0001104659-15-083061 Sample Contracts

TAX INDEMNITY AND SHARING AGREEMENT BETWEEN ASSOCIATED CAPITAL GROUP, INC. AND GAMCO INVESTORS, INC. Dated as of November 30, 2015
Tax Indemnity and Sharing Agreement • December 4th, 2015 • Gamco Investors, Inc. Et Al • Security brokers, dealers & flotation companies • New York

THIS TAX INDEMNITY AND SHARING AGREEMENT (the “Agreement”) is dated as of November 30, 2015 by and between GAMCO Investors, Inc., a Delaware corporation (“GAMCO”), and Associated Capital Group, Inc., a Delaware corporation and a wholly-owned subsidiary of GAMCO (“ACG”). ACG and GAMCO are the “Parties.” Unless otherwise indicated, all “Section” references in this Agreement are to sections of the Agreement.

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TRANSITIONAL ADMINISTRATIVE AND MANAGEMENT SERVICES AGREEMENT
Transitional Administrative and Management Services Agreement • December 4th, 2015 • Gamco Investors, Inc. Et Al • Security brokers, dealers & flotation companies • New York

THIS TRANSITIONAL ADMINISTRATIVE AND MANAGEMENT SERVICES AGREEMENT (this “Agreement”) is dated as of November 30, 2015, between GAMCO Investors, Inc., a Delaware corporation (“GAMCO”), and Associated Capital Group, Inc., a Delaware corporation (“ACG”, and together with GAMCO, “Parties”, or each individually, a “Party”).

SEPARATION AND DISTRIBUTION AGREEMENT
Separation and Distribution Agreement • December 4th, 2015 • Gamco Investors, Inc. Et Al • Security brokers, dealers & flotation companies • New York
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