—] Units1 Each Unit Consisting of One Share of Common Stock And A Warrant to Purchase [—] of a Share of Common Stock PALATIN TECHNOLOGIES, INC. PURCHASE AGREEMENTPurchase Agreement • October 22nd, 2014 • Palatin Technologies Inc • Pharmaceutical preparations • New York
Palatin Technologies, Inc., a Delaware corporation (the “Company”), proposes to sell to the several underwriters (the “Underwriters”) named in Schedule I hereto, for whom Piper Jaffray & Co. is acting as representative (the “Representative”), an aggregate of [—] units (the “Firm Units”), each of which shall consist of (i) one (1) share of the Company’s common stock, $0.01 par value per share (the “Common Stock”) (such shares of Common Stock constituting a part of the Units, collectively the “Shares”), and (ii) a warrant to purchase [—] of a share of Common Stock (such warrants constituting a part of the Units, collectively the “Warrants”), of the Company. The Company has also granted to the several Underwriters an option to purchase up to [—] additional units, on the terms and for the purposes set forth in Section 3 hereof (the “Option Units”). The shares of Common Stock issuable upon exercise of the Warrants are called the “Warrant Shares,” and the Warrant Shares, together with the Wa
WARRANT AGENT AGREEMENTWarrant Agent Agreement • October 22nd, 2014 • Palatin Technologies Inc • Pharmaceutical preparations • New York
This Warrant Agent Agreement (this “Agreement”) is made as of October ___, 2014 between Palatin Technologies, Inc., a Delaware corporation (“Company”), and American Stock Transfer & Trust Company, LLC, a New York limited liability trust company (“Warrant Agent”).
