Common Contracts

910 similar Underwriting Agreement contracts by Claros Mortgage Trust, Inc., Runway Growth Finance Corp., Sachem Capital Corp., others

April 22nd, 2022
Chicken Soup for the Soul Entertainment, Inc.10,400,000 Principal Amount

Chicken Soup for the Soul Entertainment, Inc., a Delaware corporation (the “Company”), confirms its respective agreements with Ladenburg Thalmann & Co. Inc. (“Ladenburg”) and each of the other underwriters named in Schedule I (collectively, the “Underwriters,” which term shall also include any underwriter substituted as hereinafter provided in Section 10 hereof), for whom Ladenburg is acting as representative (in such capacity, the “Representative”), with respect to (i) the sale by the Company and the purchase by the Underwriters, acting severally and not jointly, of the respective principal amount of the Company’s 9.50% Senior Unsecured Notes due 2025 (the “Notes”), set forth in Schedule I, and (ii) the grant by the Company to the Underwriters, acting severally and not jointly, of the option to purchase up to an aggregate of $1,560,000 additional principal amount of notes to cover over-allotments, if any, on the terms set forth in Section 2(b) (this “Agreement”). The aggregate $10,400

April 7th, 2022
Selecta Biosciences IncSELECTA BIOSCIENCES, INC. (a Delaware corporation) 27,428,572 Shares of Common Stock and Warrants to Purchase 20,571,429 Shares of Common Stock UNDERWRITING AGREEMENT
April 5th, 2022
Innovative Industrial Properties Inc1,578,948 Shares Innovative Industrial Properties, Inc. Common Stock UNDERWRITING AGREEMENT
March 31st, 2022
Redaptive, Inc.REDAPTIVE, INC. (a Delaware corporation) [l] Shares of Common Stock UNDERWRITING AGREEMENT
March 28th, 2022
Purple Innovation, Inc.PURPLE INNOVATION, INC. (a Delaware corporation) 14,000,000 Shares of Class A Common Stock UNDERWRITING AGREEMENT

Purple Innovation, Inc., a Delaware corporation (the “Company”), confirms its agreement with BofA Securities, Inc. (the “Underwriter”), with respect to (i) the sale by the Company and the purchase by the Underwriter of 14,000,000 shares of Class A common stock, par value $0.0001 per share, of the Company (the “Class A Common Stock”) set forth in Schedule A hereto and (ii) the grant by the Company to the Underwriter of the option described in Section 2(b) hereof to purchase all or any part of 2,100,000 additional shares of Class A Common Stock. The aforesaid 14,000,000 shares of Class A Common Stock (the “Initial Securities”) to be purchased by the Underwriter and all or any part of the 2,100,000 shares of Class A Common Stock subject to the option described in Section 2(b) hereof (the “Option Securities”) are herein called, collectively, the “Securities.”

March 24th, 2022
Piedmont Lithium Inc.UNDERWRITING AGREEMENT
March 23rd, 2022
Wesbanco IncContract

Wesbanco, Inc., a West Virginia corporation (the “Company”), proposes to issue and sell to the several underwriters named in Schedule A hereto (the “Underwriters”, which term shall include any underwriter substituted pursuant to Section 11 hereof) pursuant to the terms set forth herein (this “Agreement”) $150,000,000.00 aggregate principal amount of the Company’s 3.75% Fixed-to-Floating Rate Subordinated Notes due 2032 (the “Securities”). The Securities will be issued pursuant to an indenture, to be dated as of March 23, 2022 (the “Base Indenture”), between the Company and Wilmington Trust, National Association, as trustee (the “Trustee”), as supplemented by a supplemental indenture thereto relating to the Securities, to be dated as of March 23, 2022, between the Company and the Trustee (the “Supplemental Indenture” and, together with the Base Indenture, the “Indenture”). Keefe, Bruyette & Woods, Inc. (“KBW”) has agreed to act as representative of the several Underwriters (in such capa

