TRANSFER AGENCY AND SHAREHOLDER SERVICES AGREEMENTTransfer Agency and Shareholder Services Agreement • February 27th, 2017 • AMG Funds IV
This Transfer Agency And Shareholder Services Agreement is made as of July 1, 2016 (“Effective Date”) by and between BNY Mellon Investment Servicing (US) Inc. (“BNYM”), and each of AMG Funds, AMG Funds I, AMG Funds II, AMG Funds III and Aston Funds (individually, an “Investment Company”; collectively, the “Investment Companies”), each on its own behalf and on behalf of each of its Portfolios listed on Schedule B. Capitalized terms, and certain noncapitalized terms, not otherwise defined shall have the meanings set forth in Schedule A (Schedule A also contains an index of defined terms providing the location of all defined terms). The term “Agreement” shall mean this Transfer Agency And Shareholder Services Agreement as constituted on the Effective Date, and thereafter as it may be amended from time to time as provided for herein. All references to “Schedule B” herein mean Schedule B attached hereto as constituted on the Effective Date, and thereafter as it may be amended from time to t
CUSTODY AGREEMENT by and between each of AMG FUNDS AMG FUNDS I AMG FUNDS II AMG FUNDS III ASTON FUNDS and THE BANK OF NEW YORK MELLONCustody Agreement • February 27th, 2017 • AMG Funds IV • New York
CUSTODY AGREEMENT, dated as of June , 2016 and effective July 1, 2016 (the “Effective Date”), between each investment company listed on the signature page hereto (each, a “Fund” and collectively, the “Funds”) and THE BANK OF NEW YORK MELLON, a bank organized under the laws of the state of New York (the “Custodian”).
LETTER AGREEMENT Amended and Restated Expense Reimbursement AgreementLetter Agreement • February 27th, 2017 • AMG Funds IV
AMENDMENT NO. 1 TO SUB-INVESTMENT ADVISORY AGREEMENT OCTOBER 1, 2016Sub-Investment Advisory Agreement • February 27th, 2017 • AMG Funds IV • Delaware
This Amendment No. 1 to the SUB-INVESTMENT ADVISORY AGREEMENT (the “Agreement”) dated May 30, 2014 by and between ASTON ASSET MANAGEMENT, LLC (hereinafter referred to as the “Investment Adviser”) and LMCG INVESTMENTS, LLC (hereinafter referred to as the “Subadviser”), shall be effective October 1, 2016. This Amendment No. 1 may be executed in any number of counterparts, each of which shall be deemed to be an original, but all of which together shall constitute but one instrument.
AMENDMENT NO. 1 TO SUBADVISORY AGREEMENT OCTOBER 1, 2016Subadvisory Agreement • February 27th, 2017 • AMG Funds IV • Delaware
This Amendment No. 1 to the SUBADVISORY AGREEMENT (the “Agreement”) dated June 30, 2016 by and between ASTON ASSET MANAGEMENT, LLC (hereinafter referred to as the “Adviser”) and GW&K INVESTMENT MANAGEMENT, LLC (hereinafter referred to as the “Subadvisor”), shall be effective October 1, 2016. This Amendment No. 1 may be executed in any number of counterparts, each of which shall be deemed to be an original, but all of which together shall constitute but one instrument.
AMENDMENT NO. 1 TO SUB-INVESTMENT ADVISORY AGREEMENT OCTOBER 1, 2016Sub-Investment Advisory Agreement • February 27th, 2017 • AMG Funds IV • Delaware
This Amendment No. 1 to the SUB-INVESTMENT ADVISORY AGREEMENT (the “Agreement”) dated May 30, 2014 by and between ASTON ASSET MANAGEMENT, LLC (hereinafter referred to as the “Investment Adviser”) and MONTAG & CALDWELL, LLC (hereinafter referred to as the “Subadviser”), shall be effective October 1, 2016. This Amendment No. 1 may be executed in any number of counterparts, each of which shall be deemed to be an original, but all of which together shall constitute but one instrument.
AMENDMENT NO. 1 TO SUB-INVESTMENT ADVISORY AGREEMENT OCTOBER 1, 2016Sub-Investment Advisory Agreement • February 27th, 2017 • AMG Funds IV • Delaware
This Amendment No. 1 to the SUB-INVESTMENT ADVISORY AGREEMENT (the “Agreement”) dated May 30, 2014 by and between ASTON ASSET MANAGEMENT, LLC (hereinafter referred to as the “Investment Adviser”) and DOUBLELINE CAPITAL LP (hereinafter referred to as the “Subadviser”), shall be effective October 1, 2016. This Amendment No. 1 may be executed in any number of counterparts, each of which shall be deemed to be an original, but all of which together shall constitute but one instrument.
LETTER AGREEMENT Sub-Investment Advisory AgreementLetter Agreement • February 27th, 2017 • AMG Funds IV
LETTER AGREEMENT AMG GW&K U.S. Small Cap Growth Fund Investment Advisory AgreementLetter Agreement • February 27th, 2017 • AMG Funds IV
LETTER AGREEMENT Investment Advisory AgreementLetter Agreement • February 27th, 2017 • AMG Funds IV
AMENDMENT NO. 1 TO SUB-INVESTMENT ADVISORY AGREEMENT OCTOBER 1, 2016Sub-Investment Advisory Agreement • February 27th, 2017 • AMG Funds IV • Delaware
This Amendment No. 1 to the SUB-INVESTMENT ADVISORY AGREEMENT (the “Agreement”) dated May 30, 2014 by and between ASTON ASSET MANAGEMENT, LLC (hereinafter referred to as the “Investment Adviser”) and PICTET ASSET MANAGEMENT LIMITED (hereinafter referred to as the “Subadviser”), shall be effective October 1, 2016. This Amendment No. 1 may be executed in any number of counterparts, each of which shall be deemed to be an original, but all of which together shall constitute but one instrument.
AMENDMENT NO. 1 TO SUB-INVESTMENT ADVISORY AGREEMENT OCTOBER 1, 2016Sub-Investment Advisory Agreement • February 27th, 2017 • AMG Funds IV • Delaware
This Amendment No. 1 to the SUB-INVESTMENT ADVISORY AGREEMENT (the “Agreement”) dated May 30, 2014 by and between ASTON ASSET MANAGEMENT, LLC (hereinafter referred to as the “Investment Adviser”) and SILVERCREST ASSET MANAGEMENT GROUP LLC (hereinafter referred to as the “Subadviser”), shall be effective October 1, 2016. This Amendment No. 1 may be executed in any number of counterparts, each of which shall be deemed to be an original, but all of which together shall constitute but one instrument.
LETTER AGREEMENT Amended and Restated Expense Reimbursement AgreementLetter Agreement • February 27th, 2017 • AMG Funds IV
LETTER AGREEMENT AMG GW&K U.S. Small Cap Growth Fund Subadvisory AgreementLetter Agreement • February 27th, 2017 • AMG Funds IV
AMENDMENT NO. 1 TO SUB-INVESTMENT ADVISORY AGREEMENT OCTOBER 1, 2016Sub-Investment Advisory Agreement • February 27th, 2017 • AMG Funds IV • Delaware
This Amendment No. 1 to the SUB-INVESTMENT ADVISORY AGREEMENT (the “Agreement”) dated December 15, 2015 by and between ASTON ASSET MANAGEMENT, LLC (hereinafter referred to as the “Investment Adviser”) and VALUE PARTNERS HONG KONG LIMITED (hereinafter referred to as the “Subadviser”), shall be effective October 1, 2016. This Amendment No. 1 may be executed in any number of counterparts, each of which shall be deemed to be an original, but all of which together shall constitute but one instrument.
AMENDMENT NO. 1 TO SUB-INVESTMENT ADVISORY AGREEMENT OCTOBER 1, 2016Sub-Investment Advisory Agreement • February 27th, 2017 • AMG Funds IV • Delaware
This Amendment No. 1 to the SUB-INVESTMENT ADVISORY AGREEMENT (the “Agreement”) dated May 30, 2014 by and between ASTON ASSET MANAGEMENT, LLC (hereinafter referred to as the “Investment Adviser”) and FAIRPOINTE CAPITAL LLC (hereinafter referred to as the “Subadviser”), shall be effective October 1, 2016. This Amendment No. 1 may be executed in any number of counterparts, each of which shall be deemed to be an original, but all of which together shall constitute but one instrument.
AMENDMENT NO. 1 TO SUB-INVESTMENT ADVISORY AGREEMENT OCTOBER 1, 2016Sub-Investment Advisory Agreement • February 27th, 2017 • AMG Funds IV • Delaware
This Amendment No. 1 to the SUB-INVESTMENT ADVISORY AGREEMENT (the “Agreement”) dated June 30, 2014 by and between ASTON ASSET MANAGEMENT, LLC (hereinafter referred to as the “Investment Adviser”) and RIVER ROAD ASSET MANAGEMENT, LLC (hereinafter referred to as the “Subadviser”), shall be effective October 1, 2016. This Amendment No. 1 may be executed in any number of counterparts, each of which shall be deemed to be an original, but all of which together shall constitute but one instrument.
AMENDMENT NO. 1 TO SUB-INVESTMENT ADVISORY AGREEMENT OCTOBER 1, 2016Sub-Investment Advisory Agreement • February 27th, 2017 • AMG Funds IV • Delaware
This Amendment No. 1 to the SUB-INVESTMENT ADVISORY AGREEMENT (the “Agreement”) dated May 30, 2014 by and between ASTON ASSET MANAGEMENT, LLC (hereinafter referred to as the “Investment Adviser”) and LAKE PARTNERS, INC. (hereinafter referred to as the “Subadviser”), shall be effective October 1, 2016. This Amendment No. 1 may be executed in any number of counterparts, each of which shall be deemed to be an original, but all of which together shall constitute but one instrument.
AMENDMENT NO. 1 TO SUB-INVESTMENT ADVISORY AGREEMENT OCTOBER 1, 2016Sub-Investment Advisory Agreement • February 27th, 2017 • AMG Funds IV • Delaware
This Amendment No. 1 to the SUB-INVESTMENT ADVISORY AGREEMENT (the “Agreement”) dated May 30, 2014 by and between ASTON ASSET MANAGEMENT, LLC (hereinafter referred to as the “Investment Adviser”) and GUARDIAN CAPITAL LP (hereinafter referred to as the “Subadviser”), shall be effective October 1, 2016. This Amendment No. 1 may be executed in any number of counterparts, each of which shall be deemed to be an original, but all of which together shall constitute but one instrument.
AMENDMENT NO. 1 TO SUB-INVESTMENT ADVISORY AGREEMENT OCTOBER 1, 2016Sub-Investment Advisory Agreement • February 27th, 2017 • AMG Funds IV • Delaware
This Amendment No. 1 to the SUB-INVESTMENT ADVISORY AGREEMENT (the “Agreement”) dated June 30, 2014 by and between ASTON ASSET MANAGEMENT, LLC (hereinafter referred to as the “Investment Adviser”) and RIVER ROAD ASSET MANAGEMENT, LLC (hereinafter referred to as the “Subadviser”), shall be effective October 1, 2016. This Amendment No. 1 may be executed in any number of counterparts, each of which shall be deemed to be an original, but all of which together shall constitute but one instrument.
