0001104659-21-128080 Sample Contracts

FIRST SUPPLEMENTAL INDENTURE between HENNESSY ADVISORS, INC. and U.S. BANK NATIONAL ASSOCIATION, Trustee Dated as of October 20, 2021 FIRST SUPPLEMENTAL INDENTURE

First Supplemental Indenture • October 20th, 2021 • Hennessy Advisors Inc • Investment advice • New York

• Contract Type
  First Supplemental Indenture
• Filed
  October 20th, 2021
• Company
  Hennessy Advisors Inc
• Industry
  Investment advice
• Jurisdiction
  New York

THIS FIRST SUPPLEMENTAL INDENTURE (this “First Supplemental Indenture”), dated as of October 20, 2021 is between Hennessy Advisors, Inc., a California corporation (the “Company”), and U.S. Bank National Association, a national banking association, as trustee (the “Trustee”). All capitalized terms used herein shall have the meaning set forth in the Base Indenture (as defined below).