March 15th, 2022
Inari Medical, Inc.INARI MEDICAL, INC. (a Delaware corporation) 2,000,000 Shares of Common Stock UNDERWRITING AGREEMENT
March 9th, 2022
Sachem Capital Corp.Sachem Capital Corp. UNDERWRITING AGREEMENT
March 8th, 2022
Veritex Holdings, Inc.3,947,369 Shares VERITEX HOLDINGS, INC. Common Stock UNDERWRITING AGREEMENT
March 3rd, 2022
HOOKIPA Pharma Inc.HOOKIPA PHARMA INC. (a Delaware corporation) 21,700,000 Shares of Common Stock 15,800 Shares of Series A-1 Convertible Preferred Stock UNDERWRITING AGREEMENT
January 13th, 2022
Vaxcyte, Inc.VAXCYTE, INC. (a Delaware corporation) 2,500,000 Shares of Common Stock and Pre-Funded Warrants to Purchase 2,500,000 Shares of Common Stock UNDERWRITING AGREEMENT
January 12th, 2022
HomeStreet, Inc.Contract

The Securities will be issued pursuant to an indenture between the Company and Computershare Trust Company, N.A., as Trustee (the “Trustee”), to be dated as of January 19, 2022, as supplemented by a supplemental indenture thereto to be dated as of January 19, 2022, between the Company and the Trustee (collectively, the “Indenture”). The Indenture and this Agreement are hereinafter referred to collectively as the “Operative Documents.”

December 20th, 2021
Sachem Capital Corp.Sachem Capital Corp.

Sachem Capital Corp., a New York corporation (the “Company”), confirms its respective agreements with Ladenburg Thalmann & Co. Inc. (“Ladenburg”) and each of the other underwriters named in Schedule I (collectively, the “Underwriters,” which term shall also include any underwriter substituted as hereinafter provided in Section 10 hereof), for whom Ladenburg is acting as representative (in such capacity, the “Representative”), with respect to (i) the sale by the Company and the purchase by the Underwriters, acting severally and not jointly, of the respective principal amount of the Company’s 6.00% Senior Notes due 2026 (the “Notes”), set forth in Schedule I, and (ii) the grant by the Company to the Underwriters, acting severally and not jointly, of the option to purchase up to an aggregate of $6,750,000 additional principal amount of notes to cover over-allotments, if any, on the terms set forth in Section 2(b) (this “Agreement”). The aforesaid aggregate $45,000,000 principal amount of

November 23rd, 2021
Renasant CorpContract

Renasant Corporation, a Mississippi corporation (the “Company”), confirms its agreement (the “Agreement”) with Keefe, Bruyette & Woods, Inc. (“KBW”) and each of the other Underwriters named in Schedule I hereto (collectively, the “Underwriters,” which term shall also include any underwriter substituted as provided pursuant to Section 10 hereof), for whom KBW is acting as representative (in such capacity, the “Representative”), with respect to the issue and sale by the Company and the purchase by the Underwriters, acting severally and not jointly, of $200,000,000.00 aggregate principal amount of its 3.00% Fixed to Floating Rate Subordinated Notes due 2031 (the “Securities”). The Securities will be issued in book-entry only form to Cede & Co. as nominee of The Depository Trust Company (“DTC”) pursuant to the Letter of Representations, to be dated as of the Closing Time (as defined in Section 2 hereof), between the Company and DTC.

November 22nd, 2021
Victory Capital Holdings, Inc.VICTORY CAPITAL HOLDINGS, INC. (a Delaware corporation) 4,000,000 Shares of Class A Common Stock UNDERWRITING AGREEMENT Dated: November 17, 2021 VICTORY CAPITAL HOLDINGS, INC. (a Delaware corporation) 4,000,000 Shares of Class A Common Stock...
November 17th, 2021
Tapestry, Inc.TAPESTRY, INC. (a Maryland corporation) $500,000,000 3.050% Senior Notes due 2032 UNDERWRITING AGREEMENT Dated: November 16, 2021

Tapestry, Inc., a Maryland corporation (the “Company”), proposes to issue and sell to the several underwriters named in Schedule A (the “Underwriters”), acting severally and not jointly, the respective principal amounts set forth in such Schedule A of the Company’s 3.050% Senior Notes due 2032 (the “Notes”). BofA Securities, Inc., HSBC Securities (USA) Inc. and J.P. Morgan Securities LLC have agreed to act as representatives of the several Underwriters (in such capacity, the “Representatives”) in connection with the offering and sale of the Notes.

