Common Contracts
12 similar Underwriting Agreement contracts by Fd Technology Inc., Hanryu Holdings, Inc., SAG Holdings LTD, others
UNDERWRITING AGREEMENT May 29, 2025Underwriting Agreement • May 30th, 2025 • Super League Enterprise, Inc. • Services-computer integrated systems design • New York
Super League Enterprise, Inc., a Delaware corporation (the “Company”), agrees, subject to the terms and conditions in this agreement (this “Agreement”), to issue and sell to Aegis Capital Corp. (the “Underwriter”) an aggregate of 4,166,666 of the Company’s shares of Common Stock, $0.001 par value per share (“Common Stock”; such 4,166,666 offered shares of Common Stock the “Closing Shares”). At the option of the Underwriter, the Company agrees, subject to the terms and conditions herein, to issue and sell up to an aggregate of 416,666 additional shares of Common Stock (the “Option Shares”). The Closing Shares and the Option Shares are herein referred to collectively as the “Shares”). The number of Shares to be purchased by the Underwriter is set forth opposite its name in Schedule 4.1.2 hereto. Aegis Capital Corp. has agreed to act as the Underwriter in connection with the offering and sale of the Securities.
UNDERWRITING AGREEMENT May 28, 2025Underwriting Agreement • May 29th, 2025 • Cemtrex Inc • Electronic components & accessories • New York
Cemtrex, Inc., a Delaware corporation (the “Company”), agrees, subject to the terms and conditions in this agreement (this “Agreement”), to issue and sell to Aegis Capital Corp. (the “Underwriter”) an aggregate of 1,250,000 of the Company’s shares of Common Stock, $0.001 par value per share (“Common Stock”; such 1,250,000 offered shares of Common Stock the “Closing Shares”) and pre-funded warrants (the “Closing Pre-Funded Warrants”) each to purchase one (1) share of Common Stock. At the option of the Underwriter, the Company agrees, subject to the terms and conditions herein, to issue and sell up to an aggregate of 187,500 additional shares of Common Stock representing fifteen percent (15.0%) of the Closing Shares and Closing Pre-funded Warrants sold in the offering (the “Option Securities”). The Closing Shares and the Option Securities are herein referred to collectively as the “Shares”. The number of Shares and Closing Pre-funded Warrants to be purchased by the Underwriter is set for
Underwriting AgreementUnderwriting Agreement • December 18th, 2024 • JAJI Global Inc • Services-computer integrated systems design • New York
JAJI Global Incorporation, a Cayman Islands holding company (the ”Company”), agrees, subject to the terms and conditions in this agreement (this ”Agreement”), to issue and sell to Aegis Capital Corp. (the ”Underwriter”) an aggregate of [●] ordinary shares (the “Firm Shares”), par value $0.0001 per share, of the Company (the ”Ordinary Shares”) At the option of the Underwriter, the Company agrees, subject to the terms and conditions herein, to issue and sell up to an aggregate of [●] additional Ordinary Shares representing fifteen percent (15.0%) of the Firm Shares sold in the offering (the “Option Shares”). The Firm Shares and the Option Shares are herein referred to collectively as the ”Shares”. The number of Shares to be purchased by the Underwriter is set forth opposite its name in Schedule I hereto. Aegis Capital Corp. has agreed to act as the Underwriter (the ”Underwriter”) in connection with the offering and sale of the Shares.
