INVESTMENT SUBADVISORY AGREEMENTInvestment Subadvisory Agreement • April 30th, 2021 • MML Series Investment Fund • Massachusetts
This Investment Subadvisory Agreement (this “Subadvisory Agreement”), is by and between Barrow, Hanley, Mewhinney & Strauss, LLC (the “Subadviser”) and MML Investment Advisers, LLC, a Delaware limited liability company (“MML Advisers”), for the MML Income & Growth Fund (the “Fund”), a series of MML Series Investment Fund (the “Trust”), a Massachusetts business trust which is an open-end management investment company registered as such with the Securities and Exchange Commission (the “Commission”) pursuant to the Investment Company Act of 1940, as amended (the “Act”), effective as of the 17th day of November, 2020.
AMENDMENT DATED DECEMBER 16, 2020 TO AMENDED AND RESTATED ADMINISTRATIVE AND SHAREHOLDER SERVICES AGREEMENT for MML Series Investment FundAnd Shareholder Services Agreement • April 30th, 2021 • MML Series Investment Fund
The Trust, on behalf of each Fund, and the Manager wish to amend the Agreement by replacing Article II: Expenses in its entirety with the following:
Schedule VII.AMML Series Investment Fund • April 30th, 2021
This Schedule VII.A is effective as of March 31, 2021 and shall supersede any previous version of Schedule VII.A executed by the parties hereto in relation to the Agreement and shall form part of Annex VII to the Agreement as a new Schedule VII.A.
FORM OF Schedule VII.AMML Series Investment Fund • April 30th, 2021
This Schedule VII.A is effective as of [ ] [ ], 2021 and shall supersede any previous version of Schedule VII.A executed by the parties hereto in relation to the Agreement and shall form part of Annex VII to the Agreement as a new Schedule VII.A.
AMENDMENT DATED MAY 1, 2021 TO AMENDED AND RESTATED SUB-ADMINISTRATIVE SERVICES AND SHAREHOLDER SERVICES AGREEMENTShareholder Services Agreement • April 30th, 2021 • MML Series Investment Fund
WHEREAS, Massachusetts Mutual Life Insurance Company, a mutual life insurance company organized and existing under the laws of the Commonwealth of Massachusetts ("MassMutual"), and MML Investment Advisers, LLC, a Delaware limited liability company ("MML Advisers"), have entered into an Amended and Restated Sub-Administrative Services and Shareholder Services Agreement dated as of January 9, 2015 (the “Agreement”).
EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • April 30th, 2021 • MML Series Investment Fund
This EXPENSE LIMITATION AGREEMENT (the “Agreement”) is between MML Investment Advisers, LLC, a Delaware limited liability company (the “Manager”), and MML Series Investment Fund, a Massachusetts business trust (the “Trust”), effective as of the 1st day of May, 2021.
FORM OF AMENDMENT THREE DATED [ ] [ ], 2021 TO INVESTMENT SUBADVISORY AGREEMENT for MML Blue Chip Growth FundInvestment Subadvisory Agreement • April 30th, 2021 • MML Series Investment Fund
WHEREAS, MML Investment Advisers, LLC ("MML Advisers") and T. Rowe Price Associates, Inc. (the "Subadviser") entered into an Investment Subadvisory Agreement (the "Agreement"), effective as of February 1, 2017, as amended, relating to the MML Blue Chip Growth Fund (the "Fund"); and
EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • April 30th, 2021 • MML Series Investment Fund
This EXPENSE LIMITATION AGREEMENT (the “Agreement”) is between MML Investment Advisers, LLC, a Delaware limited liability company (the “Manager”), and MML Series Investment Fund, a Massachusetts business trust (the “Trust”), effective as of the 1st day of July, 2020.
FORM OF AMENDMENT ONE DATED [ ] [ ], 2021 TO INVESTMENT SUBADVISORY AGREEMENT for MML Total Return Bond FundInvestment Subadvisory Agreement • April 30th, 2021 • MML Series Investment Fund
WHEREAS, MML Investment Advisers, LLC ("MML Advisers") and Metropolitan West Asset Management, LLC (the "Subadviser") entered into an Investment Subadvisory Agreement (the "Agreement"), effective as of December 16, 2014, relating to the MML Total Return Bond Fund (the "Fund"); and
Appendix AAppendix A • April 30th, 2021 • MML Series Investment Fund
As of May 1, 2021, this Appendix A forms a part of the Amended, Restated and Consolidated Custodian Agreement dated as of January 1, 2008, as amended (the “Consolidated Agreement”) between State Street Bank and Trust Company, the MassMutual Select Cayman Global Allocation Fund I, Ltd., and each of the MassMutual Select Funds, MassMutual Premier Funds, MML Series Investment Fund and MML Series Investment Fund II. As of May 1, 2021, this Appendix A supersedes any previous versions of said Appendix.
AMENDMENT ONE DATED OCTOBER 1, 2020 TO INVESTMENT SUBADVISORY AGREEMENT for MML Small Cap Growth Equity FundInvestment Subadvisory Agreement • April 30th, 2021 • MML Series Investment Fund
WHEREAS, Massachusetts Mutual Life Insurance Company (“MassMutual”) and Wellington Management Company, LLP (predecessor to Wellington Management Company LLP) (the “Subadviser”) entered into an Investment Subadvisory Agreement (the “Agreement”), effective as of December 6, 2011, relating to the MML Small Cap Growth Equity Fund (the “Fund”); and
AMENDMENT NUMBER 4 TO SUB-ADMINISTRATION AGREEMENTSub-Administration Agreement • April 30th, 2021 • MML Series Investment Fund
This Amendment to the Sub-Administration Agreement (the “Amendment”) is made as of April 19, 2021 and effective as of November 1, 2020 by and between MML Investment Advisers, LLC (the “Administrator”) and State Street Bank and Trust Company, a Massachusetts trust company (the “Sub-Administrator”).
Appendix AAppendix A • April 30th, 2021 • MML Series Investment Fund
As of May 1, 2021, this Appendix A forms a part of the Amended, Restated, and Consolidated Delegation Agreement dated as of January 1, 2008, as amended (the “Consolidated Agreement”) between State Street Bank and Trust Company, the MassMutual Select Cayman Global Allocation Fund I, Ltd., and each of the MassMutual Select Funds, MassMutual Premier Funds, MML Series Investment Fund and MML Series Investment Fund II. As of May 1, 2021, this Appendix A supersedes any previous versions of said Appendix.
FORM OF NINTH AMENDMENT TO PARTICIPATION AGREEMENT REGARDING RULES 30e-3 AND 498AParticipation Agreement • April 30th, 2021 • MML Series Investment Fund
Massachusetts Mutual Life Insurance Company, C.M. Life Insurance Company, and MML Bay State Life Insurance Company (individually and collectively, the “Company”), MML Series Investment Fund (“MML Trust”), a business trust organized under the laws of the Commonwealth of Massachusetts, and MML Investment Advisers, LLC (the “Adviser”), a Delaware limited liability company, entered into a certain participation agreement dated November 17, 2005 (the “Participation Agreement”). This Amendment (the “Amendment”) to the Participation Agreement is entered into as of _ _____________, 2021, by and among the Company, on its own behalf and on behalf of each separate account of the Company as set forth in the Participation Agreement, as may be amended from time to time (individually and collectively the “Accounts”), MML Trust, and the Adviser (collectively, the “Parties”).
SEVENTEENTH AMENDMENT TO THE SECOND AMENDED AND RESTATED SECURITIES LENDING AGENCY AGREEMENT BETWEEN MASSMUTUAL SELECT FUNDS, MASSMUTUAL PREMIER FUNDS, MML SERIES INVESTMENT FUND, and MML SERIES INVESTMENT FUND II ON BEHALF OF THEIR RESPECTIVE...Securities Lending Agency Agreement • April 30th, 2021 • MML Series Investment Fund • Massachusetts
This Seventeenth Amendment (this "Amendment") dated June 29, 2020 is between each of MASSMUTUAL SELECT FUNDS, MASSMUTUAL PREMIER FUNDS, MML SERIES INVESTMENT FUND, and MML SERIES INVESTMENT FUND II on behalf of their respective individual series listed on Schedule A to the Agreement (as defined below), which may be amended from time to time, (each a “Fund” or “Lender” hereunder) and STATE STREET BANK AND TRUST COMPANY, a trust company organized and existing under the laws of the Commonwealth of Massachusetts (the “Bank”) acting either directly or through its subsidiaries or affiliates.
EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • April 30th, 2021 • MML Series Investment Fund
This EXPENSE LIMITATION AGREEMENT (the “Agreement”) is between MML Investment Advisers, LLC, a Delaware limited liability company (the “Manager”), and MML Series Investment Fund, a Massachusetts business trust (the “Trust”), effective as of the 1st day of October, 2020.
EIGHTEENTH AMENDMENT TO THE SECOND AMENDED AND RESTATED SECURITIES LENDING AGENCY AGREEMENT BETWEEN MASSMUTUAL SELECT FUNDS, MASSMUTUAL PREMIER FUNDS, MML SERIES INVESTMENT FUND, and MML SERIES INVESTMENT FUND II ON BEHALF OF THEIR RESPECTIVE...Securities Lending Agency Agreement • April 30th, 2021 • MML Series Investment Fund • Massachusetts
This Eighteenth Amendment (this "Amendment") dated May 1, 2021 is between each of MASSMUTUAL SELECT FUNDS, MASSMUTUAL PREMIER FUNDS, MML SERIES INVESTMENT FUND, and MML SERIES INVESTMENT FUND II on behalf of their respective individual series listed on Schedule A to the Agreement (as defined below), which may be amended from time to time, (each a “Fund” or “Lender” hereunder) and STATE STREET BANK AND TRUST COMPANY, a trust company organized and existing under the laws of the Commonwealth of Massachusetts (the “Bank”) acting either directly or through its subsidiaries or affiliates.
AMENDMENT TWO DATED JULY 1, 2020 TO THE AMENDED AND RESTATED INVESTMENT MANAGEMENT AGREEMENT forInvestment Management Agreement • April 30th, 2021 • MML Series Investment Fund
WHEREAS, Massachusetts Mutual Life Insurance Company (“MassMutual”) and MML Series Investment Fund (the “Trust”) entered into an Amended and Restated Investment Management Agreement (the “Agreement”), effective as of December 15, 2011 with respect to the MML Foreign Fund (the “Fund”);
AMENDMENT FOUR DATED JULY 1, 2020 TO THE INVESTMENT MANAGEMENT AGREEMENT forInvestment Management Agreement • April 30th, 2021 • MML Series Investment Fund
WHEREAS, Massachusetts Mutual Life Insurance Company (“MassMutual”) and MML Series Investment Fund (the “Trust”) entered into an Investment Management Agreement (the “Agreement”), effective as of December 6, 2011 with respect to the MML Fundamental Growth Fund, now known as the MML Fundamental Equity Fund (the “Fund”);