November 17th, 2021
Vaxxinity, Inc.VAXXINITY, INC. (a Delaware corporation) 6,000,000 Shares of Class A Common Stock UNDERWRITING AGREEMENT
November 12th, 2021
Chicago Atlantic Real Estate Finance, Inc.●] Shares Chicago Atlantic Real Estate Finance, Inc. Common Stock UNDERWRITING AGREEMENT
November 12th, 2021
Enterprise Financial Services Corp2,800,000 Depositary Shares Each Representing a 1/40th Interest in a Share of 5.00% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series A ENTERPRISE FINANCIAL SERVICES CORP UNDERWRITING AGREEMENT

Enterprise Financial Services Corp, a Delaware corporation (the "Company"), proposes to issue and sell to the several underwriters named in Schedule A hereto (the "Underwriters") pursuant to the terms set forth herein (this "Agreement") an aggregate of 2,800,000 depositary shares (the "Firm Depositary Shares"), each such depositary share representing ownership of a 1/40th interest in a share of the Company's 5.00% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series A, par value $0.01 per share (the "Preferred Stock"). The Company also granted to the Underwriters an option to purchase up to an additional 200,000 depositary shares (the "Option Depositary Shares"). The Firm Depositary Shares and the Option Depositary Shares are hereinafter referred to collectively as the "Depositary Shares." Keefe, Bruyette & Woods, Inc. ("KBW") has agreed to act as representative of the several Underwriters (in such capacity, the "Representative") in connection with the offering and sale of the D

November 5th, 2021
Vaxxinity, Inc.VAXXINITY, INC. (a Delaware corporation) [ ] Shares of Class A Common Stock UNDERWRITING AGREEMENT
November 5th, 2021
Claros Mortgage Trust, Inc.CLAROS MORTGAGE TRUST, INC. (a Maryland corporation) 5,524,934 Shares of Common Stock, $0.01 par value per share UNDERWRITING AGREEMENT
November 2nd, 2021
Winc, Inc.Winc, Inc. (a Delaware corporation) [--] Shares of Common Stock UNDERWRITING AGREEMENT Dated: November [--], 2021 WINC, INC. (a Delaware corporation) [--] Shares of Common Stock
October 29th, 2021
COMSovereign Holding Corp.UNDERWRITING AGREEMENT
October 29th, 2021
Clarus CorpCLARUS CORPORATION (a Delaware corporation) 2,750,000 Shares of Common Stock UNDERWRITING AGREEMENT

Clarus Corporation, a Delaware corporation (the “Company”), confirms its agreement with BofA Securities, Inc. (“BofA”) and each of the other Underwriters named in Schedule A hereto (collectively, the “Underwriters,” which term shall also include any underwriter substituted as hereinafter provided in Section 10 hereof), for whom BofA is acting as Representative (in such capacity, the “Representative”), with respect to (i) the sale by the Company and the purchase by the Underwriters, acting severally and not jointly, of the respective numbers of shares of Common Stock, par value $0.0001 per share, of the Company (“Common Stock”) set forth in Schedule A hereto and (ii) the grant by the Company to the Underwriters, acting severally and not jointly, of the option described in Section 2(b) hereof to purchase all or any part of 412,500 additional shares of Common Stock. The aforesaid 2,750,000 shares of Common Stock (the “Initial Securities”) to be purchased by the Underwriters and all or any

October 28th, 2021
Agenus IncMiNK Therapeutics, Inc. (a Delaware corporation) 3,333,334 Shares of Common Stock UNDERWRITING AGREEMENT
October 28th, 2021
Claros Mortgage Trust, Inc.CLAROS MORTGAGE TRUST, INC. (a Maryland corporation) [●] Shares of Common Stock, $0.01 par value per share UNDERWRITING AGREEMENT
October 28th, 2021
Delimobil Holding S.A.DELIMOBIL HOLDING S.A. (a public limited liability company (société anonyme)) 46,000,000 Ordinary Shares, In the form of American Depositary Shares UNDERWRITING AGREEMENT
October 27th, 2021
Arhaus, Inc.ARHAUS, INC. (a Delaware corporation) Shares of Class A Common Stock UNDERWRITING AGREEMENT

