FIRST AMENDMENT TO RETAIL FUND PARTICIPATION AGREEMENTRetail Fund Participation Agreement • April 30th, 2021 • Talcott Resolution Life Insurance Co Separate Account 11
THIS AMENDMENT, dated as of March 14, 2019 (the “Amendment”), among Talcott Resolution Life Insurance Company (formerly Hartford Life Insurance Company) (the “Company”) acting through its Administrator and attorney-in-fact, Massachusetts Mutual Life Insurance Company (“MassMutual ‘ ), TIAA-CREF Funds (the “Fund”) and Teachers Personal Investors Services, Inc., (“Underwriter”), amends that certain Retail Fund Participation Agreement, dated February 3, 2012, by and among the parties hereto (the “Agreement”).
SECOND AMENDMENT TO RETAIL FUND PARTICIPATION AGREEMENTRetail Fund Participation Agreement • April 30th, 2021 • Talcott Resolution Life Insurance Co Separate Account 11
THIS SECOND AMENDMENT (“Amendment”) is made and entered into this 4th day of January, 2019, by and among TALCOTT RESOLUTION LIFE INSURANCE COMPANY (formerly named Hartford Life Insurance Company), a stock life insurance company organized under the laws of Connecticut (hereinafter the “Company”), TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC. (formerly named Hartford Securities Distribution Company, Inc.) (hereinafter “TRD”), a broker-dealer registered with the Securities Exchange Commission under the Securities Act of 1934, a member of the Financial Industry Regulatory Authority, and an affiliate of Company, and DELAWARE DISTRIBUTORS, L.P., a limited partnership organized under the State of Delaware (hereinafter the “Underwriter”). This Amendment amends the Retail Fund Participation Agreement dated November 6, 2008, as amended (the “Agreement”) entered into between the Company, on its own behalf and on behalf of each separate account of the Company set forth in Schedule A to the Agreeme
ELEVENTH AMENDMENT TO THE FUND PARTICIPATION AGREEMENTFund Participation Agreement • April 30th, 2021 • Talcott Resolution Life Insurance Co Separate Account 11
THIS ELEVENTH AMENDMENT is entered into on September 14, 2017 by and among the Hartford Life Insurance Company (“Company”) acting through its Administrator and attorney-in-fact, Massachusetts Mutual Life Insurance Company (“MassMutual”), Hartford Securities Distribution Company, Inc. (“HSD”), and Putnam Investor Services, Inc. (“PSERV”) and amends that certain Fund Participation Agreement effective June 30, 1997, as amended, (the “Agreement”) by and among Company, PSERV and Putnam Retail Management Limited Partnership (“PRM”). Capitalized terms used herein and not otherwise defined shall have the meaning set forth in the Agreement.
AMENDMENT #6 TO THE FUND PARTICIPATION AGREEMENTFund Participation Agreement • April 30th, 2021 • Talcott Resolution Life Insurance Co Separate Account 11
This Amendment, dated as of May 9, 2016, between Hartford Life Insurance Company, located at 200 Hopmeadow Street, Simsbury, CT 06089 (the “Company”), acting through its Administrator and attorney-in-fact, Massachusetts Mutual Life Insurance Company (“MassMutual”), and Neuberger Berman Management LLC, located at 605 Third Avenue, New York, NY 10158-0180 (“NBM”), is made lo the Fund Participation Agreement, dated as of September 9, 1998, as amended, between the Company and NBM (the “Agreement”). Terms defined in the Agreement are used herein as therein defined.
FORESIDE FINANCIAL SERVICES, LLC (as New Principal Underwriter for BMO Funds) Intermediary AgreementForeside Financial Services • April 30th, 2021 • Talcott Resolution Life Insurance Co Separate Account 11 • New York
THIS INTERMEDIARY AGREEMENT (defined below) is by and among Foreside Financial Services, LLC (“Foreside”), and the above-named intermediary(ies) (collectively, “Intermediary”), and, if applicable, BMO Asset Management Corp. (‘‘Advisor”) and/or BMO Funds, Inc. (“Trust”) (each a “Party” and collectively, the “Parties’’), and is entered into as of the Effective Date (defined below).
