SAB Biotherapeutics, Inc. Shares of Common Stock (par value $0.0001 per share) Controlled Equity OfferingSM Sales AgreementSAB Biotherapeutics, Inc. • January 26th, 2024 • Biological products, (no disgnostic substances) • New York
Company FiledJanuary 26th, 2024 Industry JurisdictionSAB Biotherapeutics, Inc., a Delaware corporation (the “Company”), confirms its agreement (this “Agreement”) with Cantor Fitzgerald & Co. (the “Agent”), as follows:
OKYO PHARMA LIMITED Ordinary Shares (no par value) At Market Issuance Sales AgreementOKYO Pharma LTD • December 21st, 2023 • Biological products, (no disgnostic substances) • New York
Company FiledDecember 21st, 2023 Industry Jurisdiction
HALLADOR ENERGY COMPANY Common Stock (par value $0.01 per share) At Market Issuance Sales AgreementHallador Energy Co • December 18th, 2023 • Bituminous coal & lignite mining • New York
Company FiledDecember 18th, 2023 Industry Jurisdiction
At Market Issuance Sales AgreementSeanergy Maritime Holdings Corp. • December 15th, 2023 • Deep sea foreign transportation of freight • New York
Company FiledDecember 15th, 2023 Industry Jurisdiction
Sales AgreementNightHawk Biosciences, Inc. • December 8th, 2023 • Pharmaceutical preparations • New York
Company FiledDecember 8th, 2023 Industry JurisdictionNightHawk Biosciences, Inc., a Delaware corporation (the “Company”) confirms its agreement (this “Agreement”) with A.G.P./Alliance Global Partners (the “Agent”) as follows:
At Market Issuance Sales AgreementPerspective Therapeutics, Inc. • November 17th, 2023 • Surgical & medical instruments & apparatus • New York
Company FiledNovember 17th, 2023 Industry Jurisdiction
HYPERFINE, INC. Class A Common Stock (par value $0.0001 per share) At Market Issuance Sales AgreementHyperfine, Inc. • November 9th, 2023 • Electromedical & electrotherapeutic apparatus • New York
Company FiledNovember 9th, 2023 Industry Jurisdiction
Execution Version TROIKA MEDIA GROUP, INC. Common Stock (par value $0.001 per share) At Market Issuance Sales Agreement May 24, 2023 B. Riley Securities, Inc. 299 Park Avenue, 21st Floor New York, NY 10171 Ladies and Gentlemen: Troika Media Group,...Troika Media Group, Inc. • October 20th, 2023 • Cable & other pay television services
Company FiledOctober 20th, 2023 Industry
AMPRIUS TECHNOLOGIES, INC. Common Stock (par value $0.0001 per share) At Market Issuance Sales AgreementAmprius Technologies, Inc. • October 3rd, 2023 • Miscellaneous electrical machinery, equipment & supplies • New York
Company FiledOctober 3rd, 2023 Industry Jurisdiction
Equity Distribution AgreementOne Liberty Properties Inc • September 21st, 2023 • Real estate investment trusts • New York
Company FiledSeptember 21st, 2023 Industry Jurisdiction
TIZIANA LIFE SCIENCES LTD. Common Shares ($0.001 par value per share) At Market Issuance Sales AgreementTiziana Life Sciences LTD • September 1st, 2023 • Pharmaceutical preparations • New York
Company FiledSeptember 1st, 2023 Industry Jurisdiction
MAIA BIOTECHNOLOGY, INC. Shares of Common Stock ATM Sales AgreementMAIA Biotechnology, Inc. • September 1st, 2023 • Pharmaceutical preparations • New York
Company FiledSeptember 1st, 2023 Industry JurisdictionMAIA Biotechnology, Inc., a Delaware corporation (the “Company”), confirms its agreement (this “Agreement”) with ThinkEquity LLC (the “Agent”), as follows:
PETVIVO HOLDINGS, INC. Up to $2,500,000 Shares of Common Stock ATM Sales AgreementPetVivo Holdings, Inc. • August 24th, 2023 • Surgical & medical instruments & apparatus • New York
Company FiledAugust 24th, 2023 Industry JurisdictionPetVivo Holdings, Inc., a Nevada corporation (the “Company”), confirms its agreement (this “Agreement”) with ThinkEquity LLC (the “Agent”), as follows:
Up to $17,000,000 Shares of Common Stock ATM Sales AgreementRed Cat Holdings, Inc. • August 8th, 2023 • Services-prepackaged software • New York
Company FiledAugust 8th, 2023 Industry JurisdictionThe undersigned, Red Cat Holdings, Inc., a corporation formed under the laws of the State of Nevada (collectively with its subsidiaries and affiliates, including, without limitation, all entities disclosed or described in the Registration Statement (as hereinafter defined) as being subsidiaries or affiliates of Red Cat Holdings, Inc., the “Company”), confirms its agreement (this “Agreement”) with ThinkEquity LLC (the “Agent”), as follows:
Shares of Common Stock ATM Sales AgreementImmix Biopharma, Inc. • July 14th, 2023 • Pharmaceutical preparations • New York
Company FiledJuly 14th, 2023 Industry Jurisdiction
VIRIOS THERAPEUTICS, INC. Common Stock ($0.0001 par value per share)Virios Therapeutics, Inc. • July 14th, 2023 • Pharmaceutical preparations • New York
Company FiledJuly 14th, 2023 Industry JurisdictionVirios Therapeutics, Inc., a Delaware corporation (the “Company”), confirms its agreement (this “Agreement”) with JonesTrading Institutional Services LLC (the “Agent”), as follows:
APPLIED DIGITAL CORPORATION Common Stock (par value $0.001 per share)Applied Digital Corp. • June 26th, 2023 • Services-computer processing & data preparation • New York
Company FiledJune 26th, 2023 Industry JurisdictionApplied Digital Corporation, a Nevada corporation (the “Company”), confirms its agreement (this “Agreement”) with Craig-Hallum Capital Group LLC (the “Agent”) as follows:
TROIKA MEDIA GROUP, INC. Common Stock (par value $0.001 per share)Troika Media Group, Inc. • May 24th, 2023 • Cable & other pay television services • New York
Company FiledMay 24th, 2023 Industry Jurisdiction
LOOP MEDIA, INC. Common Stock (par value $0.0001 per share) At Market Issuance Sales AgreementLoop Media, Inc. • May 15th, 2023 • Services-help supply services • New York
Company FiledMay 15th, 2023 Industry Jurisdiction
CLEARSIDE BIOMEDICAL, INC. Shares of Common Stock (par value $0.001 per share) Controlled Equity OfferingSM Sales AgreementClearside Biomedical, Inc. • May 12th, 2023 • Pharmaceutical preparations • New York
Company FiledMay 12th, 2023 Industry JurisdictionClearside Biomedical, Inc., a Delaware corporation (the “Company”), confirms its agreement (this “Agreement”) with Cantor Fitzgerald & Co. (the “Agent”), as follows:
Equity Distribution AgreementBRT Apartments Corp. • May 12th, 2023 • Real estate investment trusts • New York
Company FiledMay 12th, 2023 Industry Jurisdiction
BETTER THERAPEUTICS, INC. Common Stock (par value $0.0001 per share) ATM Sales AgreementBetter Therapeutics, Inc. • May 11th, 2023 • Services-health services • New York
Company FiledMay 11th, 2023 Industry JurisdictionBetter Therapeutics, Inc., a Delaware corporation (the “Company”), confirms its agreement (this “Agreement”) with Virtu Americas LLC (the “Agent”) as follows:
Capital On DemandTM Sales AgreementCassava Sciences Inc • May 1st, 2023 • Pharmaceutical preparations • New York
Company FiledMay 1st, 2023 Industry JurisdictionCassava Sciences, Inc. a Delaware corporation (the “Company”), confirms its agreement (this “Agreement”) with JonesTrading Institutional Services LLC (the “Agent”), as follows:
Capital on Demand™ Sales AgreementBioRestorative Therapies, Inc. • April 14th, 2023 • Services-misc health & allied services, nec • New York
Company FiledApril 14th, 2023 Industry JurisdictionBioRestorative Therapies, Inc., a Nevada corporation (the “Company”), confirms its agreement (this “Agreement”) with JonesTrading Institutional Services LLC (the “Agent”), as follows:
Up to $5,000,000 Shares of Common Stock ATM Sales AgreementImmix Biopharma, Inc. • March 22nd, 2023 • Pharmaceutical preparations • New York
Company FiledMarch 22nd, 2023 Industry Jurisdiction
Up to $2,096,000 Shares of Common Stock ATM Sales AgreementEzFill Holdings Inc • February 17th, 2023 • Retail-auto dealers & gasoline stations • New York
Company FiledFebruary 17th, 2023 Industry JurisdictionEzFill Holdings, Inc., a Delaware corporation (the “Company”), confirms its agreement (this “Agreement”) with ThinkEquity LLC (the “Agent”), as follows:
Common Stock (par value $0.001 per share) At Market Issuance Sales AgreementMeta Materials Inc. • February 10th, 2023 • Semiconductors & related devices • New York
Company FiledFebruary 10th, 2023 Industry Jurisdiction
Aspira Women’s Health Inc. Shares of Common Stock (par value $0.001 per share) Controlled Equity OfferingSM Sales AgreementAspira Women's Health Inc. • February 10th, 2023 • In vitro & in vivo diagnostic substances • New York
Company FiledFebruary 10th, 2023 Industry JurisdictionAspira Women’s Health Inc., a Delaware corporation (the “Company”), confirms its agreement (this “Agreement”) with Cantor Fitzgerald & Co. (the “Agent”), as follows:
BK Technologies corporation Up to $15,000,000 Shares of Common Stock ATM Sales AgreementBK Technologies Corp • January 31st, 2023 • Radio & tv broadcasting & communications equipment • New York
Company FiledJanuary 31st, 2023 Industry JurisdictionBK Technologies Corporation, a Nevada corporation (the “Company”), confirms its agreement (this “Agreement”) with ThinkEquity LLC (the “Agent”), as follows:
At-The-Market Issuance Sales AgreementEcoark Holdings, Inc. • January 24th, 2023 • Crude petroleum & natural gas • New York
Company FiledJanuary 24th, 2023 Industry JurisdictionEcoark Holdings, Inc., a Nevada corporation (the “Company”), confirms its agreement (this “Agreement”) with Ascendiant Capital Markets, LLC (the “Agent”), as follows:
GLOBAL SHIP LEASE, INC. Depositary Shares, each of which represents a 1/100th interest in a share of 8.75% Series B Cumulative Redeemable Perpetual Preferred Shares At Market Issuance Sales AgreementGlobal Ship Lease, Inc. • January 4th, 2023 • Deep sea foreign transportation of freight • New York
Company FiledJanuary 4th, 2023 Industry Jurisdiction
JOURNEY MEDICAL CORPORATION Common Stock (par value $0.0001 per share) At Market Issuance Sales AgreementJourney Medical Corp • December 30th, 2022 • Pharmaceutical preparations • New York
Company FiledDecember 30th, 2022 Industry Jurisdiction
Capital on Demand™ Sales AgreementNEUROONE MEDICAL TECHNOLOGIES Corp • December 22nd, 2022 • Surgical & medical instruments & apparatus • New York
Company FiledDecember 22nd, 2022 Industry JurisdictionNeuroOne Medical Technologies Corporation, a Delaware corporation (the “Company”), confirms its agreement (this “Agreement”) with JonesTrading Institutional Services LLC (the “Agent”), as follows:
Lightwave Logic, Inc. Common Stock ($0.001 par value per share) Sales AgreementLightwave Logic, Inc. • December 9th, 2022 • Miscellaneous plastics products • New York
Company FiledDecember 9th, 2022 Industry JurisdictionLightwave Logic, Inc., a Nevada corporation (the “Company”), confirms its agreement (this “Agreement”) with Roth Capital Partners, LLC (the “Agent”), as follows:
Up to $10,000,000 Shares of Common Stock ATM Sales AgreementFG Financial Group, Inc. • November 3rd, 2022 • Fire, marine & casualty insurance • New York
Company FiledNovember 3rd, 2022 Industry JurisdictionFG Financial Group, Inc., a Delaware corporation (the “Company”), confirms its agreement (this “Agreement”) with ThinkEquity LLC (the “Agent”), as follows: