0001144204-09-048184 Sample Contracts

HIGHBURY FINANCIAL INC. AMENDED AND RESTATED INVESTOR RIGHTS AGREEMENT
Investor Rights Agreement • September 14th, 2009 • Highbury Financial Inc • Investment advice • Delaware

This Amended and Restated Investor Rights Agreement (the “Agreement”) dated as of September 14, 2009, is made by and among Highbury Financial Inc., a Delaware corporation (the “Company”), the parties named on Schedule A hereto as Investors (individually, an “Investor” and collectively, the “Investors”) and the parties named on Schedule A hereto as Management Stockholders (the “Management Stockholders”).

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EXCHANGE AGREEMENT by and among THE INVESTORS NAMED ON SCHEDULE A HERETO and HIGHBURY FINANCIAL INC. September 14, 2009
Exchange Agreement • September 14th, 2009 • Highbury Financial Inc • Investment advice • Delaware

This Exchange Agreement (the “Agreement”) is made as of this 14th day of September, 2009 by and among the persons named as Investors set forth on Schedule A hereto (each an “Investor”, and, collectively, the “Investors”), and Highbury Financial Inc., a Delaware corporation (the “Company”), with reference to the following background.

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