Second Amendment to the Retail Fund Participation AgreementRetail Fund Participation Agreement • April 30th, 2021 • Talcott Resolution Life Insurance Co Separate Account 11
This Amendment is made as of this 12th day of October, 2017 to the Retail Fund Participation Agreement dated February 23, 2002 (the “Agreement”) by and between John Hancock Funds, LLC (the “Underwriter”) and Hartford Life Insurance Company (“HLIC”) acting through its Administrator and attorney-in-fact, Massachusetts Mutual Life Insurance Company (“MassMutual”) (the “Company’).
AMENDMENT TO THE RETAIL FUND PARTICIPATION AGREEMENTRetail Fund Participation Agreement • April 30th, 2021 • Talcott Resolution Life Insurance Co Separate Account 11
THIS AMENDMENT is made and entered into as of the 10th day of April, 2017 between Hartford Life Insurance Company acting through its administrator and attorney-in-fact, Massachusetts Mutual Life Insurance Company (“Company”),, Hartford Securities Distribution Company, Inc., Thornburg Investment Management, Inc., (“Advisor”), and Thornburg Securities Corp. a Delaware corporation (“‘Distributor”).
AMENDMENT NO. 5 TO PARTICIPATION AGREEMENT BY AND AMONG TALCOTT RESOLUTION LIFE INSURANCE COMPANY, TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC., PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC AND PRUDENTIAL MUTUAL FUND SERVICES LLCParticipation Agreement • April 30th, 2021 • Talcott Resolution Life Insurance Co Separate Account 11
The Retail Fund Participation Agreement dated April 1, 2008 by and among Talcott Resolution Life Insurance Company (formerly named “Hartford Life Insurance Company”) (the “Company”) acting through its Administrator and attorney-in-fact, Massachusetts Mutual Life Insurance Company (“MassMutual”), Talcott Resolution Distribution Company, Inc. (“TRD’’) (formerly named “Hartford Securities Distribution Company, Inc.”), Prudential Investment Management Services LLC (“PIMS”) and Prudential Mutual Fund Services LLC (‘PMFS”), as amended June 30, 2008, September 30, 2008, November 9, 2009 and March 1, 2012 (the “Agreement”) is hereby amended as provided below effective as of October 31, 2019.
SIXTH AMENDMENT TO RETAIL FUND PARTICIPATION AGREEMENTRetail Fund Participation Agreement • April 30th, 2021 • Talcott Resolution Life Insurance Co Separate Account 11
THIS AMENDMENT to the Retail Fund Participation Agreement is made and entered into as of March 8th, 2016 by and among Hartford Life Insurance Company (the “Company’’) acting through its administrator and attorney-in-fact, Massachusetts Mutual Life Insurance Company (“MassMutual”), AllianceBernstein Investor Services, Inc. (“ABIS”) and AllianceBernstein Investments, Inc. (“ABI”) and (collectively, the “parties”).
AMENDMENT TO PARTICIPATION AGREEMENT Between THE ADVISORS’ INNER CIRCLE FUND II, SEI INVESTMENTS DISTRIBUTION CO., FROST INVESTMENT ADVISORS, LLC, AND TALCOTT RESOLUTION LIFE INSURANCE COMPANY (formerly Hartford Life Insurance Company)Participation Agreement • April 30th, 2021 • Talcott Resolution Life Insurance Co Separate Account 11
THIS AMENDMENT is made and entered into as of the 4th day of January, 2019 to amend the Retail Fund Participation Agreement dated as of February 4, 2010, as amended, by and between Talcott Resolution Life Insurance Company (“Talcott”), and The Advisors’ Inner Circle Fund II on behalf of the Frost Funds (hereinafter the “Fund”), SEI Investments Distribution Co. (hereinafter the “Underwriter”), and Frost Investment Advisors, LLC (hereinafter the “Adviser”) (the “Agreement”).
