0000898745-20-000619 Sample Contracts

PRINCIPAL FUNDS, INC. AMENDED AND RESTATED SUB-ADVISORY AGREEMENT VAUGHAN NELSON INVESTMENT MANAGEMENT, LP SUB-ADVISED FUND
Sub-Advisory Agreement • October 30th, 2020 • Principal Funds Inc • Iowa

AMENDED AND RESTATED SUB-ADVISORY AGREEMENT (the “Agreement”) to be effective as of July 1, 2020, by and between PRINCIPAL GLOBAL INVESTORS, LLC, a Delaware limited liability company (the “Manager”), and Vaughan Nelson Investment Management, LP (the “Sub-Advisor”).

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PRINCIPAL FUNDS, INC. SECOND AMENDED AND RESTATED SUB-ADVISORY AGREEMENT KLS DIVERSIFIED ASSET MANAGEMENT LP SUB-ADVISED FUND
Sub-Advisory Agreement • October 30th, 2020 • Principal Funds Inc • Iowa

SECOND AMENDED AND RESTATED SUB-ADVISORY AGREEMENT (the “Agreement”) to be effective as of July 1, 2020, by and between PRINCIPAL GLOBAL INVESTORS, LLC, a Delaware limited liability company (the “Manager”), and KLS DIVERSIFIED ASSET MANAGEMENT LP, a Delaware limited partnership (the “Sub-Advisor”).

PRINCIPAL FUNDS, INC. AMENDED AND RESTATED SUB-ADVISORY AGREEMENT BLACKROCK FINANCIAL MANAGEMENT, INC. SUB-ADVISED FUNDS
Sub-Advisory Agreement • October 30th, 2020 • Principal Funds Inc • Iowa

AMENDED AND RESTATED SUB-ADVISORY AGREEMENT (the “Agreement”) to be effective as of July 1, 2020, by and between PRINCIPAL GLOBAL INVESTORS, LLC, a Delaware limited liability company (the “Manager"), and BLACKROCK FINANCIAL MANAGEMENT, INC., a Delaware corporation (the “Sub-Advisor).

PRINCIPAL FUNDS, INC. CONTRACTUAL FEE WAIVER AGREEMENT
Contractual Fee Waiver Agreement • October 30th, 2020 • Principal Funds Inc

AGREEMENT made this July 1, 2020 by and between Principal Funds, Inc. (the “Fund”) and Principal Global Investors, LLC (the “Advisor”) (together, the “Parties”).

PRINCIPAL FUNDS, INC. AMENDED AND RESTATED MANAGEMENT AGREEMENT
Management Agreement • October 30th, 2020 • Principal Funds Inc

This AMENDED AND RESTATED MANAGEMENT AGREEMENT (the “Agreement”), to be effective July 1, 2020, is by and between PRINCIPAL FUNDS, INC., a Maryland corporation (the “Fund”), on behalf of each series identified on Schedule 1 attached hereto, as may be amended from time to time (each, a “Series”), and PRINCIPAL GLOBAL INVESTORS, LLC, a Delaware limited liability company (the “Manager”).

PRINCIPAL FUNDS, INC. AMENDED AND RESTATED SUB-ADVISORY AGREEMENT FINISTERRE CAPITAL LLP SUB-ADVISED FUNDS
Sub-Advisory Agreement • October 30th, 2020 • Principal Funds Inc • Iowa

AMENDED AND RESTATED SUB-ADVISORY AGREEMENT (the “Agreement”) executed as of July 1, 2020, by and between PRINCIPAL GLOBAL INVESTORS, LLC, a Delaware limited liability company (the “Manager”), and FINISTERRE CAPITAL LLP, a limited liability partnership formed under the laws of the United Kingdom (the “Sub-Advisor”).

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