ADVISORY AGREEMENTAdvisory Agreement • February 27th, 2015 • CSOP ETF Trust • Delaware
ADVISORY AGREEMENT (the “Agreement”) made as of this __ day of February, 2015 by and between CSOP ETF TRUST (the “Trust”), a Delaware statutory trust registered as an investment company under the Investment Company Act of 1940, as amended (the “1940 Act”), and CSOP ASSET MANAGEMENT LIMITED, a subsidiary of China Southern Asset Management Co. Limited with its registered office at Suite 2802, Two Exchange Square, Connaught Place, Central, Hong Kong (the “Adviser”).
DISTRIBUTION AGREEMENTDistribution Agreement • February 27th, 2015 • CSOP ETF Trust • Delaware
THIS AGREEMENT is made as of February 5, 2015, between CSOP ETF Trust, a Delaware statutory trust (the “Fund”), on behalf of each series listed in Appendix A hereto, and ALPS Distributors, Inc., a Colorado corporation (“ALPS”).
AUTHORIZED PARTICIPANT AGREEMENT FOR CSOP ETF TRUSTAuthorized Participant Agreement • February 27th, 2015 • CSOP ETF Trust • New York
This Authorized Participant Agreement (the “Agreement”) is entered into by and between ALPS Distributors, Inc. (the “Distributor”) and [___________________] (the “Participant”), and is subject to acceptance by Brown Brothers Harriman & Co. (the “Index Receipt Agent” or “Transfer Agent”), as the Transfer Agent, ETF Administrator and index receipt agent for each series, as set forth in Annex I hereto (each a “Fund”), of CSOP ETF Trust (the “Trust”). The Distributor, the Transfer Agent and the Participant acknowledge and agree that the Trust shall be a third-party beneficiary of this Agreement and shall receive the benefits contemplated by this Agreement, to the extent specified herein.
EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • February 27th, 2015 • CSOP ETF Trust
EXPENSE LIMITATION AGREEMENT, effective as of February 27, 2015 by and between CSOP Asset Management Limited (the “Adviser”) and CSOP ETF Trust (the “Trust”) (the “Agreement”), on behalf of each series of the Trust set forth in Schedule A attached hereto (each a “Fund,” and collectively, the “Funds”).
CUSTODIAN AGREEMENTCustodian Agreement • February 27th, 2015 • CSOP ETF Trust • New York
THIS AGREEMENT, dated as of February 23, 2015, between CSOP ETF Trust, a statutory trust organized under the laws of the State of Delaware (the Trust), on behalf of its portfolios listed on Schedule A attached hereto, severally and not jointly (each a Fund and, collectively, the Funds), registered with the Securities and Exchange Commission under the Investment Company Act of 1940 (the “1940 Act”), and BROWN BROTHERS HARRIMAN & CO., a limited partnership formed under the laws of the State of New York (BBH&Co. or the Custodian).
INITIAL CAPITAL AGREEMENTInitial Capital Agreement • February 27th, 2015 • CSOP ETF Trust
CSOP ETF Trust (the "Trust"), a Delaware statutory trust, and CSOP Asset Management Limited ("Company"), a corporation organized and existing under the laws of Hong Kong, hereby agree as of 26 February, 2015 as follows:
