Form of SUB-ADVISORY AGREEMENT Sound Capital Solutions LLC Sub-Advisory Agreement (this “Agreement”) entered into as of [ ], 2023, by and between Sound Capital Solutions LLC (the “Adviser”), and [ ] (the “Sub-Adviser”).Sub-Advisory Agreement • December 15th, 2023 • Advisor Managed Portfolios • New York
Contract Type FiledDecember 15th, 2023 Company JurisdictionWHEREAS, Advisor Managed Portfolios, a Delaware statutory trust (the “Trust”), is an open-end management investment company, registered as such under the Investment Company Act of 1940 (the “1940 Act”);
SUB-ADVISORY AGREEMENTSub-Advisory Agreement • December 13th, 2023 • Advisor Managed Portfolios • New York
Contract Type FiledDecember 13th, 2023 Company JurisdictionSub-Advisory Agreement (this “Agreement”) entered into as of December 8, 2023, by and between Miller Value Partners, LLC, a Delaware limited liability company, with its principal place of business at 50 S. Lemon Avenue, #302, Sarasota, Florida, 34236 (the “Adviser”), and Exchange Traded Concepts, LLC, an Oklahoma limited liability company, with its principal place of business at 10900 Hefner Pointe Dr. Ste. 400 Oklahoma City, OK 73120 (the “Sub-Adviser”).
NORTHERN FUNDS SUB-ADVISORY AGREEMENT Multi-Manager High Yield Opportunity FundSub-Advisory Agreement • July 27th, 2023 • Northern Funds • Illinois
Contract Type FiledJuly 27th, 2023 Company JurisdictionSub-Advisory Agreement (this “Agreement”) entered into as of the 23rd day of January, 2023, by and between Northern Trust Investments, Inc. (the “Adviser”), and BlackRock Investment Management, LLC, a limited liability company organized and existing under the laws of the State of Delaware (the “Sub-Adviser”).
FORM OF PENSERRA CAPITAL MANAGEMENT LLC SUB-ADVISORY AGREEMENTSub-Advisory Agreement • March 23rd, 2023 • DriveWealth ETF Trust • New York
Contract Type FiledMarch 23rd, 2023 Company JurisdictionSub-Advisory Agreement (this “Agreement”) entered into as of the __ day of _________, 2023, by and between DriveAdvisory, LLC (the “Adviser”), a New Jersey limited liability company with its principal place of business at 15 Exchange Place, 10th Floor, Jersey City, New Jersey 07302, and Penserra Capital Management LLC, a registered investment adviser organized under the laws of the State of New York (the “Sub-Adviser”).
NORTHERN FUNDS SUB-ADVISORY AGREEMENT Multi-Manager High Yield Opportunity FundSub-Advisory Agreement • July 27th, 2022 • Northern Funds • Illinois
Contract Type FiledJuly 27th, 2022 Company JurisdictionSub-Advisory Agreement (this “Agreement”) entered into as of the 31st day of January, 2022, by and among Northern Trust Investments, Inc. (the “Adviser”), and DDJ Capital Management, LLC, a Massachusetts limited liability company (the “Sub-Adviser”).
NORTHERN FUNDS SUB-ADVISORY AGREEMENT Multi-Manager Emerging Markets Debt Opportunity FundSub-Advisory Agreement • July 27th, 2022 • Northern Funds • Illinois
Contract Type FiledJuly 27th, 2022 Company JurisdictionSub-Advisory Agreement (this “Agreement”) entered into as of the 20th day of May, 2022, by and among Northern Trust Investments, Inc. (the “Adviser”), and MetLife Investment Management, LLC a Delaware limited liability company (the “Sub-Adviser”).
NORTHERN FUNDS SUB-ADVISORY AGREEMENT Northern Engage360TMSub-Advisory Agreement • December 3rd, 2021 • Northern Funds • Illinois
Contract Type FiledDecember 3rd, 2021 Company JurisdictionSub-Advisory Agreement (this “Agreement”) entered into as of the 3rd day of December, 2021, by and among Northern Trust Investments, Inc. (the “Adviser”), and Boston Common Asset Management, LLC a Delaware limited liability company (the “Sub-Adviser”).