FUND PARTICIPATION AGREEMENTAgreement • April 30th, 2021 • Talcott Resolution Life Insurance Co Separate Account 11 • New York
THIS AGREEMENT, made and entered into this l 5th of March, 2019, by and among TALCOTT RESOLUTION LIFE INSURANCE COMPANY (formerly named HARTFORD LIFE INSURANCE COMPANY), a stock life insurance company organized under the laws of Connecticut (hereinafter the “Company”) acting through its Administrator and attorney-in-fact, Massachusetts Mutual Life Insurance Company (“MassMutual”), on its own behalf and on behalf of each separate account of the Company set forth in Schedule A hereto, as may be amended from time to time (each such account hereinafter referred to as a “Separate Account”), MORGAN STANLEY INSTITUTIONAL FUND, INC., an open- end diversified management investment company organized under the laws of Maryland (hereinafter the “MSIF Inc.”), MORGAN STANLEY INSTITUTIONAL FUND TRUST, an open-end diversified management investment company organized under the laws of Pennsylvania (hereinafter the “MSIF Trust”) and MORGAN STANLEY DISTRIBUTION, INC., a Delaware corporation (hereinafter t
FOURTH AMENDMENT TO RETAIL FUND PARTICIPATION AGREEMENTRetail Fund Participation Agreement • April 30th, 2021 • Talcott Resolution Life Insurance Co Separate Account 11
This Fourth Amendment to Retail Fund Participation Agreement (“Amendment”) is entered into by and among Legg Mason Investor Services, LLC, (the “Distributor”, “We” or “Us”), Hartford Life Insurance Company (the “Service Provider”, “You” or “Your”) and Hartford Securities Distribution Company, Inc. (“HSD”), collectively (the “Parties”), and is effective the latter of August 1, 2012 or the date of acceptance of this Amendment by the Distributor.
RETAIL FUND PARTICIPATION AGREEMENTRetail Fund Participation Agreement • April 30th, 2021 • Talcott Resolution Life Insurance Co Separate Account 11 • Connecticut
THIS AGREEMENT, made and entered into this 12th of October, 2017, by and among HARTFORD LIFE INSURANCE COMPANY, a stock life insurance company organized under the laws of Connecticut (hereinafter the “Company”) acting through its Administrator and attorney-in-fact, Massachusetts Mutual Life Insurance Company (“MassMutual”), on its own behalf and on behalf of each separate account of the Company set forth in Schedule A hereto, as may be amended from time to time (each such account hereinafter referred to as a “Separate Account”), Virtus Fund Services, LLC (hereinafter the “Transfer Agent”), a Delaware limited liability company, as the transfer agent of the Virtus Mutual Funds,, open-end diversified management investment companies organized under the laws of Delaware (each hereinafter the “Fund”) and VP Distributors, LLC, a Delaware limited liability company (hereinafter the “Underwriter”).
THIRD AMENDMENT TO RETAIL FUND PARTICIPATION AGREEMENT AND MUTUAL FUND SALES AGREEMENT ADDENDUMRetail Fund Participation Agreement • April 30th, 2021 • Talcott Resolution Life Insurance Co Separate Account 11
THIS AMENDMENT is made and entered into as of the 24th day of May, 2016 between Hartford Life Insurance Company (“Company”) acting through its administrator and attorney-in-fact, Massachusetts Mutual Life Insurance Company (“MassMutual”), and the investment companies executing this Amendment (each a “Fund” and collectively the “Funds”), on behalf of themselves and each of their series or classes of shares solely with respect to this Agreement, J.P. Morgan Investment Management Inc. and Security Capital Research & Management Incorporated, each an investment adviser to a Fund or Funds (“Advisors”) and JPMorgan Distribution Services, Inc., a broker dealer organized under the laws of Delaware that is the distributor of shares of the Fund (“JPMDS”) as party to the Agreement and the Addendum to the Agreement.
SECOND AMENDMENT TO RETAIL FUND PARTICIPATION AGREEMENTRetail Fund Participation Agreement • April 30th, 2021 • Talcott Resolution Life Insurance Co Separate Account 11
THIS AMENDMENT, dated as of March 18, 2019 (the “Amendment”), between Talcott Resolution Life Insurance Company (formerly Hartford Life Insurance Company) (the “Company”) acting through its Administrator and attorney-in-fact, Massachusetts Mutual Life Insurance Company (“MassMutual ‘), and Nuveen Securities, LLC (formerly Nuveen Investments, LLC) (the “Distributor”), the principal underwriter of the Nuveen-sponsored open-end management investment companies (the “Funds”), amends that certain Retail Fund Participation Agreement, dated January 11, 2007, as amended February l, 2011, by and among the parties hereto (the “Agreement”).
