STIFEL FINANCIAL CORP. (a Delaware corporation) 12,000,000 Depositary Shares, each representing a 1/1000th interest in a share ofUnderwriting Agreement • July 21st, 2021 • Stifel Financial Corp • Security brokers, dealers & flotation companies • New York
Stifel Financial Corp., a Delaware corporation (the “Company”), confirms its agreement with Keefe, Bruyette & Woods, Inc. (“KBW”) and each of the other Underwriters named in Schedule A hereto (collectively, the “Underwriters,” which term shall also include any underwriter substituted as hereinafter provided in Section 10 hereof), for whom KBW, BofA Securities, Inc. and Wells Fargo Securities, LLC (“Wells Fargo Securities”) are acting as representatives (in such capacity, the “Representatives”), with respect to the sale by the Company and the purchase by the Underwriters, acting severally and not jointly, of 12,000,000 depositary shares (the “Depositary Shares”), each representing a 1/1000th interest in a share of 4.50% Non-Cumulative Preferred Stock, Series D (the “Preferred Stock”) of the Company (the “Securities”). The shares of Preferred Stock shall have the rights, powers and preferences set forth in the certificate of designations to be dated on or prior to July 22, 2021 relating
