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Exhibit 10.13
2290 REMOTE ACCESS GATEWAY
("HAWK")
TECHNOLOGY TRANSFER AGREEMENT
BETWEEN
PARADYNE CORPORATION
AND
ACCESS BEYOND INC.
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INDEX
ARTICLE I GENERAL
ARTICLE II PUBLICITY
ARTICLE III CONSIDERATION
ARTICLE IV TECHNOLOGY TRANSFER AND SUPPORT
ARTICLE V INTELLECTUAL PROPERTY
ARTICLE VI TERMINATION
ARTICLE VII MISCELLANEOUS PROVISIONS
DEFINITIONS APPENDIX
ATTACHMENT A DELIVERY OF HAWK TECHNOLOGY
ATTACHMENT B SALE OF HAWK PRODUCT INVENTORY
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This Agreement, including all Attachments referred to herein, (the "Agreement")
is entered into as of the _____ day of May, 1997, (the "Effective Date") by and
between
Paradyne Corporation ("Paradyne"), a Delaware corporation, having a
principal office at ▇▇▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇, ▇▇▇▇▇, ▇▇▇▇▇▇▇ ▇▇▇▇▇, and
Access Beyond Inc. ("ABI") a Delaware corporation, having a principal
office at ▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇, ▇▇▇▇▇▇▇▇▇▇▇▇, ▇▇▇▇▇▇▇▇ ▇▇▇▇▇.
WHEREAS, Paradyne has developed the HAWK PRODUCT;
WHEREAS, ABI wishes to acquire the HAWK PRODUCT from Paradyne;
WHEREAS, ABI and Paradyne are each desirous of ABI developing, manufacturing,
selling, and promoting the HAWK PRODUCT and,
WHEREAS, both parties have heretofore disclosed to each other, pursuant to a
Letter of Intent (LOI) of March 19, 1997 and a Mutual Confidentiality Agreement
(MCA) of April 1, 1997 certain specifications, designs, plans, drawings,
software, data, prototypes, or other business and/or technical information
useful for such developing, manufacturing, selling and promoting of the HAWK
PRODUCT, which information is proprietary to the disclosing party or its
affiliated companies, and may wish to disclose additional information to each
other hereafter, for the purpose of ABI developing, manufacturing, selling, and
promoting such HAWK PRODUCT,
NOW THEREFORE, in consideration of the promises and the mutual covenants herein
contained, and intending to be legally bound by the provisions of this
Agreement, ABI and Paradyne agree as follows:
ARTICLE I
GENERAL
1.01 TERM
This Agreement is effective as of the Effective Date specified above and shall
remain in effect until terminated pursuant to the provisions of Article VI.
1.02 STATUS OF THE PARTIES
The relationship of the parties under this Agreement shall be, and at all times
shall remain, one of independent contractors, and ABI is neither an employee nor
an agent of Paradyne.
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1.03 TRANSFER OF OWNERSHIP
Effective upon the occurrence of all CLOSING DATE events, Paradyne transfers to
ABI all right, title and interest in the HAWK TECHNOLOGY. Paradyne represents
and warrants that it has the unencumbered legal authority to convey to ABI clear
title to the HAWK TECHNOLOGY and upon the purchase hereunder ABI shall have
acquired title to the HAWK TECHNOLOGY free and clear of any claims or
encumbrances. From and after the effective date of this transfer, Paradyne will
have no further rights in the HAWK TECHNOLOGY as transferred to ABI. Subject to
Section 1.06 below, Paradyne retains all right, title and interest in any
predecessor firmware and documentation utilized by Paradyne in the development
of the HAWK TECHNOLOGY as transferred to ABI, and in the PARADYNE INTELLECTUAL
PROPERTY.
1.04 GRANTS
The following grants shall be effective upon the occurrence of the CLOSING DATE
events:
(a) Subject to the terms and conditions of this Agreement, Paradyne grants to
ABI worldwide, perpetual, exclusive (subject to the provisions of Article VI,
and Sections 5.06 and 5.07), and non-transferable (except as provided for in
Section 7.06) licenses to use the PARADYNE INTELLECTUAL PROPERTY to develop,
make, have made, use, sell or otherwise dispose of, modify, enhance, create
derivatives of, support, and maintain HAWK PRODUCTS, but only to the extent that
PARADYNE INTELLECTUAL PROPERTY is required to do so, and provided that Paradyne
shall have no obligations with respect to support, indemnification, or any other
work related to any modifications and enhancements made by ABI.
(b) Subject to the terms and conditions of this Agreement, Paradyne grants to
ABI under the PARADYNE HAWK PATENTS worldwide, perpetual (subject to the
provisions of Article VI, and Sections 5.06 and 5.07), and non-transferable
(except as provided for in Section 7.06):
(i) immunity to make, have made, use, lease, maintain, modify,
sell and import HAWK PRODUCTS;
(ii) immunity to make, have made, use, lease, sell and import
machines, tools, materials and other instrumentalities,
insofar as such machines tools, materials and other
instrumentalities are involved in or incidental to the
development, manufacture, testing, or repair of HAWK PRODUCTS
which are or have been made, used, leased, owned, maintained,
sold or imported by ABI; and
(iii) the right to convey to any customer of ABI, with respect to
any HAWK PRODUCTS which are sold or leased by ABI to such
customer, immunity to use and resell as sold or leased by ABI
(whether or not as part of a larger combination).
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(c) The immunity granted under Section 1.04(b) shall remain in effect and not be
terminated for as long as the licenses granted under Section 1.04(a) remain in
effect.
(d) Subject to the terms and conditions of this Agreement, Paradyne grants to
ABI a worldwide, perpetual (subject to the provisions of Article VI, and
Sections 5.06 and 5.07), and non-transferable (except as provided for in Section
7.06) license to the software module known as SWSP4 (as described in Attachment
A, Section A1) solely for the purpose of reproducing and distributing SWSP4 as
part of the HAWK FIRMWARE embedded and incorporated in a HAWK PRODUCT, provided
that the SWSP4 module is only distributed in an inactive manner and does not
perform any useful QADM function. ABI acknowledges that SWSP4 is part of certain
QADM Technology and that Paradyne retains all rights, title and interests in
such module and such technology, and further that ABI's use of SWSP4 in an
active, useful QADM manner must be specified in, and governed by, a separate
QADM Technology Transfer and AudioSpan(TM) Trademark License Agreement to be
executed by the parties.
(e) ABI agrees that other than the right granted in Section 1.05 (Product Name
License), no right is granted herein to use any identification (such as, but not
limited to trade names, trademarks, trade dress, trade devices, service marks or
symbols, and abbreviations, contractions or simulations thereof) owned by or
used to identify Paradyne or any of its products, services or organizations.
1.05 PRODUCT NAME LICENSE
Paradyne hereby grants to ABI whatever rights Paradyne may have to reproduce and
use the product names "2290 Remote Access Gateway" and "2290 Remote Access
Server" and variations thereof solely in connection with the promotion,
marketing, and sale of HAWK PRODUCTS.
1.06 EXCLUSIVITY
Except as provided for herein, Paradyne agrees that it will not sell or
authorize any other party to sell a product developed by Paradyne, or a product
that embodies or incorporates HAWK TECHNOLOGY, where such product is
substantially functionally equivalent to the HAWK PRODUCT, at any time from the
effective date of this Agreement until the Agreement is terminated, but this
restriction will only apply to HAWK PRODUCTS that accommodate ISDN or V.34/56K
dial access. Paradyne represents that no other party has heretofore been
authorized to sell HAWK PRODUCTS and that no other party has any right, title or
interest in the HAWK TECHNOLOGY as of the effective date of this Agreement. For
the same period of time, ABI will, at Paradyne's option, sell HAWK PRODUCTS to
Paradyne on an OEM Basis on "most favored customer" terms (see below).
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"Most favored customer" - Notwithstanding any other provisions of this
Agreement, all of the prices, terms and warranties granted by ABI to Paradyne
hereunder or under any associated OEM Purchase Agreement by ABI shall be as
favorable as any other prices, terms and warranties granted by ABI to any other
customer for similar product. Upon reasonable prior notice Paradyne shall have
the right to audit ABI's books and records to the extent necessary to verify
ABI's compliance with this provision.
Once a year, and each time that Paradyne purchases HAWK PRODUCT from ABI, ABI
shall notify Paradyne of the prices, warranties, and terms that satisfy the
"most favored customer" requirements of the previous paragraph. Regardless of
whether such notice is sent by ABI or received by Paradyne, all purchases of
HAWK PRODUCT by Paradyne shall be deemed to be at the prices, warranties, and
terms to Paradyne that satisfy the "most favored customer" requirements of the
previous paragraph.
ARTICLE II
PUBLICITY
Upon the execution hereof, the parties shall make a joint public announcement
related to the execution of this Agreement and any other agreements executed
coincident with this Agreement. Such announcement shall be subject to the prior
common written approval of both parties. Without obligation to do so, it is
Paradyne's intent to make supportive comments regarding both the HAWK PRODUCT
and ABI's acquisition of same. Paradyne shall not unreasonably or without due
cause make disparaging remarks or comments about ABI or the HAWK PRODUCTS as
manufactured and sold by ABI or the HAWK TECHNOLOGY.
ABI will have the right to reasonably review all public relations material from
Paradyne relative to the HAWK PRODUCT which includes ABI's name.
Paradyne will have the right to reasonably review and approve all public
relations material from ABI relative to the HAWK PRODUCT which includes
Paradyne's name. ABI may, subject to such reasonable review and approval by
Paradyne, use Paradyne's name in public relations materials associated with the
HAWK PRODUCT.