NORTHERN FUNDS SUB-ADVISORY AGREEMENT Active M International Equity FundSub-Advisory Agreement • July 28th, 2021 • Northern Funds • Illinois
Contract Type FiledJuly 28th, 2021 Company JurisdictionSub-Advisory Agreement (this “Agreement”) entered into as of the 21st day of August, 2020, by and among Northern Trust Investments, Inc. (the “Adviser”), and Polen Capital Management, LLC, a Delaware limited liability company (the “Sub-Adviser”).
NORTHERN FUNDS SUB-ADVISORY AGREEMENT Multi-Manager Global Real Estate FundSub-Advisory Agreement • July 28th, 2021 • Northern Funds • Illinois
Contract Type FiledJuly 28th, 2021 Company JurisdictionSub-Advisory Agreement (this “Agreement”) entered into as of the 21st day of August 2020, by and among Northern Trust Investments, Inc. (the “Adviser”), and Janus Capital Management LLC a Delaware limited liability company (the “Sub-Adviser”).
FORM OF PENSERRA CAPITAL MANAGEMENT LLC SUB-ADVISORY AGREEMENTSub-Advisory Agreement • November 2nd, 2020 • Guinness Atkinson Funds • New York
Contract Type FiledNovember 2nd, 2020 Company JurisdictionSub-Advisory Agreement (this “Agreement”) entered into as of the ___ day of ___, 2010, by and between GUINNESS ATKINSON ASSET MANAGEMENT, INC., a Delaware corporation (the “Adviser”) and PENSERRA CAPITAL MANAGEMENT LLC, a registered investment advisor organized under the laws of the State of New York (the “Sub-Adviser”).
NORTHERN FUNDS SUB-ADVISORY AGREEMENT MULTI-MANAGER GLOBAL LISTED INFRASTRUCTURE FUNDSub-Advisory Agreement • July 27th, 2020 • Northern Funds • Illinois
Contract Type FiledJuly 27th, 2020 Company JurisdictionSub-Advisory Agreement (this “Agreement”) entered into as of the 14th day of November, 2019, by and among Northern Trust Investments, Inc. (the “Adviser”), and First Sentier Investors (Australia) IM LTD (ACN 114 194 311) a corporation organized under the laws of Australia (the “Sub-Adviser”).
NORTHERN FUNDS SUB-ADVISORY AGREEMENT Active M Emerging Markets Equity FundSub-Advisory Agreement • July 27th, 2020 • Northern Funds • Illinois
Contract Type FiledJuly 27th, 2020 Company JurisdictionSub-Advisory Agreement (this “Agreement”) entered into as of the 14th day of February, 2020, by and among Northern Trust Investments, Inc. (the “Adviser”), and Ashmore Investment Management Limited a company incorporated in England (the “Sub-Adviser”).
PENSERRA CAPITAL MANAGEMENT LLC SUB-ADVISORY AGREEMENTSub-Advisory Agreement • November 15th, 2019 • Procure ETF Trust I • New York
Contract Type FiledNovember 15th, 2019 Company JurisdictionSub-Advisory Agreement (this “Agreement”) entered into as of the 5th day of November, 2019, by and between Procuream, LLC, a Delaware limited liability company with its principal place of business at 16 Firebush Road, Levittown, PA 19056 (the “Adviser”), and Penserra Capital Management LLC, a registered investment advisor organized under the laws of the State of New York (the “Sub-Adviser”).
NORTHERN FUNDS SUB-ADVISORY AGREEMENT Northern Engage360TMSub-Advisory Agreement • July 26th, 2019 • Northern Funds • Illinois
Contract Type FiledJuly 26th, 2019 Company JurisdictionSub-Advisory Agreement (this “Agreement”) entered into as of the 15th day of November, 2018, by and among Northern Trust Investments, Inc. (the “Adviser”), and Mar Vista Investment Partners, LLC a Delaware limited liability company (the “Sub-Adviser”).