FOURTH AMENDMENT TO RETAIL FUND PARTICIPATION AGREEMENTRetail Fund Participation Agreement • April 30th, 2021 • Talcott Resolution Life Insurance Co Separate Account 11
This amendment (the “Amendment”) is made this 18th day of May, 2011, and amends the prior Agreement dated May 1, 2002 (the “Agreement”), as amended, among Hartford Life Insurance Company, a Connecticut corporation, (the “Company”), Eaton Vance Distributors, Inc., a Massachusetts corporation (“Underwriter”), and each registered investment company listed on Schedule A hereto, on behalf of each participating series thereof (each a “Fund” collectively the “Funds”). Capitalized terms used but not defined herein have the meanings ascribed to them in the Agreement.
SECOND AMENDMENT TO THE RETAIL FUND PARTICIPATION AGREEMENTRetail Fund Participation Agreement • April 30th, 2021 • Talcott Resolution Life Insurance Co Separate Account 11
THIS AMENDMENT is effective as of July 18, 2019, by and among Talcott Resolution Life Insurance Company (formerly named Hartford Life Insurance Company) (“Company”) acting through its Administrator and attorney-in-fact, Massachusetts Mutual Life Insurance Company (“MassMutual”), Keeley Teton Advisors, LLC (Investment Adviser) and G.distributors, LLC (Distributor), as parties to the Retail Fund Participation Agreement, dated January 12, 2005 (the “Agreement”),WHEREAS, the Company has issued certain group variable annuity contracts and variable funding agreements (the “Contracts”) in connection with various qualified retirement plans and other employer-sponsored retirement plans (“Plans”) and provides administrative and/or recordkeeping services to such Plans;
AMENDMENT TO AGREEMENTAgreement • April 30th, 2021 • Talcott Resolution Life Insurance Co Separate Account 11
This amendment (the “Amendment”) to the Retail Fund Participation Agreement dated July 1, 2004, between Columbia Management Investment Distributors, Inc. (the Distributor”) and Talcott Resolution Life Insurance Company (formerly named Hartford Life Insurance Company), acting through its administrator and attorney-in-fact, Massachusetts Mutual Life Insurance Company (the “Company”) (the “Agreement”), is entered into this 1st day of March, 2019.
AMENDMENT NO. 11 TO THE HARTFORD RETAIL FUND PARTICIPATION AGREEMENT BY AND AMONG HARTFORD SECURITIES DISTRIBUTION COMPANY, INC., HARTFORD LIFE INSURANCE COMPANY, MFS FUND DISTRIBUTORS, INC. AND MFS SERVICE CENTER, INC. DATED JULY 11, 2018Retail Fund Participation Agreement • April 30th, 2021 • Talcott Resolution Life Insurance Co Separate Account 11
WHEREAS, Hartford Securities Distribution Company, Inc. (“HSD”), Hartford Life Insurance Company (“Hartford” or “Service Provider”) acting through its administrator and attorney-in-fact, Massachusetts Mutual Life Insurance Company (“MassMutual”), MFS Fund Distributors, Inc. (“MFD”) and MFS Service Center, Inc. (“MFSC” and, collectively with MFD, “MFS”) entered into a Hartford Retail Participation Agreement, effective as of September 1, 2000, as amended (as amended to date, the “Agreement”), relating to each investment company registered under the Investment Company Act of 1940, as amended (the “1940 Act”) (the “Trusts”) and each series thereof (or class of shares of a series thereof) listed in Schedule B to the Agreement, as updated from time to time by the Company (each, a “Fund” and collectively, the “Funds”); and
SEVENTH AMENDMENT TO RETAIL FUND PARTICIPATION AGREEMENTRetail Fund Participation • April 30th, 2021 • Talcott Resolution Life Insurance Co Separate Account 11
This instrument (“Amendment”) amends the Retail Fund Participation Agreement dated September 29, 2000, as amended (the “Agreement”), among Talcott Resolution Life Insurance Company (formerly named Hartford Life Insurance Company) (the “Company”), a stock life insurance company organized under the laws of Connecticut, acting through its administrator and attorney-in-fact, Massachusetts Mutual Life Insurance Company (“MassMutual”); The Dreyfus Corporation (the “Advisor”), a New York corporation; MBSC Securities Corporation, a New York corporation (the “Underwriter”); and those funds listed on Schedule B attached hereto (the “Funds”). Defined terms not otherwise defined herein shall have the meanings ascribed to them in the Agreement.