ARTICLE III
CONSIDERATION
3.01 CONSIDERATION
In consideration of the rights and transfers herein granted and conveyed:
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(a) ABI shall convey to Paradyne and register 503,704 shares of ABI stock
as provided for in the Stock Purchase Agreement executed by the parties
coincident with this Agreement, and
(b) ABI shall pay twenty-five thousand dollars ($25,000) to Paradyne for
the Engineering Support activities specified in Section 4.02.1, and
(c) ABI shall make each of the payments for the HAWK PRODUCT inventory as
specified in Attachment B.
The payments specified in (b) and (c) above are to be tendered by wire transfer
upon the Effective Date to:
First Union Bank
Jacksonville, Florida
A.B.A. ▇▇▇▇▇▇▇▇▇
Paradyne Account Number 2090002259142
3.02 PAYMENTS
(a) All cash payments specified in this Agreement are to be made in United
States dollars without reduction for withholding taxes or any other amounts or
set-off.
(b) ABI is responsible for any and all applicable state and local taxes in
respect of the transactions contemplated by this Agreement, excluding taxes
based on Paradyne's income.
(c) At Paradyne's option, interest charges may be added to any past due amounts
at the rate of 1-1/2% per month; or if this interest rate exceeds the maximum
allowed by applicable law, then at the maximum lawful rate.
ARTICLE IV
TECHNOLOGY TRANSFER
4.01 TECHNOLOGY DELIVERY
Upon the CLOSING DATE, Paradyne will deliver to ABI the HAWK TECHNOLOGY in the
form of a comprehensive set of specifications and technical information,
hardware and software elements as specified in Attachment A. Fixtures, tools,
test heads and other hardware as described in Attachment A shall be tendered
within fifteen (15) business days of the CLOSING DATE.
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Paradyne represents that, to the best of its knowledge, the firmware,
documentation and technical information as delivered to ABI includes all HAWK
TECHNOLOGY developed for the HAWK PRODUCT through the Effective Date of this
Agreement, even if all such developed items are not listed in the Attachments to
this Agreement. Paradyne agrees to promptly deliver to ABI upon discovery any
such developed items not listed in such Attachments.
Within five (5) business days of the execution of this agreement, ABI will
verify, at Paradyne's Largo facility, the inventory of the items set forth in
the Attachments.
In addition, a listing of any fixtures, tools, test heads, etc. applicable to
the HAWK PRODUCT shall be provided on the CLOSING DATE.
Additional terms of delivery for the HAWK TECHNOLOGY are specified in Attachment
A.
4.02 TECHNICAL SUPPORT
Paradyne represents that the levels and types of technical support described
below are adequate, in conjunction with the HAWK TECHNOLOGY as delivered to ABI,
to allow a firm with technical personnel as technically proficient and "skilled
in the art" as Paradyne Corporation to understand, manufacture and further
develop the HAWK PRODUCT.
4.02.1 ENGINEERING SUPPORT
Paradyne will provide the following development engineering support to ABI:
- A one (1) day familiarization seminar in Largo
- For a 2 week period, 2 hours of scheduled phone support per
day
- For a 2 month period, 2 hours of scheduled phone support per
week
4.02.2 MANUFACTURING SUPPORT
Paradyne will provide the following manufacturing support to ABI:
- Two (2) days of on-site support by a Test Engineer
- For a 3 month period, 2 hours of scheduled phone support per
week
- During such 3 month period, Paradyne will exercise
commercially reasonable efforts to provide E-mail and/or
Voice-mail responses within 24 hours of receipt of inquiries
from ABI's staff.
- Paradyne will allow ABI to have access to the Hardware at -
Paradyne's Largo facility and provide reasonable technical
support to assist ABI in becoming familiar with and to test
the Hardware, provided that this access will not exceed 3
consecutive days, will occur no later than 10 days after the
CLOSING DATE, and will be at ABI's expense.
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4.02.3 PRODUCT SUPPORT
Paradyne will provide third level support for the first six months after the
CLOSING DATE by ABI of the initial HAWK PRODUCT, at no charge during the first
ninety (90) days and on a preferred customer pricing basis thereafter for the
remainder of the first six (6) months.
For the first 90 days after the CLOSING DATE, Paradyne will provide the
following product support training at no cost to ABI:
Paradyne will provide five (5) days of third level training to up to
four (4) of ABI's technical employees for the purpose of establishing a
core competency within ABI for self-sustaining third level product
support upon product introduction. Certain prerequisites are required
prior to Paradyne scheduling the delivery of this training:
- ABI must set up a facility and equipment at an ABI site;
- Students must be familiar with Microsoft NT, with strong
skills in PC hardware, BIOS and software applications;
- Students must have extensive experience in analog and digital
modem technology, along with strong knowledge of T1 technology
and service.
During that 90 day period, Paradyne will exercise commercially
reasonable efforts to provide E-mail and/or Voice-mail responses within
24 hours of receipt of inquiries from ABI's staff.
During the first 30 days, two separate one hour, pre-scheduled,
conference calls per week will be supported by Paradyne for product
support matters.
For the next 60 days, a one-hour, pre-scheduled, conference call per
week will be supported by Paradyne for product support matters.
For the second 90 days after the CLOSING DATE, Paradyne will offer direct
telephone support at a rate of two hundred dollars ($200) per hour.
4.02.4 ADDITIONAL TECHNICAL SUPPORT
Over the first two (2) years of this Agreement, for technical support beyond
that defined in Section 4.02. Paradyne will provide additional technical support
to ABI on an if, and as available basis, at Paradyne's then current technical
support rate, and ABI shall pay all reasonable travel and lodging expense
associated therewith if such technical support activities occur at other than
Paradyne's Largo facility.
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4.03 MARKETING SUPPORT
Paradyne will provide the following marketing support to ABI for the HAWK
PRODUCT:
- Provide a listing of sales channels for distribution of HAWK
PRODUCT
- Assist with introductions to these identified sales channels
ARTICLE V
INTELLECTUAL PROPERTY
5.01 FURNISHING OF PROPRIETARY INFORMATION
(a) All information which Paradyne and ABI may have furnished to each other
under the LOI or MCA, prior to the Effective Date hereof, and which relates to
the design, development and/or manufacture of HAWK PRODUCTS, shall be deemed to
have been furnished hereunder and to be part of Paradyne's TECHNICAL INFORMATION
or ABI's TECHNICAL INFORMATION, as the case may be, based upon which party has
furnished such information to the other.
(b) All information which may be furnished hereunder by Paradyne and ABI to each
other after the Effective Date hereof, and which relates to the design,
development and/or manufacture of HAWK PRODUCTS, shall also constitute part of
Paradyne's TECHNICAL INFORMATION or ABI's TECHNICAL INFORMATION, as the case may
be, based upon which party has furnished such information to the other.
(c) With respect to all TECHNICAL INFORMATION furnished during the term of this
Agreement, the provisions of this Agreement shall supersede the corresponding
provisions of the LOI or MCA.
5.02 MAINTENANCE OF PROPRIETARY INFORMATION
(a) ABI acknowledges that Paradyne has expended considerable time, effort and
funds in developing the HAWK PRODUCT and in developing and generating its
TECHNICAL INFORMATION. Each party agrees to maintain the confidentiality of, and
not to use or disclose, the other's TECHNICAL INFORMATION except for the
purposes permitted by this Agreement. Each party shall take commercially
reasonable steps to cause its employees who have access to the other's TECHNICAL
INFORMATION to comply with the foregoing sentence. The parties agree that the
obligations of this Section 5.02(a) shall survive the completion, interruption
or termination of this Agreement.
Notwithstanding the foregoing, the above confidentiality obligations shall not
apply to TECHNICAL INFORMATION that
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(i) is or becomes generally known to the public without the
recipient's breach of its confidentiality obligations
hereunder;
(ii) is disclosed to the recipient by a third party without
imposing confidentiality obligations thereof; or
(iii) is disclosed by the recipient pursuant to an order of
competent jurisdiction or requirement of law, but only after
recipient has taken all reasonable and necessary steps to
insure the confidentiality of such disclosure.
Further, both parties understand and agree that ABI's sales of HAWK PRODUCTS
shall not constitute a breach of ABI's confidentiality obligations hereunder.
(b) ABI will take all reasonable steps, including placing appropriate notices on
all HAWK PRODUCTS and in ABI's HAWK PRODUCT literature to protect PARADYNE
INTELLECTUAL PROPERTY licensed under this Agreement.
5.03 EXPORT COMPLIANCE
(a) The parties acknowledge that PARADYNE INTELLECTUAL PROPERTY, including,
without limitation, any products, software and hardware (including, but not
limited to, services and training) provided under this Agreement (collectively
"Information") are subject to U.S. export laws and regulations and/or certain
resolutions of the Security Council of the United Nations (collectively "Export
Laws") and that any use or transfer of Information must be in accordance with
the Export Laws. ABI agrees that it will not use, distribute, transfer or
transmit Information (even if incorporated into other products) except in
compliance with the Export Laws.
(b) Paradyne shall not be liable for any damages incurred by ABI due to
violations of this Section 5.03.
(c) Each Party agrees that the obligations of this Section shall survive the
term of this Agreement.