NORTHERN FUNDS AMENDED AND RESTATED SUB-ADVISORY AGREEMENT Active M Emerging Markets Equity FundSub-Advisory Agreement • July 26th, 2019 • Northern Funds • Illinois
Contract Type FiledJuly 26th, 2019 Company JurisdictionAmended and Restated Sub-Advisory Agreement (this “Agreement”) entered into as of the 1st day of September, 2018, by and among Northern Trust Investments, Inc. (the “Adviser”) and PanAgora Asset Management, Inc., a Delaware corporation (the “Sub-Adviser”).
NORTHERN FUNDS SUB-ADVISORY AGREEMENT Northern Engage360TMSub-Advisory Agreement • July 26th, 2019 • Northern Funds • Illinois
Contract Type FiledJuly 26th, 2019 Company JurisdictionThis Sub-Advisory Agreement (this “Agreement”) is entered into as of the 15th day of November, 2018, by and among Northern Trust Investments, Inc. (the “Adviser”), and ARK Investment Management LLC, a Delaware limited liability company (the “Sub-Adviser”).
FORM OF PENSERRA CAPITAL MANAGEMENT LLC SUB-ADVISORY AGREEMENTSub-Advisory Agreement • June 28th, 2019 • Guinness Atkinson Funds • New York
Contract Type FiledJune 28th, 2019 Company JurisdictionSub-Advisory Agreement (this “Agreement”) entered into as of the ___ day of ___, 2019, by and between GUINNESS ATKINSON ASSET MANAGEMENT, INC., a Delaware corporation (the “Adviser”) and PENSERRA CAPITAL MANAGEMENT LLC, a registered investment advisor organized under the laws of the State of New York (the “Sub-Adviser”).
SIT INVESTMENT ASSOCIATES SUB-ADVISORY AGREEMENTSub-Advisory Agreement • June 24th, 2019 • ETF Managers Trust • New Jersey
Contract Type FiledJune 24th, 2019 Company JurisdictionThis Sub-Advisory Agreement (the “Agreement”) entered into as of the 20th day of June, 2019, by and between ETF Managers Group LLC, a Delaware limited liability company, with an address of 30 Maple Street, Suite 2, Summit, New Jersey 07901 (the “Adviser”), and Sit Fixed Income Advisors II, LLC, a registered investment advisor organized under the laws of the State of Delaware, with an address of 80 South Eighth Street, Suite 3300, Minneapolis, MN 55402 (the “Sub-Adviser”), hereby agree as follows:
PENSERRA CAPITAL MANAGEMENT LLC SUB-ADVISORY AGREEMENTSub-Advisory Agreement • January 29th, 2019 • Procure ETF Trust II • New York
Contract Type FiledJanuary 29th, 2019 Company JurisdictionSub-Advisory Agreement (this “Agreement”) entered into as of the 1st day of September 2018, by and between ProcureAM, LLC, a Delaware limited liability company with its principal place of business at 16 Firebush Road, Levittown, PA 19056 (the “Adviser”), and Penserra Capital Management LLC, a registered investment advisor organized under the laws of the State of New York (the “Sub-Adviser”).
NORTHERN FUNDS SUB-ADVISORY AGREEMENT Multi-Manager Global Real Estate FundSub-Advisory Agreement • July 26th, 2018 • Northern Funds • Illinois
Contract Type FiledJuly 26th, 2018 Company JurisdictionSub-Advisory Agreement (this “Agreement”) entered into as of the 20th day of November, 2017, by and among Northern Trust Investments, Inc. (the “Adviser”), and Massachusetts Financial Services Company, a Delaware corporation (the “Sub-Adviser”).
