NOCERA, INC. UNDERWRITING AGREEMENT 1,880,000 Firm UnitsUnderwriting Agreement • August 16th, 2022 • Nocera, Inc. • Agricultural prod-livestock & animal specialties • New York
Contract Type FiledAugust 16th, 2022 Company Industry JurisdictionNocera, Inc., a Nevada corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the underwriters named in Schedule I hereto (the “Underwriters,” or each, an “Underwriter”), for whom Spartan Capital Securities, LLC (“Spartan Capital”) and Revere Securities LLC are acting as joint representatives (the “Representatives”), an aggregate of 1,880,000 units (the “Firm Units”), with each unit consisting of one share of common stock, par value $0.001 per share (the “Common Stock”) of the Company (the “Firm Shares”), and a warrant to purchase two shares of Common Stock, at an exercise price of $3.85 per share and with a term of five (5) years (the “Firm Warrants”). The Company also proposes to sell to the Underwriters, upon the terms and conditions set forth in Section 4 hereof, in the aggregate, up to 282,000 additional shares of Common Stock representing 15% of the Firm Shares sold in the offering from the Company (the “Option Shares”) and/
1,675,000 Shares Telestone Technologies Corporation Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • November 30th, 2010 • Telestone Technologies Corp • Communications equipment, nec • New York
Contract Type FiledNovember 30th, 2010 Company Industry JurisdictionTelestone Technologies Corporation, a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the underwriters named in Schedule A hereto (each, an “Underwriter” and collectively, the “Underwriters”) for whom Roth Capital Partners LLC (the “Representative”) is acting as the representative an aggregate of 1,675,000 authorized but unissued shares (the “Underwritten Shares”) of Common Stock, par value $0.001 per share (the “Common Stock”), of the Company. The Company has granted the Representative, on behalf of the Underwriters, the option to purchase an aggregate of up to 251,250 additional shares of Common Stock (the “Additional Shares”) as may be necessary to cover over-allotments made in connection with the offering. The Underwritten Shares and Additional Shares are collectively referred to as the “Shares.”
1,675,000 Shares Telestone Technologies Corporation Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • November 29th, 2010 • Telestone Technologies Corp • Communications equipment, nec • New York
Contract Type FiledNovember 29th, 2010 Company Industry Jurisdiction
1,675,000 Shares Telestone Technologies Corporation Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • November 24th, 2010 • Telestone Technologies Corp • Communications equipment, nec • New York
Contract Type FiledNovember 24th, 2010 Company Industry Jurisdiction
2,857,143 Shares UNIVERSAL TRAVEL GROUP Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • June 16th, 2010 • Universal Travel Group • Transportation services • New York
Contract Type FiledJune 16th, 2010 Company Industry JurisdictionUniversal Travel Group, a Nevada corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to Brean Murray, Carret & Co, LLC (“Brean” or the “Representative”) as representative of the underwriters listed on Schedule IV hereto, (collectively, the Underwriters”) an aggregate of 2,857,143 authorized but unissued shares (the “Underwritten Shares”) of Common Stock, par value $0.001 per share (the “Common Stock”), of the Company. The Company has granted the Representative the option to purchase an aggregate of up to 428,572 additional shares of Common Stock (the “Additional Shares”) as may be necessary to cover over-allotments made in connection with the offering. The Underwritten Shares and Additional Shares are collectively referred to as the “Shares.”