5.04 OWNERSHIP
Except for those rights and interests expressly and unambiguously conveyed under
this Agreement, each party shall retain all intellectual property rights,
including patent, copyright, trade secret, know-how and other proprietary rights
in and to any TECHNICAL INFORMATION, hardware, software, and other materials
furnished by that party under this Agreement. With respect to Paradyne, the
foregoing means that Paradyne retains all such rights in and to the PARADYNE
INTELLECTUAL PROPERTY except those rights expressly and
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unambiguously granted to ABI under Section 1.04. With respect to ABI, the
foregoing means that ABI receives all such rights and interests in and to the
HAWK TECHNOLOGY that are expressly and unambiguously conveyed by Paradyne under
Section 1.03.
5.05 INVENTION
Any future joint development activities between the parties shall be under
separate agreement. Inventions conceived or made in connection with this
Agreement solely by an employee of one party shall be the sole property of that
party. Inventions conceived of or made jointly by an employee of one party with
an employee of the other party shall be jointly owned by both parties.
5.06 NOTICES REGARDING THIRD PARTY INTELLECTUAL PROPERTY
(a) Paradyne hereby notifies ABI that the HAWK PRODUCT is likely to utilize
intellectual property owned by Lucent Technologies Inc. ("Lucent"). It shall be
ABI's sole responsibility to acquire whatever licenses it deems necessary
directly from Lucent.
(b) Paradyne hereby notifies ABI that the HAWK PRODUCT utilizes software modules
developed and licensed by ▇. ▇▇▇▇▇ Associates ("RSA"). It shall be ABI's sole
responsibility to acquire whatever licenses it deems necessary directly from
RSA.
(c) Paradyne hereby notifies ABI that the HAWK PRODUCT utilizes software modules
developed by Netaccess Inc., a subsidiary of Xircom Inc. It shall be ABI's sole
responsibility to acquire whatever licenses it deems necessary directly from
Netaccess.
(d) Paradyne hereby notifies ABI that the HAWK PRODUCT incorporates hardware
elements manufactured and sold by Netaccess Inc., a subsidiary of Xircom Inc. It
shall be ABI's sole responsibility to make whatever purchasing arrangements it
deems necessary directly with Netaccess.
(e) Except for the Third Party Intellectual Property identified in this Section,
Paradyne represents that to the best of its knowledge no other software,
licenses or other third party Intellectual Property rights are required to
manufacture and sell HAWK PRODUCTS.
5.07 PRE-EXISTING LICENSES
The patents, technology and know-how licensed under this Agreement are subject
to prior license agreements with Lucent Technologies Inc. and GlobeSpan
Technologies Inc. Paradyne represents that to the best of its knowledge such
license agreements do not conflict with and will not be violated by the
transactions contemplated by this Agreement, and that such license agreements do
not limit or restrict the transfers and grants contemplated by this Agreement.
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ARTICLE VI
TERMINATION
6.01 TERMINATION FOR BREACH
In the event of a material breach of a material provision of the Stock Purchase
Agreement or this Agreement by either party, the non-breaching party may, in
addition to any other remedies that it may have, terminate this Agreement
provided that it shall first give to the breaching party thirty (30) days
written notice specifying such breach and the breaching party shall offer a
remedy within said thirty days. If the default is not corrected by the offered
remedy and such continued default is noticed in writing, this Agreement shall
terminate if the default is not corrected within thirty (30) days of notice of
continued default.
6.02 TERMINATION BY CONSENT
This Agreement may be terminated, in whole or in part, by mutual written consent
of both parties.
6.03 EFFECT OF TERMINATION
(a) The respective obligations of ABI and Paradyne under the provisions of
Article V, and Article VII shall remain in force notwithstanding the termination
of this Agreement.
(b) In the event that Paradyne fails to cure a material breach, termination of
this Agreement pursuant to the provisions of this Article VI shall not affect or
alter the transfer of ownership specified in Section 1.03 or the grant of rights
in Section 1.04 or any other rights of ABI under this Agreement.
(c) Paradyne's termination of this Agreement pursuant to Section 6.01 shall not
affect the transfers made to ABI under Section 1.03 or the rights granted to ABI
under Section 1.04 which shall continue not withstanding such termination,
pursuant to the terms and restrictions hereof, unless termination of those
rights is permitted pursuant to Section 6.03 (e) or the equitable relief
obtained under Section 6.03 (g) provides otherwise.
(d) An "Unwind Condition" shall be deemed to exist if Paradyne's termination
pursuant to Section 6.01 occurs: (i) prior to Paradyne's receipt of all payments
due for the transfer of inventory as specified in Attachment B, or (ii) prior to
the date of registration of all shares pursuant to the Stock Purchase Agreement
("Registration Date"), or (iii) after the Registration Date, but prior to three
(3) months after the date of expiration or earlier waiver by ABI of the share
sale restrictions of Section 8.2 of the Stock Purchase Agreement ("Lock Up
Expiration Date"), and the material breach upon which the termination is based
is ABI's failure to use its
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best efforts to maintain registration for any shares as provided in Section 7.1
(c) of the Stock Purchase Agreement.
(e) If an Unwind Condition exists, then notwithstanding subsection (c) and in
addition to other remedies, Paradyne may elect to rescind this Agreement with
the following results:
(i) all rights, licenses, and immunities granted under this
Agreement, including, but not limited to, the rights granted
under Section 1.04, shall be terminated, and ABI shall
promptly destroy or deliver to Paradyne, at Paradyne's option,
all materials that embody or incorporate any PARADYNE
INTELLECTUAL PROPERTY then in the possession or control of
ABI; AND,
(ii) ABI shall re-transfer to Paradyne all right, title, and
interest in the HAWK TECHNOLOGY that was transferred under
Section 1.03, and return any inventory purchased under
Attachment B (less any items consumed); AND,
(iii) upon completion to Paradyne's reasonable satisfaction of the
provisions of (i) and (ii) above, Paradyne shall return to ABI
the consideration paid to Paradyne pursuant to Article III,
less the value of any items consumed and less the value (but
not more than $25,000) for any Engineering Support services
rendered under Section 4.02.1, where the calculation of the
value and amounts to be returned shall be subject to the
reasonable agreement of the parties, and if the parties are
unable to agree, then subject to the dispute resolution
procedures of Section 7.17.
(f) If Paradyne's termination pursuant to Section 6.01 occurs after the
Registration Date but prior to the Lock Up Expiration Date and the material
breach upon which the termination is based is not ABI's failure to use its best
efforts to maintain registration for any shares, in addition to such rights as
Paradyne may have under 6.03 (g), ABI shall waive all share sale restrictions of
the Stock Purchase Agreement remaining in effect as of such date, to the fullest
extent permitted by law.
(g) In the event of a material breach of a material provision of this Agreement
by ABI that is not cured within the notice period set forth in Section 6.01, the
parties acknowledge and agree that the remedies and provisions above shall not
be considered exclusive, and that, subject to Section 6.03 (c) Paradyne shall be
free to seek additional remedies and recourse under law or equity, in whatever
forum shall be appropriate. Not withstanding the provisions of 6.03 (c) ABI
acknowledges that the rights granted hereunder, and the nature of the PARADYNE
INTELLECTUAL PROPERTY, are such that Paradyne will suffer irreparable harm from
a material breach of the material provisions of this Agreement regarding
PARADYNE INTELLECTUAL PROPERTY not cured within the notice period set forth in
Section 6.01, and that therefore Paradyne shall be entitled to equitable relief,
including, without limitation, injunction, preliminary injunction, and specific
performance, as appropriate in the circumstances.
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ARTICLE VII
MISCELLANEOUS PROVISIONS
7.01 INDEMNIFICATION
(a) In the event that the HAWK TECHNOLOGY (excepting its associated hardware
elements) used for its inherent purposes, is held to constitute infringement of
a U.S. Patent, and the use of same is enjoined in the U.S., Paradyne shall, at
its option and its own expense, either (1) procure for ABI the right to continue
using HAWK TECHNOLOGY; or (2) replace the same with substantially functionally
equivalent non-infringing technology; or (3) modify the same so that it becomes
non-infringing.
(b) Paradyne shall have no liability or obligation under Section 7.01 for any
liability, loss, or damage caused by ABI's use of any TECHNICAL INFORMATION as
provided to ABI hereunder.
Paradyne represents that to the best of Paradyne's knowledge, the HAWK
TECHNOLOGY and the rights granted hereunder do not infringe any patents,
trademarks, service marks, trade names, copyrights, or trade secrets or other
proprietary rights of any other person or entity.
(c) ABI agrees that it will indemnify, defend, and hold harmless Paradyne, its
affiliates and its customers and their officers, directors, employees,
successors, and assigns (all hereinafter referred to in this clause as
"Paradyne") against and from any and all claims, damages, and liability,
including expenses and reasonable attorneys' fees, suffered by Paradyne
resulting from claims of intellectual property infringement, personal injury
and/or tangible property damage to third parties, including without limitation,
Paradyne's employees, caused by (1) ABI's contributions to the HAWK PRODUCT, (2)
the failure of HAWK PRODUCT to conform to HAWK TECHNOLOGY or defects in
materials and workmanship of the HAWK PRODUCT, (3) any failure on the part of
ABI to satisfy all claims for license fees, royalties, labor, equipment,
materials, and other obligations, (4) the negligent acts of ABI, arising out of
the performance under this Agreement, (5) ABI's breach of this Agreement, or (6)
claims for product liability.
Paradyne and ABI agree that if a claim of intellectual property infringement is
based on a combination of Paradyne's and ABI's contributions to the HAWK
PRODUCT, Paradyne shall retain responsibility for the defense and the parties
shall enter into "good faith" discussions as to the appropriate sharing of
liabilities, including the costs of defense and attorney fees. Absent reaching
such an agreement within a reasonable time, this issue may be resolved pursuant
to Section 7.17 (Disputes).
