INDENTURE Dated as of November 12, 2019 Among LPL HOLDINGS, INC., THE GUARANTORS NAMED ON THE SIGNATURE PAGES HERETO and U.S. BANK NATIONAL ASSOCIATION, as Trustee 4.625% SENIOR NOTES DUE 2027Indenture • November 12th, 2019 • LPL Financial Holdings Inc. • Security & commodity brokers, dealers, exchanges & services • New York
INDENTURE, dated as of November 12, 2019, among LPL Holdings, Inc., a Massachusetts corporation (the “Company”), the Guarantors (as defined herein) listed on the signature pages hereto and U.S. Bank National Association, a national banking association, as Trustee.
FOURTH AMENDMENT dated as of November 12, 2019 among LPL FINANCIAL HOLDINGS INC., as Holdings, LPL HOLDINGS, INC., as Borrower, CERTAIN SUBSIDIARIES OF LPL FINANCIAL HOLDINGS INC., as Subsidiary Guarantors, THE INCREMENTAL LENDERS PARTY HERETO,...Fourth Amendment • November 12th, 2019 • LPL Financial Holdings Inc. • Security & commodity brokers, dealers, exchanges & services • New York
This FOURTH AMENDMENT (this “Agreement”), dated as of November 12, 2019, is made by and among LPL HOLDINGS, INC., a Massachusetts corporation (the “Borrower”), LPL FINANCIAL HOLDINGS INC., a Delaware corporation (“Holdings”), each subsidiary of the Borrower listed on the signature pages hereto (the “Subsidiary Guarantors”; the Subsidiary Guarantors, together with Holdings, the “Guarantors”; and the Guarantors, together with the Borrower, the “Credit Parties”), each of the undersigned banks and other financial institutions party hereto as an “Incremental Lender” (as defined below), JPMORGAN CHASE BANK, N.A. (“JPMorgan”), as administrative agent for the Lenders under the Amended Credit Agreement (as defined below) (the “Administrative Agent”) and as collateral agent for the Lenders under the Amended Credit Agreement, BANK OF AMERICA, N.A. (“BANA”), MORGAN STANLEY BANK, N.A. (“MSB”) and JPMorgan, as Letter of Credit Issuers under (and as defined in) the Amended Credit Agreement, and JPMor