UNDERWRITING AGREEMENT October 8, 2024Underwriting Agreement • October 10th, 2024 • Sacks Parente Golf, Inc. • Sporting & athletic goods, nec • New York
SACKS PARENTE GOLF, INC., a Delaware corporation (the “Company”), agrees, subject to the terms and conditions in this agreement (this “Agreement”), to issue and sell to Aegis Capital Corp. (the “Underwriter”) an aggregate of 366,000 shares of the Company’s common stock, par value $0.01 per share (“Common Stock”; such shares of Common Stock the “Closing Shares”) and pre-funded warrants (the “Closing Pre-Funded Warrants”) each to purchase one share of Common Stock. At the option of the Underwriter, the Company agrees, subject to the terms and conditions herein, to issue and sell up to an aggregate of 54,900 additional shares of Common Stock representing fifteen percent (15.0%) of the Closing Shares and Closing Pre-funded Warrants sold in the offering (the “Option Shares”). The Closing Shares and the Option Shares are herein referred to collectively as the “Shares”. The number of Shares and Closing Pre-funded Warrants to be purchased by the Underwriter is set forth opposite its name in Sc
SAG Holdings Limited [●] Ordinary Shares UNDERWRITING AGREEMENTUnderwriting Agreement • August 7th, 2024 • SAG Holdings LTD • Wholesale-motor vehicles & motor vehicle parts & supplies • New York
SAG Holdings Limited [●] Ordinary Shares UNDERWRITING AGREEMENTUnderwriting Agreement • March 13th, 2024 • SAG Holdings LTD • Wholesale-motor vehicles & motor vehicle parts & supplies • New York
Underwriting AgreementUnderwriting Agreement • August 7th, 2023 • Hanryu Holdings, Inc. • Services-computer programming, data processing, etc. • New York
Underwriting AgreementUnderwriting Agreement • August 4th, 2023 • Hanryu Holdings, Inc. • Services-computer programming, data processing, etc. • New York
Underwriting AgreementUnderwriting Agreement • June 1st, 2023 • Fd Technology Inc. • Services-business services, nec • New York
FD Technology Inc., a Cayman Islands exempted company (the “Company”), agrees, subject to the terms and conditions in this agreement (this “Agreement”), to issue and sell to Aegis Capital Corp. (the “Underwriter”) an aggregate of 3,500,000 ordinary shares (the “Firm Shares”), par value $0.000001 per share, of the Company (the “Ordinary Shares”). At the option of the Underwriter, the Company agrees, subject to the terms and conditions herein, to issue and sell up to an aggregate of 525,000 additional Ordinary Shares representing fifteen percent (15.0%) of the Firm Shares sold in the offering (the “Option Shares”). The Firm Shares and the Option Shares are herein referred to collectively as the “Shares”. The number of Shares to be purchased by the Underwriter is set forth opposite its name in Schedule I hereto. Aegis Capital Corp. has agreed to act as the Underwriter (the “Underwriter”) in connection with the offering and sale of the Shares.
Underwriting AgreementUnderwriting Agreement • May 25th, 2023 • XJet Ltd. • Special industry machinery, nec • New York
Underwriting AgreementUnderwriting Agreement • May 12th, 2023 • Innovation Beverage Group LTD • Beverages • New York
Innovation Beverage Group Limited, an Australian corporation (the “Company”), agrees, subject to the terms and conditions in this agreement (this “Agreement”), to issue and sell to Aegis Capital Corp., (the “Underwriter”) an aggregate of [●] (each, a “Firm Share”), of the Company’s ordinary shares, no par value per share (the “Ordinary Shares”). At the option of the Underwriter, the Company agrees, subject to the terms and conditions herein, to issue and sell additional Option Shares (as defined herein). The Firm Shares and the Option Shares are herein referred to collectively as the “Securities”. The respective number of Firm Shares and Option Shares to be purchased by the Underwriter is set forth opposite its name in Schedule I hereto. The offering and sale of the Securities is herein referred to as the “Offering”.
Underwriting AgreementUnderwriting Agreement • March 28th, 2023 • Fd Technology Inc. • Services-business services, nec • New York
FD Technology Inc., a Cayman Islands exempted company (the “Company”), agrees, subject to the terms and conditions in this agreement (this “Agreement”), to issue and sell to Aegis Capital Corp. (the “Underwriter”) an aggregate of 3,500,000 ordinary shares (the “Firm Shares”), par value $0.000001 per share, of the Company (the “Ordinary Shares”). At the option of the Underwriter, the Company agrees, subject to the terms and conditions herein, to issue and sell up to an aggregate of 525,000 additional Ordinary Shares representing fifteen percent (15.0%) of the Firm Shares sold in the offering (the “Option Shares”). The Firm Shares and the Option Shares are herein referred to collectively as the “Shares”. The number of Shares to be purchased by the Underwriter is set forth opposite its name in Schedule I hereto. Aegis Capital Corp. has agreed to act as the Underwriter (the “Underwriter”) in connection with the offering and sale of the Shares.