(d) Except as specifically provided in this Agreement, neither party shall have
any liability to the other for any claims, actions, liabilities, losses or
damages arising out of the sale, lease, services, or related activities with
respect to the products of the other party.
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7.02 REGULATORY COMPLIANCE
ABI will be responsible for all aspects of regulatory compliance, including, but
not limited to, tests for compliance with electromagnetic radiation standards,
safety standards and other regulatory matters for ABI's HAWK PRODUCTS.
ABI will be provided copies of all homologation testing results (to the extent
that they exist), emissions certifications and all other applicable agency
related certifications which have been completed by Paradyne for the HAWK
PRODUCT.
7.03 ACCURACY
Paradyne believes that Paradyne's TECHNICAL INFORMATION is true and accurate but
Paradyne shall not be held to any liability for errors or omissions therein.
7.04 ADDRESSES AND CONTACTS
(a) Any notice or other communication hereunder shall be sufficiently given when
sent by certified mail addressed to ABI at
Access Beyond Inc.
▇▇▇▇ ▇▇▇▇▇, Chief Operating Officer, SVP
▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇
▇▇▇▇▇▇▇▇▇▇▇▇, ▇▇▇▇▇▇▇▇ ▇▇▇▇▇
or addressed to Paradyne at
Paradyne Corporation
Corporate Secretary
▇▇▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇
▇▇▇▇▇, ▇▇▇▇▇▇▇ ▇▇▇▇▇.
Changes in such addresses may be specified by written notice.
(b) The parties have assigned the following persons as project managers, for
technical matters relating to this Agreement and also for attempting to resolve
disputes in the first instance with respect to implementation of this Agreement.
In addition, the following named persons shall be the persons authorized for
furnishing and receiving information pursuant to this Agreement. Either party
may, by written notice to the other party, substitute another person for the
person herein named. Each party shall promptly notify the other party in writing
of any successor or designee of its project manager or of any change in the
address of its project manager for notices.
17
For Paradyne: For ABI:
▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇ ▇▇▇▇▇▇▇
Director, Business Development Vice President, Product Management
Paradyne Corporation Access Beyond Inc.
▇▇▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇ ▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇
▇▇▇▇▇, ▇▇▇▇▇▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇▇▇▇, ▇▇▇▇▇▇▇▇ ▇▇▇▇▇
7.05 INTEGRATION
This Agreement sets forth the entire Agreement and understanding between the
parties as to the subject matter hereof and merges all prior discussion between
them. Neither of the parties shall be bound by any warranties, understandings or
representations with respect to such subject matter other than as expressly
provided for herein, or in prior written agreements, or in a writing signed with
or subsequent to the Effective Date hereof by an authorized representative of
the party to be bound thereby.
7.06 ASSIGNMENT
(a) Except as otherwise provided in this Section 7.06, the parties hereto have
entered into this Agreement in contemplation of personal performance by each
other and intend that neither this Agreement nor any of the rights or privileges
hereunder shall be assigned, transferred, shared or divided, by operation of
law, change in control, or otherwise, by either party without the prior written
consent of the other party, whose consent shall not be unreasonably withheld.
Any purported assignment or transfer requiring but not having the written
consent of the other party shall be null and void. However, either party shall
have the right to assign this Agreement at any time to a SUBSIDIARY.
(b) From and after the CLOSING, notwithstanding paragraph (a) above ABI may
sell, transfer or assign the HAWK TECHNOLOGY and this Agreement, including the
rights granted in the PARADYNE INTELLECTUAL PROPERTY under Section 1.04, to any
third party, including without limitation a third party that acquires all or
substantially all of the assets, stock, or business of ABI, provided that with
respect to the rights granted in the PARADYNE INTELLECTUAL PROPERTY (i) such
sale, transfer, or assignment does not violate the export laws of the United
States, (ii) is to an entity domiciled in a jurisdiction wherein the provisions
of this Agreement and related Agreements are reasonably enforceable, and (iii)
such entity is not less capable than ABI, and specifically undertakes in writing
addressed to Paradyne, to assure that it will perform the obligations of ABI
hereunder.
(c) Notwithstanding paragraph (a) above, Paradyne shall have the right to assign
this Agreement and to assign its rights and delegate its duties under this
Agreement either in whole or in part (an "Assignment"), including, but not
limited to, software licenses and other grants of intellectual
18
property rights, at any time and without ABI's consent, to (i) any present or
future affiliate (including any SUBSIDIARY or affiliated entity thereof) of
Paradyne and/or (ii) any unaffiliated new entities that may be formed by
Paradyne pursuant to a corporate reorganization, including any SUBSIDIARY or
affiliated entity thereof, and/or (iii) any successor in interest or affiliate
thereof to all or part of the business of Paradyne. Such assignment will be made
only to an entity capable of fulfilling Paradyne's support obligations specified
in Section 4.02. Paradyne shall give ABI written notice of any Assignment,
including (i) the effective date of the Assignment ("Assignment Date"), and (ii)
the entity or entities receiving rights and/or assuming obligations thereunder.
Upon the Assignment Date and to the extent of the Assignment, Paradyne shall be
released and discharged from all further duties under this Agreement as to
materials, services, or intellectual property rights transferred to assignee,
ordered from or provided by ABI prior to, on or after the Assignment Date and
ABI shall look only to the assignee for performance of obligations related
thereto. Notwithstanding that an Assignment has been made, Paradyne, at its sole
option, shall continue to have the right to purchase, use, or license HAWK
PRODUCTS under this Agreement or under an associated OEM Purchase Agreement as
if an Assignment had not been made. If there should arise out of this Agreement
or out of an associated OEM Purchase Agreement a commitment to purchase a stated
or determinable quantity of goods, services or rights, or prices that vary based
on quantities purchased, the aggregate of purchases by Paradyne, its affiliates,
and the assignees under this Agreement will be included in the determination of
aggregate purchases.
7.07 CHOICE OF LAW
This Agreement shall in all respects be governed by and interpreted under the
laws of the state of Florida without regard to its conflict of laws provisions.
7.08 WARRANTIES
(a) EXCEPT AS EXPRESSLY SET FORTH HEREIN AND IN THE ATTACHMENTS, PARADYNE
MAKES NO WARRANTY, EITHER EXPRESS OR IMPLIED, INCLUDING, BUT NOT
LIMITED TO, THE IMPLIED WARRANTY OF MERCHANTABILITY OR FITNESS FOR A
PARTICULAR PURPOSE AS TO THE DOCUMENTATION, FUNCTION, OR PERFORMANCE,
OF HARDWARE, HAWK TECHNOLOGY, OR PARADYNE INTELLECTUAL PROPERTY.
(b) Paradyne is providing no warranties whatsoever to ABI's customers who have a
HAWK PRODUCT. Except as provided in Section 7.01, neither party shall have any
liability to the other party for claims by third parties arising out the sale of
HAWK PRODUCTS by the other party.
19
7.09 LIMITATION OF LIABILITY
NEITHER PARTY SHALL BE LIABLE TO THE OTHER PARTY FOR SPECIAL, INCIDENTAL, OR
CONSEQUENTIAL DAMAGES, EVEN IF SUCH PARTY HAS BEEN ADVISED OF THE POSSIBILITY OF
SUCH DAMAGES.
7.10 COMPLIANCE WITH LAWS
Both parties shall comply with all applicable U.S. laws, rules and regulations.
Neither party shall have any liability to the other for any noncompliance by the
other party.
7.11 SEVERABILITY
In the event any article or portion thereof in this Agreement is finally
determined by a court of competent jurisdiction to be unenforceable or void,
then such article or portion thereof shall be deemed deleted and the balance of
the articles of this Agreement shall remain in full force and effect.
7.12 EXCUSED NON-PERFORMANCE
For the purpose of this Agreement, an event, unforeseen development, or
contingency beyond the control of the party shall include, but shall not be
limited to, the following: war, declared or undeclared, revolution,
insurrection, counter revolution, isolated instances of violence, fire, flood,
▇▇▇▇▇, ▇▇▇▇▇▇▇, riots, civil commotion, acts of God, including (but not limited
to) lightning, severe weather, earthquakes or other acts of nature, acts of the
public enemy, prohibition of import or export of goods covered hereby,
governmental orders, regulations, restrictions, and all other similar causes.
ABI shall be excused from any failure to perform any obligation hereunder,
except for the payment of money already due and payable, to the extent such
failure is caused by the foregoing events. Any suspension of the performance by
reasons of this provision shall be limited to the period during which the cause
or the related effect of failure exists, and such suspension shall extend the
running of the time under the Agreement for a period equal to the suspension
period.
7.13 CONFLICT IN TERMS
The Agreement shall be deemed to prevail over any conflicting or additional
terms on any forms (for example, purchase order and acknowledgment forms) used
by the parties in carrying out the terms of the Agreement.
20
7.14 COUNTERPARTS
This Agreement may be executed simultaneously in any number of counterparts,
each of which shall be deemed an original, but all of which together shall
constitute one and the same instrument.
7.15 HEADINGS
The inserted headings are for convenient reference only and shall not be used to
construe or interpret this Agreement.
7.16 ATTORNEY'S FEES
It is the intention of both Parties to resolve any dispute through negotiations
and arbitration. However, in the event it becomes necessary to appeal any
decision under Section 7.17 or to enforce this Agreement through the use of
legal proceedings, then the prevailing party shall be entitled to all costs and
expenses, including reasonable attorney fees, as well as other remedies provided
for in this Agreement.