NORTHERN FUNDS SUB-ADVISORY AGREEMENT Northern Engage360TMSub-Advisory Agreement • July 26th, 2018 • Northern Funds • Illinois
Contract Type FiledJuly 26th, 2018 Company JurisdictionSub-Advisory Agreement (this “Agreement”) entered into as of the 30th day of April, 2018, by and among Northern Trust Investments, Inc. (the “Adviser”), and Segall Bryant & Hamill, LLC, a Delaware limited liability company (the “Sub-Adviser”).
NORTHERN FUNDS SUB-ADVISORY AGREEMENT Multi-Manager Emerging Markets Debt Opportunity FundSub-Advisory Agreement • July 26th, 2018 • Northern Funds • Illinois
Contract Type FiledJuly 26th, 2018 Company JurisdictionSub-Advisory Agreement (this “Agreement”) entered into as of the 29th day of June, 2018, by and among Northern Trust Investments, Inc. (the “Adviser”), and (Global Evolution USA, LLC) a Delaware limited liability company (the “Sub-Adviser”).
PENSERRA CAPITAL MANAGEMENT LLC SUB-ADVISORY AGREEMENTSub-Advisory Agreement • June 11th, 2018 • Amplify ETF Trust • New York
Contract Type FiledJune 11th, 2018 Company JurisdictionSub-Advisory Agreement (this “Agreement”) entered into as of the 14th day of March, 2017, by and between Amplify Investments, LLC, a Delaware limited liability company with its principal place of business at 310 S Hale Street, Wheaton, IL 60187 (the “Adviser”), and Penserra Capital Management LLC, a registered investment advisor organized under the laws of the State of New York (the “Sub-Adviser”).
CSat INVESTMENT ADVISORY, LP SUB-ADVISORY AGREEMENTSub-Advisory Agreement • May 21st, 2018 • Amplify ETF Trust • New York
Contract Type FiledMay 21st, 2018 Company JurisdictionSub-Advisory Agreement (this “Agreement”) entered into as of the [13th day of March, 2018], by and between Amplify Investments, LLC, a Delaware limited liability company with its principal place of business at 310 S Hale Street, Wheaton, IL 60187 (the “Adviser”), and CSat Investment Advisory, LP (d/b/a) Exponential ETFs, a registered investment advisor organized under the laws of the State of Delaware (the “Sub-Adviser”).
TOROSO INVESTMENTS, LLC SUB-ADVISORY AGREEMENTSub-Advisory Agreement • May 21st, 2018 • Amplify ETF Trust • New York
Contract Type FiledMay 21st, 2018 Company JurisdictionSub-Advisory Agreement (this “Agreement”) entered into as of the [13th day of March, 2018], by and between Amplify Investments, LLC, a Delaware limited liability company with its principal place of business at 310 S Hale Street, Wheaton, IL 60187 (the “Adviser”), and Toroso Investments, LLC, a registered investment advisor organized under the laws of the State of Delaware (the “Sub-Adviser”).
TOROSO INVESTMENTS, LLC SUB-ADVISORY AGREEMENTSub-Advisory Agreement • January 16th, 2018 • Amplify ETF Trust • New York
Contract Type FiledJanuary 16th, 2018 Company JurisdictionSub-Advisory Agreement (this “Agreement”) entered into as of the 12th day of December, 2017, by and between Amplify Investments, LLC, a Delaware limited liability company with its principal place of business at 310 S Hale Street, Wheaton, IL 60187 (the “Adviser”), and Toroso Investments, LLC, a registered investment advisor organized under the laws of the State of Delaware (the “Sub-Adviser”).
NORTHERN FUNDS SUB-ADVISORY AGREEMENT Northern Engage360TMSub-Advisory Agreement • November 17th, 2017 • Northern Funds • Illinois
Contract Type FiledNovember 17th, 2017 Company JurisdictionSub-Advisory Agreement (this “Agreement”) entered into as of the 17th day of November, 2017, by and among Northern Trust Investments, Inc. (the “Adviser”), and Earnest Partners, LLC, a Delaware limited liability company (the “Sub-Adviser”).
