0000898745-19-000437 Sample Contracts

AMENDED AND RESTATED MANAGEMENT AGREEMENT
Management Agreement • June 10th, 2019 • Principal Funds Inc

AGREEMENT to be effective April 12, 2019, by and between PRINCIPAL FUNDS, INC., a Maryland corporation (hereinafter called the “Fund”), on behalf of each series identified on Schedule 1 attached hereto, as may be amended from time to time (each, a “Series”), and PRINCIPAL GLOBAL INVESTORS, LLC, a Delaware Limited Liability Company (hereinafter called the “Manager”).

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PRINCIPAL FUNDS, INC. DISTRIBUTION PLAN AND AGREEMENT CLASS A SHARES
Distribution Plan and Agreement • June 10th, 2019 • Principal Funds Inc

DISTRIBUTION PLAN AND AGREEMENT made as of April 2, 2019, by and between PRINCIPAL FUNDS, INC., a Maryland corporation (the "Fund"), and PRINCIPAL FUNDS DISTRIBUTOR, INC., a Washington corporation (the " Distributor ").

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PRINCIPAL FUNDS, INC. CONTRACTUAL FEE WAIVER AGREEMENT
Contractual Fee Waiver Agreement • June 10th, 2019 • Principal Funds Inc

AGREEMENT made this May 6, 2019 by and between Principal Funds, Inc. (the “Fund”) and Principal Global Investors, LLC (the “Advisor”) (together, the “Parties”).

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Amendment No. 1 to Amended and Restated Sub Advisory Agreement
Sub Advisory Agreement • June 10th, 2019 • Principal Funds Inc

THIS AMENDMENT NO. 1 TO AMENDED AND RESTATED SUB-ADVISORY AGREEMENT, effective as of April 1, 2019 (this “Amendment”) is made by and among Principal Global Investors, LLC, a Delaware limited liability company (“Manager”), Macquarie Capital Investment Management LLC, a limited liability company organized under the laws of Delaware (“Sub-Advisor”), and Delaware Investments Fund Advisers, a series of Macquarie Investment Management Business Trust, a Delaware statutory trust (“DIFA”) and amends the Amended and Restated Sub-Advisory Agreement between Manager and Sub-Advisor dated December 15, 2017 (“Sub-Advisory Agreement”).

Sample 1
PRINCIPAL FUNDS, INC.
Sub‑advisory Agreement • June 10th, 2019 • Principal Funds Inc • Iowa

AMENDED AND RESTATED SUB-ADVISORY AGREEMENT (the “Agreement”) executed as of May 3, 2019, by and between PRINCIPAL GLOBAL INVESTORS, LLC, a Delaware limited liability company (hereinafter called the “Manager”), and FINISTERRE CAPITAL LLP, a Limited Liability Partnership formed under the laws of the United Kingdom (hereinafter called the “Sub‑Advisor”).

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