7.17 DISPUTES
(a) Procedure. All disputes between the parties arising out of or relating to
this, or the breach or alleged breach hereof, shall be submitted to binding
arbitration. The arbitration shall be conducted in accordance with the
Commercial Arbitration Rules of the American Arbitration Association ("AAA").
Each party shall bear its own expenses; the parties will mutually share the AAA
administrative fees and the arbitrators' expenses. A single arbitrator shall be
selected by the parties in accordance with the AAA selection rules. The
arbitrator shall determine issues of arbitrability but may not limit, expand or
otherwise modify the terms of the Agreements. The arbitration shall be conducted
in the state of the party not commencing arbitration. The arbitrator shall have
no authority to modify the consideration set forth in Article III or to grant
injunctive relief. The award of the arbitrator shall be in writing, shall state
the reasons for the award and shall explain the breakout of any damages awarded.
Judgment upon an award may be entered in any court having competent
jurisdiction. The Federal Arbitration Act, 9 U.S.C. Sections 1-14, shall
govern the interpretation and enforcement of this Section. The parties shall be
entitled to conduct reasonable discovery pursuant to the Federal Rules of Civil
Procedure.
(b) Confidentiality. All transcripts, documents, things and other information
produced and the testimony given in or attendant to the arbitration
proceeding(s) shall be used only for purposes of the arbitration proceeding(s).
(c) Return of Materials. Within 30 days after entry of a judgment of
confirmation, or within 120 days after issuance of the arbitrator's award where
judicial confirmation is not sought, each party
21
and the arbitrator, at the election of the party furnishing the same shall
destroy or return all documents, transcripts or other things, and any copies
thereof as well as all summaries or other materials containing or disclosing
information contained in, or directly related to, such documents, transcripts or
things. Each party and the arbitrator shall so certify. Notwithstanding the
above, each party's attorneys may retain a complete pleading file, subject to
the confidentiality provisions of this Agreement.
(d) Time Extensions. The parties may expend any period of time by mutual
agreement. The arbitrator may extend any period of time for good cause, except
for the issuance of the decision.
(e) Attorneys' Fees. If an arbitration action is commenced for breach of this
Agreement, the prevailing party shall be entitled to its attorneys' fees and
costs as the arbitrator in his or her discretion may award.
7.18 NON-SOLICITATION
Except with the prior written consent of the other party, neither party shall
for a period of three (3) years engage any employee of the other party, whose
work assignments have included the development or production of HAWK PRODUCT, to
work for it on a permanent, temporary or part time basis, nor actively solicit
for employment any such employee of the other party.
IN WITNESS WHEREOF, each of the parties has caused this Agreement to be executed
in duplicate originals by its duly authorized representative on the respective
dates entered below.
PARADYNE CORPORATION ACCESS BEYOND INC.
------------------------------- -------------------------------
SIGNATURE SIGNATURE
------------------------------- -------------------------------
NAME NAME
------------------------------- -------------------------------
TITLE TITLE
------------------------------- -------------------------------
DATE DATE
THIS AGREEMENT DOES NOT BIND OR OBLIGATE EITHER PARTY IN ANY MANNER UNLESS
DULY EXECUTED BY AUTHORIZED REPRESENTATIVES OF BOTH PARTIES
22
DEFINITIONS APPENDIX
HAWK DOCUMENTATION means all HAWK PRODUCT-specific documentation, the rights to
which are owned by Paradyne as of the effective date of this Agreement,
including, without limitation, the documentation listed on Attachment A (and any
items the parties may add thereto), as well as manufacturing information
necessary to manufacture the Octal Communication Device card, hardware and
software design documentation, product information (such as Customer
Documentation, Product Overview, System Requirements, Sales and Marketing
materials) program source files, schematics, layouts, mechanical and assembly
drawings, photoplots, bills of material, programmable logic source and
programming files, technical documentation/manuals, but does not include any
documentation pertaining to PARADYNE INTELLECTUAL PROPERTY.
HAWK FIRMWARE means all source code developed by or for Paradyne required for
the production and further development of the HAWK PRODUCT, including, without
limitation, the source code summarized on Attachment A (and any items the
parties may add thereto), but does not include any PARADYNE INTELLECTUAL
PROPERTY.
HAWK PRODUCT means the open remote dial access cards presently known as "Hawk"
or as "the 2290 Remote Access Gateway product," developed by Paradyne,
consisting of an Octal Communication Device card, a network interface (T1) card,
NT and Novell drivers and communications software, which provide remote dial
access by accepting dial or ISDN calls from a T1 line or PRI and connecting via
an Ethernet connection to a network, as well as any remote dial access server
which is substantially functionally equivalent to the foregoing, and future
developments and enhancements to any of the foregoing.
HAWK TECHNICAL INFORMATION means all TECHNICAL INFORMATION specific to, or
required for, or used solely in connection with, the manufacture, development,
or marketing of the HAWK PRODUCT, the rights to which are owned by Paradyne as
of the effective date of this Agreement, including, without limitation, the
TECHNICAL INFORMATION of Paradyne summarized on Attachment A (and any items the
parties made add thereto), but does not include any PARADYNE INTELLECTUAL
PROPERTY.
HAWK TECHNOLOGY means the HAWK TECHNICAL INFORMATION, HAWK DOCUMENTATION, HAWK
FIRMWARE and associated hardware elements, as well as the copyrights therein,
but does not include any PARADYNE INTELLECTUAL PROPERTY.
PARADYNE HAWK PATENTS means any patents or patent applications, including any
divisional or continuation of such patents or patent applications, filed or
issued in any country of the world owned by Paradyne Corporation which may be
infringed by the HAWK PRODUCT as of the CLOSING DATE.
PARADYNE INTELLECTUAL PROPERTY means the PARADYNE HAWK PATENTS, Paradyne's
TECHNICAL INFORMATION, and all patent, trade secret and know-how rights in and
to the HAWK TECHNOLOGY. If the parties cannot agree if a particular item or
right is
23
HAWK TECHNOLOGY or PARADYNE INTELLECTUAL PROPERTY then it shall be PARADYNE
INTELLECTUAL PROPERTY and subject to the licenses granted under Section 1.04.
SUBSIDIARY of a company means a corporation or legal entity (i) the majority of
whose shares or other securities entitled to vote for election of directors (or
other managing authority) is now or hereafter controlled by such company either
directly or indirectly; or (ii) which does not have outstanding shares or
securities but the majority of whose ownership interest representing the right
to manage such corporation or other legal entity is now or hereafter owned and
controlled by such company either directly or indirectly; but any such
corporation or other legal entity shall be deemed to be a SUBSIDIARY of such
company only as long as such control or ownership and control exists.
TECHNICAL INFORMATION means any and all information identified by stamp or
legend to be of a proprietary or confidential nature provided by the furnishing
party during the term of this Agreement.
CLOSING DATE means the tenth (10th) business day after the date this Agreement
and the Stock Purchase Agreement are signed and upon which the following events
(the "Closing") shall occur:
(a) ABI transfers title to the stock certificates to Paradyne as
required under the Stock Purchase Agreement, and
(b) ABI makes wire transfer of twenty-five thousand dollars
($25,000) to Paradyne as consideration for Engineering Support
as described under Section 3.01 of this Agreement, and
(c) Paradyne tenders the HAWK TECHNOLOGY to ABI as described under
Attachment A, Section A1, and
(d) ABI makes wire transfer of the first one-hundred thousand
dollar ($100,000) payment to Paradyne as partial consideration
for the Sale of Hawk Product Inventory, as described under
Attachment B.
24
ATTACHMENT A
DELIVERY OF HAWK TECHNOLOGY
SECTION A1
HAWK TECHNOLOGY
(TO BE DELIVERED AS SPECIFIED IN SECTION 4.01)
Hawk R1 technology and product deliverables.
Column definitions:
- DELIVERABLE ITEM ID: A table specific unique ID to be assigned to a
deliverable, for labeling purposes. Ends in an increasing numeric
count, e.g. HW1, HW2, ...
- QUAN: The anticipated quantity of each deliverable, typically 1.
- NEED: R => Required = A deliverable required to support and produce the
product. O => Optional = A desirable deliverable, but not required to
support and produce the product. The latter may be withheld depending
on cost to generate and value.
- PURPOSE: D => Document = A document that defines the technology or
product production processes, e.g. a TDS. P => Product = A direct or
near direct product component, e.g. hardcopy of the User's Guide or a
software file containing a chapter if the User's Guide. T => Tool = A
tool used to develop or test the product, e.g. a compiler or test
fixture.
- FORMAT: The format of the deliverable. D => Electronic Version =
File(s) sent electronically P => Paper = Hardcopy. H => Hardware =
Electronic or other non-paper physical item. O => Other = none of the
above.
- VERSION OR DATE: An identifying version number or date stamp.
- DESCRIPTION: Define the item. File format is useful for diskette
documents. Put comments, assumptions, caveats here.
- NOTE: Number(s) corresponding to the Note number(s) immediately
following that table for long descriptions, or notes shared in that
table.