NORTHERN FUNDS SUB-ADVISORY AGREEMENT Active M International Equity FundSub-Advisory Agreement • November 17th, 2017 • Northern Funds • Illinois
Contract Type FiledNovember 17th, 2017 Company JurisdictionSub-Advisory Agreement (this “Agreement”) entered into as of the 25th day of August, 2017, by and among Northern Trust Investments, Inc. (the “Adviser”), and Wellington Management Company LLP, a Delaware limited liability partnership (the “Sub-Adviser”).
NORTHERN FUNDS SUB-ADVISORY AGREEMENT Northern Engage360TMSub-Advisory Agreement • November 17th, 2017 • Northern Funds • Illinois
Contract Type FiledNovember 17th, 2017 Company JurisdictionSub-Advisory Agreement (this “Agreement”) entered into as of the 17th day of November, 2017, by and among Northern Trust Investments, Inc. (the “Adviser”), and Strategic Global Advisors, LLC, a Delaware limited liability company (the “Sub-Adviser”).
NORTHERN FUNDS SUB-ADVISORY AGREEMENT Active M International Equity FundSub-Advisory Agreement • November 17th, 2017 • Northern Funds • Illinois
Contract Type FiledNovember 17th, 2017 Company JurisdictionSub-Advisory Agreement (this “Agreement”) entered into as of the 25th day of August, 2017, by and among Northern Trust Investments, Inc. (the “Adviser”), and Brandes Investment Partners, L.P., a Delaware limited partnership (the “Sub-Adviser”).
NORTHERN FUNDS SUB-ADVISORY AGREEMENT Northern Engage360TMSub-Advisory Agreement • November 17th, 2017 • Northern Funds • Illinois
Contract Type FiledNovember 17th, 2017 Company JurisdictionSub-Advisory Agreement (this “Agreement”) entered into as of the 17th day of November, 2017, by and among Northern Trust Investments, Inc. (the “Adviser”), and Ariel Investments, LLC, a Delaware limited liability company (the “Sub-Adviser”).
NORTHERN FUNDS SUB-ADVISORY AGREEMENT Multi-Manager Emerging Markets Debt Opportunity FundSub-Advisory Agreement • November 17th, 2017 • Northern Funds • Illinois
Contract Type FiledNovember 17th, 2017 Company JurisdictionSub-Advisory Agreement (this “Agreement”) entered into as of the 25th day of August, 2017, by and among Northern Trust Investments, Inc. (the “Adviser”), and Global Evolution USA, LLC a Delaware limited liability company (the “Sub-Adviser”).
NORTHERN FUNDS SUB-ADVISORY AGREEMENT Active M U.S. Equity FundSub-Advisory Agreement • November 17th, 2017 • Northern Funds • Illinois
Contract Type FiledNovember 17th, 2017 Company JurisdictionSub-Advisory Agreement (this “Agreement”) entered into as of the 10th day of October, 2017, by and among Northern Trust Investments, Inc. (the “Adviser”), and Thompson Siegel & Walmsley LLC, a Delaware limited liability company (the “Sub-Adviser”).
NORTHERN FUNDS SUB-ADVISORY AGREEMENT Active M U.S. Equity FundSub-Advisory Agreement • November 17th, 2017 • Northern Funds • Illinois
Contract Type FiledNovember 17th, 2017 Company JurisdictionSub-Advisory Agreement (this “Agreement”) entered into as of the 10th day of October, 2017, by and among Northern Trust Investments, Inc. (the “Adviser”), and Lazard Asset Management LLC, a Delaware limited liability company (the “Sub-Adviser”).
NORTHERN FUNDS SUB-ADVISORY AGREEMENT Northern Engage360TMSub-Advisory Agreement • November 17th, 2017 • Northern Funds • Illinois
Contract Type FiledNovember 17th, 2017 Company JurisdictionSub-Advisory Agreement (this “Agreement”) entered into as of the 17th day of November, 2017, by and among Northern Trust Investments, Inc. (the “Adviser”), and Aristotle Capital Management, LLC a Delaware limited liability company (the “Sub-Adviser”).