FIRST AMENDMENT TO SECURITIES LENDING AUTHORIZATION AGREEMENT BETWEEN EACH TRUST LISTED ON SCHEDULE B HERETO, ON BEHALF OF EACH RESPECTIVE SERIES OF EACH SUCH TRUST, SEVERALLY AND NOT JOINTLY, AS SET FORTH ON SCHEDULE B AND STATE STREET BANK AND TRUST...Phoenix Adviser Trust • June 27th, 2007 • Massachusetts
Company FiledJune 27th, 2007 Jurisdiction
AMENDMENT NO. 32 TO AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST The undersigned, constituting at least a majority of the trustees of the GMO Trust, a Massachusetts business trust created and existing under an Amended and Restated Agreement...Gmo Trust • May 1st, 2007
Company FiledMay 1st, 2007The undersigned, constituting at least a majority of the trustees of the GMO Trust, a Massachusetts business trust created and existing under an Amended and Restated Agreement and Declaration of Trust dated June 23, 2000 (the "Declaration of Trust"), a copy of which is on file in the Office of the Secretary of The Commonwealth of Massachusetts, having determined that it is desirable and appropriate to change the name of the "GMO Emerging Markets Quality Fund", a series of the GMO Trust, to the "GMO Emerging Markets Opportunities Fund", do hereby direct that this Amendment No. 32 be filed with the Secretary of The Commonwealth of Massachusetts and do hereby amend the Declaration of Trust by amending and restating Schedule 3.6 of the Declaration of Trust in its entirety as attached hereto.
EXHIBIT 10(mmm) EXTENSION OF SUB-SUBLEASE This Extension of Lease is made effective on August 13, 2003, between NORTHSTATE GROCERY, INC., a California corporation ("Sub-Sublessor") and NORTH VALLEY BANK, a California corporation ("Sub-Sublessee"). 1....North Valley Bancorp • March 15th, 2007 • State commercial banks
Company FiledMarch 15th, 2007 Industry
d)(1)(ii) (ING FUNDS LOGO) February 28, 2007 Todd Modic Senior Vice President ING Investments, LLC 7337 E. Doubletree Ranch Road Scottsdale, AZ 85258 Dear Mr. Modic: Pursuant to the Amended and Restated Investment Management Agreement dated February...Ing Mutual Funds • February 23rd, 2007
Company FiledFebruary 23rd, 2007
AMENDMENT No. 2, dated July 23, 1998 to the custody agreements (each an "Agreement"), between each of the Templeton finds listed on Schedule A hereto (each a "Fund"), with each having a place of business at 500 East Broward Blvd., Ft. Lauderdale, FL...Templeton Russia & East European Fund Inc • December 12th, 2006
Company FiledDecember 12th, 2006
FOR MORE INFORMATION CONTACT: Mark C. Brown, Senior Vice President and Chief Financial Officer (703) 247-2514 Sonya Udler, Vice President, Corporate Communications (703) 247-2517 sonya.udler@strayer.eduStrayer Education Inc • July 27th, 2006 • Services-educational services
Company FiledJuly 27th, 2006 Industry
AMENDED SCHEDULE A with respect to the AMENDED AND RESTATED INVESTMENT MANAGEMENT AGREEMENT between ING MUTUAL FUNDSIng Mutual Funds • June 30th, 2006
Company FiledJune 30th, 2006
FIRST AMENDMENT TO SECURITIES LENDING AUTHORIZATION AGREEMENT BETWEEN EACH TRUST LISTED ON SCHEDULE B HERETO, ON BEHALF OF EACH RESPECTIVE SERIES OF EACH SUCH TRUST, SEVERALLY AND NOT JOINTLY, AS SET FORTH ON SCHEDULE B AND STATE STREET BANK AND TRUST...Phoenix Investment Trust 97 • June 28th, 2006 • Massachusetts
Company FiledJune 28th, 2006 Jurisdiction
AMENDMENT NO. 28 TO AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST The undersigned, constituting at least a majority of the trustees of the GMO Trust, a Massachusetts business trust created and existing under an Amended and Restated Agreement...Gmo Trust • May 1st, 2006
Company FiledMay 1st, 2006
FIRST AMENDMENT TO SECURITIES LENDING AUTHORIZATION AGREEMENT BETWEEN EACH TRUST LISTED ON SCHEDULE B HERETO, ON BEHALF OF EACH RESPECTIVE SERIES OF EACH SUCH TRUST, SEVERALLY AND NOT JOINTLY, AS SET FORTH ON SCHEDULE B AND STATE STREET BANK AND TRUST...Phoenix Engemann Funds • April 26th, 2006 • Massachusetts
Company FiledApril 26th, 2006 Jurisdiction
AMENDMENT NO. 27 TO AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST The undersigned, constituting at least a majority of the trustees of the GMO Trust, a Massachusetts business trust created and existing under an Amended and Restated Agreement...Gmo Trust • March 1st, 2006
Company FiledMarch 1st, 2006The foregoing amendment shall become effective as of the time it is filed with the Secretary of The Commonwealth of Massachusetts.