Document Revision History
--------------------------------------------------------------------------------------------------------
VER DATE COMMENTS AUTHOR
--------------------------------------------------------------------------------------------------------
0.1 02/21/97 Create EThoenes
--------------------------------------------------------------------------------------------------------
0.2 02/25/97 Update with Person Responsible review information. EThoenes
--------------------------------------------------------------------------------------------------------
0.3 02/27/97 - Sort R/Os. EThoenes
--------------------------------------------------------------------------------------------------------
1.0 02/27/97 - Per GBe/ET review. Ethoenes
--------------------------------------------------------------------------------------------------------
1.1 04/07/97 - Additional requests from ABI Visit April 3, 1997 GFinan
--------------------------------------------------------------------------------------------------------
25
- Project
----------------------------------------------------------------------------------------------------------
DELIVERABLE QUAN NEED: PURPOSE: FORMAT: VERSION PERSON
ITEM ID Required / Document / Diskette / OR DATE RESPONSIBLE
Optional Product / Paper /
Tool Hardware /
Other
----------------------------------------------------------------------------------------------------------
PJ1 1 R D D V1.1 EThoenes
----------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------
DESCRIPTION (Include comments, assumptions, and caveats) NOTE
------------------------------------------------------------------------------
POSR11.DOC: Hawk R1 Product Overview and System Requirements
document, Word V6 format.
------------------------------------------------------------------------------
- Publications
------------------------------------------------------------------------------------------------------
DELIVERABLE QUAN NEED: PURPOSE: FORMAT: VERSION PERSON
ITEM ID Required / Document / Diskette / OR DATE RESPONSIBLE
Optional Product / Paper /
Tool Hardware /
Other
------------------------------------------------------------------------------------------------------
PB1 1 R P D -00 BKula
------------------------------------------------------------------------------------------------------
PB2 1 R P D -10 "
------------------------------------------------------------------------------------------------------
PB3 1 R P D -10 "
------------------------------------------------------------------------------------------------------
- 0 - - - - -
------------------------------------------------------------------------------------------------------
--------------------------------------------------------------------------------
DESCRIPTION (Include comments, assumptions, and caveats) NOTE
--------------------------------------------------------------------------------
NT User Guide, Interleaf format 1,2
--------------------------------------------------------------------------------
T1 Card Safety & Regulatory Information Sheet, Interleaf format 1,2
--------------------------------------------------------------------------------
OCD Card Safety & Regulatory Information Sheet, Interleaf format 1,2
--------------------------------------------------------------------------------
Novell User Guide (not developed).
--------------------------------------------------------------------------------
Notes:
1. Should also provide hard copy examples of all documents.
2. Each document is contained in a discrete file directory. In the file
directory is a readme.txt file describing individual files in the
directory.
- Hardware (Design Documents; Custom Development tools; Schematics)
---------------------------------------------------------------------------------------------------------
DELIVERABLE QUAN NEED: PURPOSE: FORMAT: VERSION PERSON
ITEM ID Required / Document / Diskette / OR DATE RESPONSIBLE
Optional Product / Paper /
Tool Hardware /
Other
---------------------------------------------------------------------------------------------------------
HW1 1 R D D 2.d - JBedingfield
2/97
---------------------------------------------------------------------------------------------------------
▇▇▇ ▇ ▇ ▇ ▇ (▇▇▇▇) ▇▇▇ - "
5/95
---------------------------------------------------------------------------------------------------------
▇▇▇ ▇ ▇ ▇ ▇ (▇▇▇▇) ▇▇▇ - "
5/95
---------------------------------------------------------------------------------------------------------
HW4 2 O T H Latest "
---------------------------------------------------------------------------------------------------------
HW5 1 O D D Latest "
---------------------------------------------------------------------------------------------------------
-----------------------------------------------------------------------------
DESCRIPTION (Include comments, assumptions, and caveats) NOTE
-----------------------------------------------------------------------------
OCD Hardware Technical Design Spec, Word V6 format, parent and child
cards
-----------------------------------------------------------------------------
Mentor hardware design files, Parent (869-2777-5x74) 1
-----------------------------------------------------------------------------
Mentor hardware design files, Child (869-2786-5x74) 1
-----------------------------------------------------------------------------
MOC card and card adapter
-----------------------------------------------------------------------------
MOC schematic, BOM
-----------------------------------------------------------------------------
Notes:
1. Only useful on a Mentor platform.
26
- Software (Design Documents; Custom Development Tools; Software; source,
product release, release document)
- OCD MCP / SCP
----------------------------------------------------------------------------------------------------------
DELIVERABLE QUAN NEED: PURPOSE: FORMAT: VERSION PERSON
ITEM ID Required / Document / Diskette / OR DATE RESPONSIBLE
Optional Product Paper /
Component / Hardware /
Tool Other
----------------------------------------------------------------------------------------------------------
SWCP1 1 R D D V1.1 JChapman
----------------------------------------------------------------------------------------------------------
SWCP2 1 R D D V.1.1 JChapman
----------------------------------------------------------------------------------------------------------
SWCP3 1 R D D V1.0 JChapman
----------------------------------------------------------------------------------------------------------
SWCP4 1 R D D V2.A JChapman
----------------------------------------------------------------------------------------------------------
SWCP5 1 R D D V1.1 JChapman
----------------------------------------------------------------------------------------------------------
SWCP6 1 R D D V1.F JChapman
----------------------------------------------------------------------------------------------------------
SWCP7 1 R P D V1.0 JChapman
----------------------------------------------------------------------------------------------------------
SWCP8 1 R P D V1.23 JChapman
----------------------------------------------------------------------------------------------------------
SWCP9 1 R P D V1.21 JChapman
----------------------------------------------------------------------------------------------------------
SWCP10 1 R P D V1.0 JChapman
----------------------------------------------------------------------------------------------------------
SWCP11 1 R P D V1.24 JChapman
----------------------------------------------------------------------------------------------------------
SWCP12 1 R T D V8.02 JChapman
----------------------------------------------------------------------------------------------------------
SWCP13 1 R T D V1.0 JChapman
----------------------------------------------------------------------------------------------------------
SWCP14 1 R T D V4.2 JChapman
----------------------------------------------------------------------------------------------------------
SWCP15 1 R T D V1.0 JChapman
----------------------------------------------------------------------------------------------------------
SWCP16 1 R T D V1.0 JChapman
----------------------------------------------------------------------------------------------------------
SWCP17 1 R T D V1.0 JChapman
----------------------------------------------------------------------------------------------------------
SWCP18 1 R T D V1.0 JChapman
----------------------------------------------------------------------------------------------------------
SWCP19 1 R T D V1.0 JChapman
----------------------------------------------------------------------------------------------------------
SWCP20 1 O T D - JChapman
----------------------------------------------------------------------------------------------------------
SWCP21 1 O T D V1.0 JChapman
----------------------------------------------------------------------------------------------------------
SWPC22 1 O T H - JChapman
----------------------------------------------------------------------------------------------------------
SWCP23 1 O T D - JChapman
----------------------------------------------------------------------------------------------------------
SWCP24 1 O T D - JChapman
----------------------------------------------------------------------------------------------------------
SWPC25 1 O T P - JChapman
----------------------------------------------------------------------------------------------------------
-----------------------------------------------------------------------------
DESCRIPTION (Include comments, assumptions, and caveats) NOTE
-----------------------------------------------------------------------------
OCD Operational Spec, Word V6 format
-----------------------------------------------------------------------------
OCD System Architecture Spec, Word V6 format
-----------------------------------------------------------------------------
OCD System Requirements Spec, Word V6 format
-----------------------------------------------------------------------------
MCP Boot Strap TDS, Word V6 format
-----------------------------------------------------------------------------
MCP Firmware TDS, Word V6 format
-----------------------------------------------------------------------------
SCP & DSP TDS, Word V6 format
-----------------------------------------------------------------------------
MCP Boot Source, Objects, Executable Code and Build procedures
-----------------------------------------------------------------------------
MCP Xport Source, Objects, Executable Code and Build procedures
-----------------------------------------------------------------------------
SCP 1st Stage Boot Source, Objects, Executable Code and Build
procedures
-----------------------------------------------------------------------------
SCP 2nd Stage Boot Source, Objects, Executable Code and Build
procedures
-----------------------------------------------------------------------------
SCP Xport Source, Objects, Executable Code and Build procedures
-----------------------------------------------------------------------------
Intermetrics Compiler, Assembler, Linker, Locator. Will not be
supplied if available from vendor.
-----------------------------------------------------------------------------
ComApp Test Utility source, object, executable Code and build
procedures for DOS
-----------------------------------------------------------------------------
Diags Test Utility source, object, executable Code and build
procedures for DOS
-----------------------------------------------------------------------------
HAWKDLCP Download Utility source, object, executable Code and build
procedures for DOS
-----------------------------------------------------------------------------
MAKE_OCD Reformatting Utility for DOS
-----------------------------------------------------------------------------
HAWK_OCD Reformatting Utility for DOS
-----------------------------------------------------------------------------
HAWK_CXD Reformatting Utility for DOS
-----------------------------------------------------------------------------
MODCOMPR HX->ASM Reformatting Utility for DOS
-----------------------------------------------------------------------------
IEEE 695 Formatter from HP 1
-----------------------------------------------------------------------------
HP Emulator setup scripts 1
-----------------------------------------------------------------------------
OCD HP ICE 68302 with MCP & SCP ICE dummy microprocessors 1
-----------------------------------------------------------------------------
MOC Source, Objects, Executable Code, Build procedures
-----------------------------------------------------------------------------
MOC support utilities i.e. overlay.exe, startup.cmd, rmxdb
-----------------------------------------------------------------------------
MOC User Guide
-----------------------------------------------------------------------------
Notes:
1. Only useful for an HP 64746 ICE environment.
27
- OCD DSP
----------------------------------------------------------------------------------------------
DELIVERABLE QUAN NEED: PURPOSE: FORMAT: VERSION PERSON
ITEM ID Required / Document / Diskette / OR DATE RESPONSIBLE
Optional Product / Paper /
Tool Hardware /
Other
----------------------------------------------------------------------------------------------
SWSP1 1 R P D RMartinez
----------------------------------------------------------------------------------------------
▇▇▇▇▇ ▇ R P D "
----------------------------------------------------------------------------------------------
SWSP3 1 R P D "
----------------------------------------------------------------------------------------------
SWSP4 1 R P D "
----------------------------------------------------------------------------------------------
SWSP5 1 R T D "
----------------------------------------------------------------------------------------------
SWSP6 1 R T P "
----------------------------------------------------------------------------------------------
SWSP7 2 R T H "
----------------------------------------------------------------------------------------------
▇▇▇▇▇ ▇ R D D "
----------------------------------------------------------------------------------------------
SWSP9 1 R D P "
----------------------------------------------------------------------------------------------
SWSP10 1 R T H "
----------------------------------------------------------------------------------------------
SWSP11 1 R T H "
----------------------------------------------------------------------------------------------
SWSP12 1 R T H "
----------------------------------------------------------------------------------------------
SWSP13 1 O T H "
----------------------------------------------------------------------------------------------
-------------------------------------------------------------------------------
DESCRIPTION (Include comments, assumptions, and caveats) NOTE
-------------------------------------------------------------------------------
OCD DSP16A V.34 Assembler Source Modules
-------------------------------------------------------------------------------
OCD DSP16A V.32 Assembler Source Modules
-------------------------------------------------------------------------------
OCD DSP16A ISDN and Echo Canceler Assembler Source Modules (Echo
Canceler feature is prototype)
-------------------------------------------------------------------------------
OCD DSP16A Voice Span Assembler Source Modules (Voice Span feature
is prototype. Module required for call discrimination.)
-------------------------------------------------------------------------------
Non-SCCS build procedure (new)
-------------------------------------------------------------------------------
Definition of DSP16A Assembler Environment
-------------------------------------------------------------------------------
"TJ Right" DSP16A PC Card
-------------------------------------------------------------------------------
Host/DSP Interface Spec
-------------------------------------------------------------------------------
Camil Spec (AT&T Doc)
-------------------------------------------------------------------------------
Hawk DSP Dev. Target with Emulator Pods for DSP16A
-------------------------------------------------------------------------------
FMIC Evaluation Board
-------------------------------------------------------------------------------
Memory Overlay Card (MOC) for constellation display
-------------------------------------------------------------------------------
Custom Analog Monitoring Box
-------------------------------------------------------------------------------
28
- NT Driver
-----------------------------------------------------------------------------------------------------------
DELIVERABLE QUAN NEED: PURPOSE: FORMAT: VERSION PERSON
ITEM ID Required / Document / Diskette / OR DATE RESPONSIBLE
Optional Product / Paper /
Tool Hardware /
Other
-----------------------------------------------------------------------------------------------------------
SWNT1 1 R D D MDavis
-----------------------------------------------------------------------------------------------------------
SWNT2 1 R D D "
-----------------------------------------------------------------------------------------------------------
SWNT3 1 R P D "
-----------------------------------------------------------------------------------------------------------
SWNT4 1 R P D "
-----------------------------------------------------------------------------------------------------------
SWNT5 1 R P D "
-----------------------------------------------------------------------------------------------------------
SWNT6 1 R P D "
-----------------------------------------------------------------------------------------------------------
SWNT7 1 R P D "
-----------------------------------------------------------------------------------------------------------
SWNT8 1 R P D "
-----------------------------------------------------------------------------------------------------------
SWNT9 1 R P D "
-----------------------------------------------------------------------------------------------------------
SWNT10 1 R P D "
-----------------------------------------------------------------------------------------------------------
SWNT11 1 R P D "
-----------------------------------------------------------------------------------------------------------
SWNT12 1 R P D "
-----------------------------------------------------------------------------------------------------------
SWNT13 1 R T D "
-----------------------------------------------------------------------------------------------------------
SWNT14 1 R D D "
-----------------------------------------------------------------------------------------------------------
SWNT15 1 R D D "
-----------------------------------------------------------------------------------------------------------
SWNT16 1 R D D "
-----------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------
DESCRIPTION (Include comments, assumptions, and caveats) NOTE
------------------------------------------------------------------------------
Driver and Application TDS
------------------------------------------------------------------------------
Driver and Application Op Spec
------------------------------------------------------------------------------
NT WAN Miniport Driver Source Code: C, C++, ASM, Visual C++ Workspace
------------------------------------------------------------------------------
NT Protocol Driver Source Code: C, C++, ASM, Visual C++ Workspace
------------------------------------------------------------------------------
NT Admin Application Source Code: C, C++, ASM, Visual C++ Workspace
------------------------------------------------------------------------------
NT Status Monitor Application Source Code: C, C++, ASM, Visual C++
Workspace
------------------------------------------------------------------------------
NT Application DLL(s) Source Code: C, C++, ASM, Visual C++ Workspace
------------------------------------------------------------------------------
NT Configuration DLL Source Code: C, C++, ASM, Visual C++ Workspace
------------------------------------------------------------------------------
NT Detection DLL Source Code: C, C++, ASM, Visual C++ Workspace
------------------------------------------------------------------------------
NT Installation Script(s) Source Code: INF Files
------------------------------------------------------------------------------
NT InstallWizard Scripts, packing list and batch build files.
------------------------------------------------------------------------------
NT Help Files and Source Code: Assumes Help File generating
application is available to buyer.
------------------------------------------------------------------------------
NT RAS Dial Test Program Source Code: C++, Visual C++ Workspace
------------------------------------------------------------------------------
Firmware Release Forms: Rel1.0 through Rel1.6
------------------------------------------------------------------------------
Readme.txt Files for Rel1.0 through Rel1.6
------------------------------------------------------------------------------
NT Development Test Plan, Problem Log and Test Results
------------------------------------------------------------------------------
29
- Novell Driver
----------------------------------------------------------------------------------------------------------
DELIVERABLE QUAN NEED: PURPOSE: FORMAT: VERSION PERSON
ITEM ID Required / Document / Diskette / OR DATE RESPONSIBLE
Optional Product / Paper /
Tool Hardware /
Other
----------------------------------------------------------------------------------------------------------
SWNW1 1 R P D R1.0.0 JLandry/ET
----------------------------------------------------------------------------------------------------------
SWNW2 1 R P D R1.0.2 "
----------------------------------------------------------------------------------------------------------
SWNW3 1 R P D R1.0.2 "
----------------------------------------------------------------------------------------------------------
SWNW4 1 R T D V10.5 "
----------------------------------------------------------------------------------------------------------
SWNW5 1 R T D "
----------------------------------------------------------------------------------------------------------
SWNW6 1 R T D "
----------------------------------------------------------------------------------------------------------
SWNW7 1 R T D "
----------------------------------------------------------------------------------------------------------
SWNW8 1 R D D V1.E "
----------------------------------------------------------------------------------------------------------
SWNW9 1 R D D V0.1 "
----------------------------------------------------------------------------------------------------------
SWNW10 1 R D D V1.0 "
----------------------------------------------------------------------------------------------------------
SWNW11 1 R D D "
----------------------------------------------------------------------------------------------------------
SWNW12 1 R T D "
----------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------
DESCRIPTION (Include comments, assumptions, and caveats) NOTE
------------------------------------------------------------------------------
REL100/M629/DISK1 - ../DISK5: 5 diskette product component set
(DISK1,DISK2,...,DISK5); upgrade to Novell Net Connect V2.0.29
for Hawk. No source included, from Novell.
------------------------------------------------------------------------------
REL102/M637/DISK1 & ../DISK2: 2 diskette product component set 1
(DISK1, DISK2); Novell Netware driver.
------------------------------------------------------------------------------
REL102/M637/SOURCE & ./NLM: files used to create the Novell driver 1
component of REL102/M637 on the Paradyne software development
platform. Inclusive of make, batch, source, object, header files.
Note that version control system (VCS) applications and source VCS
files are not included. Make and batch files must be modified to
remove VCS "get" operations that retrieved the files supplied. The
Op Specification defines the diskette file organization.
------------------------------------------------------------------------------
Watcom; Compiler, Linker, Make, 32RUN tools. Will not be supplied
if available from vendor.
------------------------------------------------------------------------------
Phar Lap 386IASM 4.0; Will not be supplied if available from vendor.
------------------------------------------------------------------------------
PolyMake V3.2 make utility, from Sage Software; Will not be supplied
if available from vendor.
------------------------------------------------------------------------------
Pkware "attrib.exe" utility. Used to clear file's "Read only"
directory attribute in the make process. Will not be supplied if
available from vendor.
------------------------------------------------------------------------------
SOSW-1E.DOC: Software Operational Spec draft, Word 6 format.
------------------------------------------------------------------------------
NWDEVTST.DOC: Development Test Plan draft, Word 6 format.
------------------------------------------------------------------------------
SSAW10.DOC: Software Architecture Spec, Word 6 format.
------------------------------------------------------------------------------
W869M637.DOC: Software Release ▇▇▇▇, ▇▇▇▇.
------------------------------------------------------------------------------
Test Application for Loopbacks.
------------------------------------------------------------------------------
Notes:
1. This software has not been through Paradyne systems test nor Novell
certification.
