedbush Series Trust, a Delaware statutory trust (the “Trust”) and Wedbush Fund Advisers, LLC, a Delaware limited liability company (“WFA” or the “Administrator”).
SUB-ADMINISTRATION AGREEMENTSub-Administration Agreement • May 23rd, 2025 • Wedbush Series Trust • New York
THIS SUB-ADMINISTRATION AGREEMENT is made as of April 30, 2025 by and between Wedbush Fund Advisors (“Wedbush”) and The Bank of New York Mellon, a New York corporation authorized to do a banking business (“BNY”).
FUND ACCOUNTING AGREEMENTFund Accounting Agreement • May 23rd, 2025 • Wedbush Series Trust • New York
THIS AGREEMENT is made as of April 30, 2025 by and between each Trust listed on the signature page hereto (each a “Fund”, and collectively the “Funds” as applicable) and The Bank of New York Mellon, a New York corporation authorized to do a banking business (“BNY”).
Wedbush Fund Advisers, LLC 1000 Wilshire Blvd., Suite 900 Los Angeles, CA 90017Engagement Letter • May 23rd, 2025 • Wedbush Series Trust
This engagement letter #12 (“EL”) dated as of _______________ (the “Effective Date”) by and between Adviser Compliance Associates, LLC doing business as ACA Group (“ACA”) and Wedbush Fund Advisers, LLC (“Client” or “Fund”) incorporates the Standard Terms of Business between ACA and Client’s Affiliate, Wedbush Securities Inc. attached to Engagement Letter #1 and dated March 9, 2020 (the “Terms”). This EL, the Terms, and any addenda and/or exhibits attached hereto (collectively, this “Agreement”) set forth the terms and understanding between Client and ACA regarding Client’s engagement of ACA as described herein.