If the undersigned is an officer or director of the Company, (1) the Representatives agree that, at least three business days before the effective date of any release or waiver of the foregoing restrictions in connection with a transfer of shares of the Common Stock, the Representatives will notify the Company of the impending release or waiver, and (2) the Company has agreed in the Underwriting Agreement to announce the impending release or waiver by press release through a major news service at least two business days before the effective date of the release or waiver. Any release or waiver granted by the Representatives hereunder to any such officer or director shall only be effective two business days after the publication date of such press release. The provisions of this paragraph will not apply if (i) the release or waiver is effected solely to permit a transfer not for consideration and (ii) the transferee has agreed in writing to be bound by the same terms described in this le

October 25th, 2021
Sonendo, Inc.SONENDO, INC. (a Delaware corporation) [●] Shares of Common Stock UNDERWRITING AGREEMENT

Sonendo, Inc., a Delaware corporation (the “Company”), confirms its agreement with BofA Securities, Inc. (“BofA”), Goldman Sachs & Co. LLC (“Goldman Sachs”), Piper Sandler & Co. (“Piper Sandler”) and each of the other underwriters named in Schedule A hereto (collectively, the “Underwriters,” which term shall also include any underwriter substituted as hereinafter provided in Section 10 hereof), for whom BofA, Goldman Sachs and Piper Sandler are acting as representatives (in such capacity, the “Representatives”), with respect to (i) the sale by the Company and the purchase by the Underwriters, acting severally and not jointly, of the respective numbers of shares of common stock, par value $0.001 per share, of the Company (“Common Stock”) set forth in Schedule A hereto and (ii) the grant by the Company to the Underwriters, acting severally and not jointly, of the option described in Section 2(b) hereof to purchase all or any part of [●] additional shares of Common Stock. The aforesaid [●

October 13th, 2021
Winc, Inc.Winc, Inc. (a Delaware corporation) [--] Shares of Common Stock UNDERWRITING AGREEMENT Dated: [--], 2021 WINC, INC. (a Delaware corporation) [--] Shares of Common Stock

Winc, Inc., a Delaware corporation (the “Company”), confirms its agreement with BofA Securities, Inc. (“BofA”) and each of the other Underwriters named in Schedule A hereto (collectively, the “Underwriters,” which term shall also include any underwriter substituted as hereinafter provided in Section 10 hereof), for whom BofA is acting as representative (in such capacity, the “Representative”), with respect to (i) the sale by the Company and the purchase by the Underwriters, acting severally and not jointly, of the respective numbers of shares of Common Stock, par value $[--] per share, of the Company (“Common Stock”) set forth in Schedule A hereto and (ii) the grant by the Company to the Underwriters, acting severally and not jointly, of the option described in Section 2(b) hereof to purchase all or any part of [--] additional shares of Common Stock. The aforesaid shares of Common Stock (the “Initial Securities”) to be purchased by the Underwriters and all or any part of the [--] share

October 13th, 2021
Runway Growth Finance Corp.RUNWAY GROWTH FINANCE CORP. (a Maryland corporation) [•] Shares of Common Stock UNDERWRITING AGREEMENT Dated: October [•], 2021 RUNWAY GROWTH FINANCE CORP. (a Maryland corporation) [•] Shares of Common Stock UNDERWRITING AGREEMENT
October 12th, 2021
Paragon 28, Inc.PARAGON 28, INC. (a Delaware corporation) [●] Shares of Common Stock UNDERWRITING AGREEMENT
October 4th, 2021
Pyxis Oncology, Inc.Pyxis Oncology, Inc. (a Delaware corporation) [ ● ] Shares of Common Stock UNDERWRITING AGREEMENT
September 27th, 2021
Runway Growth Finance Corp.RUNWAY GROWTH FINANCE CORP. (a Maryland corporation) [•] Shares of Common Stock UNDERWRITING AGREEMENT Dated: October [•], 2021