FOURTH AMENDMENT TO THE RETAIL FUND PARTICIPATION AGREEMENTRetail Fund Participation Agreement • April 30th, 2021 • Talcott Resolution Life Insurance Co Separate Account 11
THIS FOURTH AMENDMENT, effective as of July l, 2018 (this “Fourth Amendment’’), is by and among TALCOTT RESOLUTION LIFE INSURANCE COMPANY (formerly, Hartford Life Insurance Company) (“Company”) acting through its Administrator and attorney-in-fact, Massachusetts Mutual Life Insurance Company (“MassMutual”), TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC. (formerly Hartford Securities Distribution Company, Inc.) (“TRDC”), ROYCE FUND SERVICES, LLC (formerly Royce Fund Services, Inc.) (“Underwriter”) and THE ROYCE FUND, on behalf of its series listed on Schedule A hereto (collectively the “Funds”):
AMENDMENT TO THE RETAIL FUND PARTICIPATION AGREEMENTRetail Fund Participation Agreement • April 30th, 2021 • Talcott Resolution Life Insurance Co Separate Account 11
Pursuant to Sections 10.8 and 10.9 the Retail Fund Participation Agreement dated August 9, 2004 by and among Talcott Resolution Life Insurance Company (formerly named Hartford Life Insurance Company), Talcott Resolution Distribution Company, Inc. (formerly named Hartford Securities Distribution Company, Inc.), The Alger Funds, The Alger Institutional Funds, The Alger Portfolios (collectively, the “Funds’’) and Fred Alger & Company, Incorporated, as amended July 3, 2007, March 20, 2009 and October 7, 2009 (the “Agreement”), the Agreement is hereby amended as provided below (the “Amendment”), effective as of the latest date set forth below:
AMENDMENT No. 1 TO THE RETAIL FUND PARTICIPATION AGREEMENTRetail Fund Participation Agreement • April 30th, 2021 • Talcott Resolution Life Insurance Co Separate Account 11
THIS AMENDMENT (the “Amendment”) is dated as of July 1, 2019 and is executed by and among Talcott Resolution Life Insurance Company (formerly named Hartford Life Insurance Company) (the “Company”) acting through its administrator and attorney-in-fact, Massachusetts Mutual Life Insurance Company, Timothy Plan, an open-end diversified management investment company organized under the laws of Delaware (the “Fund”), and Timothy Partners, Ltd., a Florida limited partnership (the “Underwriter”), (together, the “ parties”). Capitalized terms used and not defined in this Amendment shall have the meaning ascribed to them in the Agreement (as defined below).
AMENDMENT ONE TO RETAIL FUND PARTICIPATION AGREEMENTRetail Fund Participation Agreement • April 30th, 2021 • Talcott Resolution Life Insurance Co Separate Account 11
THIS AMENDMENT is made as of July 11, 2016 by and among Hartford Life Insurance Company (“Company”) acting through its Administrator and attorney-in-fact, Massachusetts Mutual Life Insurance Company (“MassMutual”), MassMutual Select Funds, MassMutual Premier Funds (together with MassMutual Select Funds, the “Funds”), and MML Distributors, LLC (the “Underwriter”).
RETAIL FUND PARTICIPATION AGREEMENTRetail Fund Participation Agreement • April 30th, 2021 • Talcott Resolution Life Insurance Co Separate Account 11 • New York
THIS AGREEMENT, made and entered into this 6th of June, 2018, by and among HARTFORD LIFE INSURANCE COMPANY, a stock life insurance company organized under the laws of Connecticut (hereinafter the “Company”) acting through its Administrator and attorney-in-fact, Massachusetts Mutual Life Insurance Company (“MassMutual”), on its own behalf and on behalf of each separate account of the Company set forth in Schedule A hereto, as may be amended from time to time (each such account hereinafter referred to as a “Separate Account”), Victory Portfolios, a Delaware statutory trust, (hereinafter the “Fund”), and Victory Capital Advisers, Inc. (hereinafter the “Underwriter”).