d)(5)(ii) July 29, 2005 Michael Gioffre Senior Vice President ING Investment Management Co. 10 State House Square Hartford, CT 06103-3607 Dear Mr. Gioffre: Pursuant to the Sub-Advisory Agreement dated August 1, 2003 between ING Investments, LLC and...Ing Funds Trust • July 21st, 2005
Company FiledJuly 21st, 2005
AMENDMENT NO. 25 TO AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST The undersigned, constituting at least a majority of the trustees of the GMO Trust, a Massachusetts business trust created and existing under an Amended and Restated Agreement...Gmo Trust • June 30th, 2005
Company FiledJune 30th, 2005The undersigned, constituting at least a majority of the trustees of the GMO Trust, a Massachusetts business trust created and existing under an Amended and Restated Agreement and Declaration of Trust dated June 23, 2000 (the "Declaration of Trust"), a copy of which is on file in the Office of the Secretary of The Commonwealth of Massachusetts, having determined that it is desirable and appropriate to change the names of the "GMO Small Cap Growth Fund", the "GMO Small Cap Value Fund", and the "GMO Tax-Managed Small Companies Fund", each a series of the GMO Trust, to the "GMO Small/Mid Cap Growth Fund", the "GMO Small/Mid Cap Value Fund", and the "GMO Tax-Managed Small/Mid Cap Fund," respectively, do hereby direct that this Amendment No.25 be filed with the Secretary of the Commonwealth of Massachusetts and do hereby amend the Declaration of Trust so that Schedule 3.6 of the Declaration of Trust is amended and restated in its entirety as attached hereto.
AMENDMENT NO. 23 TO AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST The undersigned, constituting at least a majority of the trustees of the GMO Trust, a Massachusetts business trust created and existing under an Amended and Restated Agreement...Gmo Trust • June 30th, 2005
Company FiledJune 30th, 2005The foregoing amendment shall become effective as of the time it is filed with the Secretary of the Commonwealth of Massachusetts.
Exhibit 77(q)(1)(e)(1) ING [LOGO] FUNDS January 1, 2005 Michael J. Roland Executive Vice President ING investments, LLC 7337 E. Doubletree Ranch Road Scottsdale, AZ 85258 Pursuant to the Restated Management Agreement dated May 9, 2001, as amended,...Ing Funds Trust • May 31st, 2005
Company FiledMay 31st, 2005
AMENDMENT NO. 19 TO AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST The undersigned, constituting at least a majority of the trustees of the GMO Trust, a Massachusetts business trust created and existing under an Amended and Restated Agreement...Gmo Trust • March 29th, 2005
Company FiledMarch 29th, 2005The undersigned, constituting at least a majority of the trustees of the GMO Trust, a Massachusetts business trust created and existing under an Amended and Restated Agreement and Declaration of Trust dated June 23, 2000 (the "Declaration of Trust"), a copy of which is on file in the Office of the Secretary of The Commonwealth of Massachusetts, having determined that it is desirable and appropriate to establish a new series of the GMO Trust, the GMO Alternative Asset Opportunity Fund, do hereby direct that this Amendment No. 19 be filed with the Secretary of The Commonwealth of Massachusetts and do hereby amend the Declaration of Trust so that Schedule 3.6 of the Declaration of Trust is amended and restated in its entirety as attached hereto.
AMENDMENT NO. 18 TO AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST The undersigned, constituting at least a majority of the trustees of the GMO Trust, a Massachusetts business trust created and existing under an Amended and Restated Agreement...Gmo Trust • November 18th, 2004
Company FiledNovember 18th, 2004
GMO TRUST AMENDMENT NO. 13 TO AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST The undersigned, constituting at least a majority of the trustees of the GMO Trust, a Massachusetts business trust created and existing under an Amended and Restated...Gmo Trust • October 29th, 2004
Company FiledOctober 29th, 2004The undersigned, constituting at least a majority of the trustees of the GMO Trust, a Massachusetts business trust created and existing under an Amended and Restated Agreement and Declaration of Trust dated June 23, 2000 (the "Declaration of Trust"), a copy of which is on file in the Office of the Secretary of The Commonwealth of Massachusetts, having determined that it is desirable and appropriate to establish and designate one new series of the GMO Trust, "GMO Global Growth Fund," do hereby direct that this Amendment No. 13 be filed with the Secretary of The Commonwealth of Massachusetts and do hereby amend the Declaration of Trust so that Schedule 3.6 of the Declaration of Trust is amended and restated in its entirety as attached hereto.
FORM T-1Kb Home • September 23rd, 2004 • Operative builders
Company FiledSeptember 23rd, 2004 Industry
AMENDMENT NO. 16 TO AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST The undersigned, constituting at least a majority of the trustees of the GMO Trust, a Massachusetts business trust created and existing under an Amended and Restated Agreement...Gmo Trust • September 22nd, 2004
Company FiledSeptember 22nd, 2004The undersigned, constituting at least a majority of the trustees of the GMO Trust, a Massachusetts business trust created and existing under an Amended and Restated Agreement and Declaration of Trust dated June 23, 2000 (the "Declaration of Trust"), a copy of which is on file in the Office of the Secretary of The Commonwealth of Massachusetts, having determined that it is desirable and appropriate to change the name of the "GMO Asia Fund," a series of the GMO Trust, to the "GMO Emerging Markets Quality Fund," do hereby direct that this Amendment No. 16 be filed with the Secretary of The Commonwealth of Massachusetts and do hereby amend the Declaration of Trust so that Schedule 3.6 of the Declaration of Trust is amended and restated in its entirety as attached hereto.
EXHIBIT (d)(5)(iii) [ING FUNDS LOGO] June 4, 2004 Michael Gioffre Senior Vice President Aeltus Investment Management, Inc. 10 State House Square Hartford, CT 06103-3607 Dear Mr. Gioffre: Pursuant to the Sub-Advisory Agreement dated August 1, 2003...Ing Funds Trust • July 28th, 2004
Company FiledJuly 28th, 2004
AMENDMENT NO. 13 TO AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST The undersigned, constituting at least a majority of the trustees of the GMO Trust, a Massachusetts business trust created and existing under an Amended and Restated Agreement...Gmo Trust • June 25th, 2004
Company FiledJune 25th, 2004The undersigned, constituting at least a majority of the trustees of the GMO Trust, a Massachusetts business trust created and existing under an Amended and Restated Agreement and Declaration of Trust dated June 23, 2000 (the "Declaration of Trust"), a copy of which is on file in the Office of the Secretary of The Commonwealth of Massachusetts, having determined that it is desirable and appropriate to establish and designate one new series of the GMO Trust, "GMO Global Growth Fund," do hereby direct that this Amendment No. 13 be filed with the Secretary of The Commonwealth of Massachusetts and do hereby amend the Declaration of Trust so that Schedule 3.6 of the Declaration of Trust is amended and restated in its entirety as attached hereto.
SIXTH DEED OF VARIATION TO SYNDICATED LETTER OF CREDIT FACILITY --------------- ----------------------------------------------------------------- ------------- ------------------------------------------------------------------- BARLOW LYDE & GILBERT...Tarrant Apparel Group • May 14th, 2004 • Women's, misses', and juniors outerwear • Hong Kong
Company FiledMay 14th, 2004 Industry Jurisdiction
AMENDMENT NO. 11 TO AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST The undersigned, constituting at least a majority of the trustees of the GMO Trust, a Massachusetts business trust created and existing under an Amended and Restated Agreement...Gmo Trust • January 23rd, 2004
Company FiledJanuary 23rd, 2004The undersigned, constituting at least a majority of the trustees of the GMO Trust, a Massachusetts business trust created and existing under an Amended and Restated Agreement and Declaration of Trust dated June 23, 2000 (the "Declaration of Trust"), a copy of which is on file in the Office of the Secretary of The Commonwealth of Massachusetts, having determined that it is desirable and appropriate to establish and designate one new series of the GMO Trust, do hereby direct that this Amendment No. 11 be filed with the Secretary of The Commonwealth of Massachusetts and do hereby amend the Declaration of Trust so that Schedule 3.6 of the Declaration of Trust is amended and restated in its entirety as attached hereto.
EXHIBIT 10.5 ASSIGNMENT OF SECURITY INTEREST IN UNITED STATES TRADEMARKS FOR GOOD AND VALUABLE CONSIDERATION, receipt and sufficiency of which are hereby acknowledged, FRED STOKER & SONS, INC., a Tennessee corporation (the "Assignor"), with principal...North Atlantic Trading Co Inc • November 24th, 2003 • Tobacco products
Company FiledNovember 24th, 2003 IndustryTHIS ASSIGNMENT OF SECURITY INTEREST (this "Assignment") is made to secure the satisfactory performance and payment of all "Secured Obligations", as such term is defined in a Security Agreement dated as of December 29, 2000, as amended, between NORTH ATLANTIC TRADING COMPANY, INC., NATIONAL TOBACCO COMPANY, L.P., NORTH ATLANTIC OPERATING COMPANY, INC., NATIONAL TOBACCO FINANCE CORPORATION, STOKER, INC., RBJ SALES, INC., and FRED STOKER & SONS, INC. and BANK ONE, NA, successor to Bank One, Kentucky, NA, a national banking association, acting as Agent Bank (hereafter referred to as the "Agent Bank") (as amended, the "Security Agreement"). Upon the occurrence of the Termination Date (as defined in the Security Agreement), the Assignee shall, upon such satisfaction, execute, acknowledge, and deliver to the Assignor an instrument in writing releasing the security interest in the Marks acquired under this Assignment. Terms not otherwise defined herein shall have the meaning set forth in the
Exhibit 99.1 ------------------------------------------------------------------ -------------- NORTH BAY BANCORP ---------------------------------------------- ---------------------------------- For Immediate Release Contact: Terry L. Robinson...North Bay Bancorp/Ca • July 30th, 2003 • National commercial banks
Company FiledJuly 30th, 2003 Industry
EXCELSIOR FUNDS TRUST AMENDMENT NO. 1 TO FUND ACCOUNTING AND ADMINISTRATION AGREEMENTExcelsior Funds Trust • July 29th, 2003
Company FiledJuly 29th, 2003
EXHIBIT 10.17 (FORM OF MED SECURITY INTEREST ASSIGNMENT AGREEMENT)Med Diversified Inc • August 19th, 2002 • Services-computer processing & data preparation
Company FiledAugust 19th, 2002 Industry
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549Radio One Licenses LLC • January 29th, 2002 • Radio broadcasting stations
Company FiledJanuary 29th, 2002 Industry
EX-99.23.a.ii ALPHA ANALYTICS INVESTMENT TRUST AMENDMENT NO. 2 AGREEMENT AND DECLARATION OF TRUST 1 Pursuant to Section 4.1 of the Agreement and Declaration of Trust of Alpha Analytics Investment Trust and effective as of December 13, 1999, the...Alpha Analytics Investment Trust • October 4th, 2001
Company FiledOctober 4th, 2001
INSTRUCTIONS TO OHIO INVESTOR SUBSCRIPTION AGREEMENT FOR FANZ ENTERPRISES, INC.Fanz Enterprises Inc • August 22nd, 2001 • Services-racing, including track operation
Company FiledAugust 22nd, 2001 Industry
VOID IF NOT RECEIVED BY THE SUBSCRIPTION AGENT BEFORE 5:00 P.M. EASTERN DAYLIGHT TIME, ON , 2001Data Translation Inc /New/ • May 23rd, 2001 • Computer communications equipment
Company FiledMay 23rd, 2001 Industry
EXHIBIT 4.1: FORM OF SUBSCRIPTION CERTIFICATE. CONTROL No. _________ Number of Subscription Rights ___________ VOID IF NOT RECEIVED BY THE SUBSCRIPTION AGENT BEFORE 5:00 P.M. NEW YORK CITY TIME, ON _______ __, 2001 PURCHASESOFT, INC. SUBSCRIPTION...Purchasesoft Inc • May 14th, 2001 • Services-prepackaged software
Company FiledMay 14th, 2001 Industry
FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ------------------ / / CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) WELLS FARGO BANK...Criimi Mae Inc • April 13th, 2001 • Real estate investment trusts
Company FiledApril 13th, 2001 Industry
STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ------------------ / / CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) WELLS FARGO BANK MINNESOTA,...Criimi Mae Inc • April 13th, 2001 • Real estate investment trusts
Company FiledApril 13th, 2001 Industry