30
- System Test (Design; Custom Test Tools; Software; source, test
executables)
--------------------------------------------------------------------------------------------------------
DELIVERABLE QUAN NEED: PURPOSE: FORMAT: VERSION PERSON
ITEM ID Required / Document / Diskette / OR DATE RESPONSIBLE
Optional Product / Paper /
Tool Hardware /
Other
--------------------------------------------------------------------------------------------------------
ST1 1 R T D GNovis
--------------------------------------------------------------------------------------------------------
ST2 1 R T D "
--------------------------------------------------------------------------------------------------------
ST3 1 R T D "
--------------------------------------------------------------------------------------------------------
ST4 1 R T D "
--------------------------------------------------------------------------------------------------------
ST5 1 R T D "
--------------------------------------------------------------------------------------------------------
ST6 1 R T D "
--------------------------------------------------------------------------------------------------------
ST7 1 R D D GMorgan
--------------------------------------------------------------------------------------------------------
ST8 1 R D P GNovis
--------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------
DESCRIPTION (Include comments, assumptions, and caveats) NOTE
------------------------------------------------------------------------------
System Test custom software utilities 1
------------------------------------------------------------------------------
System Test procedures 1
------------------------------------------------------------------------------
System Test Script 1
------------------------------------------------------------------------------
System Test Cases 1
------------------------------------------------------------------------------
RAS Test Visual Basic Application: TDS 1
------------------------------------------------------------------------------
RAS Test Visual Basic Application: Source Code and Build 1
------------------------------------------------------------------------------
System Test Plans 1
------------------------------------------------------------------------------
Open Quality Reports 1
------------------------------------------------------------------------------
Notes:
1. Coverage for NT system tests only.
- Safety / Regulatory (Test Data, Compliance Certification)
-------------------------------------------------------------------------------------------------------------
DELIVERABLE QUAN NEED: PURPOSE: FORMAT: VERSION PERSON
ITEM ID Required / Document / Diskette / OR DATE RESPONSIBLE
Optional Product / Paper /
Tool Hardware /
Other
-------------------------------------------------------------------------------------------------------------
SR1 1 R D P JEllis
-------------------------------------------------------------------------------------------------------------
SR2 1 R D P DBitume
-------------------------------------------------------------------------------------------------------------
SR3 1 R D P PWalsh
-------------------------------------------------------------------------------------------------------------
--------------------------------------------------------------------------------
DESCRIPTION (Include comments, assumptions, and caveats) NOTE
--------------------------------------------------------------------------------
Part 15 EMI Test Data and Compliance Information
--------------------------------------------------------------------------------
UL/CSA Test Data and Compliance Information
--------------------------------------------------------------------------------
Part 68 Test Data and Compliance Information
--------------------------------------------------------------------------------
31
- Production and Test Engineering (Design; Custom Test Tools; Software;
source, production executables)
- Production
------------------------------------------------------------------------------------------------------------
DELIVERABLE QUAN NEED: PURPOSE: FORMAT: VERSION PERSON
ITEM ID Required / Document / Diskette / OR DATE RESPONSIBLE
Optional Product / Paper /
Tool Hardware /
Other
------------------------------------------------------------------------------------------------------------
PTPR1 1 R D O (tape) Note 2 BWelch
------------------------------------------------------------------------------------------------------------
PTPR2 1 R D O (tape) Note 2 "
------------------------------------------------------------------------------------------------------------
PTPR3 1 R D O (tape) Note 2 "
------------------------------------------------------------------------------------------------------------
PTPR4 1 R D O (tape) Note 2 "
------------------------------------------------------------------------------------------------------------
PTPR5 1 R D P/D Note 2 "
------------------------------------------------------------------------------------------------------------
PTPR6 1 R D P/D Note 2 "
------------------------------------------------------------------------------------------------------------
PTPR7 1 R D D/O(tape) Note 2 "
------------------------------------------------------------------------------------------------------------
PTPR8 1 R D D/O(tape) Note 2 "
------------------------------------------------------------------------------------------------------------
PTPR9 1 R D O (tape) Note 2 "
------------------------------------------------------------------------------------------------------------
PTPR10 1 R D O (tape) Note 2 "
------------------------------------------------------------------------------------------------------------
PTPR11 1 O D P Note 2 "
------------------------------------------------------------------------------------------------------------
PTPR12 1 O D P Note 2 "
------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------
DESCRIPTION (Include comments, assumptions, and caveats) NOTE
------------------------------------------------------------------------------
PWB Design / FAB Package, Parent Card 1
------------------------------------------------------------------------------
PWB Design / FAB Package, Child Card 1
------------------------------------------------------------------------------
Assembly Drawing, Parent Card (HPGL Plot File) 1
------------------------------------------------------------------------------
Assembly Drawing, Child Card (HPGL Plot File) 1
------------------------------------------------------------------------------
▇▇▇▇ of Material, Parent Card (From BOM builder w/vendor cross ref)
------------------------------------------------------------------------------
▇▇▇▇ of Material, Child Card (From BOM builder w/vendor cross ref)
------------------------------------------------------------------------------
Manufacturing Electrical Assy (input to CIMBRIDGE), Parent Card 1
------------------------------------------------------------------------------
Manufacturing Electrical Assy (input to CIMBRIDGE), Child Card 1
------------------------------------------------------------------------------
Stencil (Gerber File), Parent 1
------------------------------------------------------------------------------
Stencil (Gerber File), Child 1
------------------------------------------------------------------------------
Artwork check plots, Parent
------------------------------------------------------------------------------
Artwork check plots, Child
------------------------------------------------------------------------------
Notes:
1. UNIX TAR format tape
2. Made from A3F 5/95 data.
- Test engineering
------------------------------------------------------------------------------------------------------------
DELIVERABLE QUAN NEED: PURPOSE: FORMAT: VERSION PERSON
ITEM ID Required / Document / Diskette / OR DATE RESPONSIBLE
Optional Product / Paper /
Tool Hardware /
Other
------------------------------------------------------------------------------------------------------------
PTTE1 1 R T H 10/9/96 JCBrun
------------------------------------------------------------------------------------------------------------
PTTE2 1 R T D & P 10/9/96 "
------------------------------------------------------------------------------------------------------------
PTTE3 1 R T D 5/8/96 "
------------------------------------------------------------------------------------------------------------
PTTE4 1 R T H 10/9/96 "
------------------------------------------------------------------------------------------------------------
PTTE5 1 R T D & P 10/9/96 "
PTTE6 1 R T D 5/8/96 "
------------------------------------------------------------------------------------------------------------
PTTE7 1 R T H Rev A "
------------------------------------------------------------------------------------------------------------
PTTE8 1 R T D & P Rev A "
------------------------------------------------------------------------------------------------------------
PTTE9 1 R T D V1.3.2 "
------------------------------------------------------------------------------------------------------------
--------------------------------------------------------------------------------
DESCRIPTION (Include comments, assumptions, and caveats) NOTE
--------------------------------------------------------------------------------
869-2777-xxxx: In Circuit Test (ICT) fixture, Parent Card 1
--------------------------------------------------------------------------------
869-2777-xxxx: In Circuit Test (ICT) drawings, Parent Card
--------------------------------------------------------------------------------
869-2777-xxxx: In Circuit Test (ICT) software, Parent Card
--------------------------------------------------------------------------------
869-2786-xxxx: In Circuit Test (ICT) fixture, Child Card 1
--------------------------------------------------------------------------------
869-2786-xxxx: In Circuit Test (ICT) drawings, Child Card
--------------------------------------------------------------------------------
869-2786-xxxx: In Circuit Test (ICT) software, Child Card
--------------------------------------------------------------------------------
Diagnostic Functional Test (DFT) fixture 2
--------------------------------------------------------------------------------
Diagnostic Functional Test (DFT) drawings
--------------------------------------------------------------------------------
Diagnostic Functional Test (DFT) software
--------------------------------------------------------------------------------
Notes:
1. Requires one Model 2283 GenRad for each parent and child card fixture
pair. Not included.
2. Requires one PC with ISA bus for each DFT platform. Fixture consists of
approximately 4 major components. PC not included.
32
Additional Items per ABI Visit April 3, 1997
------------------------------------------------------------------------------------------------------------
DELIVERABLE QUAN NEED: PURPOSE: FORMAT: VERSION PERSON
ITEM ID Required / Document / Diskette / OR DATE RESPONSIBLE
Optional Product / Paper /
Tool Hardware /
Other
------------------------------------------------------------------------------------------------------------
AI1 1 R D P RColbert
------------------------------------------------------------------------------------------------------------
AI2 1 R D P RColbert
------------------------------------------------------------------------------------------------------------
AI3 1 R T P RColbert
------------------------------------------------------------------------------------------------------------
AI4 1 R D P MSalerno
------------------------------------------------------------------------------------------------------------
AI5 1 R D P RColbert
------------------------------------------------------------------------------------------------------------
AI6 1 R D P RColbert
------------------------------------------------------------------------------------------------------------
AI7 1 R D P MBenishek
------------------------------------------------------------------------------------------------------------
--------------------------------------------------------------------------------
DESCRIPTION (Include comments, assumptions, and caveats) NOTE
--------------------------------------------------------------------------------
Proto and Pilot Reports
--------------------------------------------------------------------------------
Test results from production run
--------------------------------------------------------------------------------
Profile for Surface Mount Oven
--------------------------------------------------------------------------------
OEM Survey
--------------------------------------------------------------------------------
ATE Package
--------------------------------------------------------------------------------
Production Routings and Assembly Procedures
--------------------------------------------------------------------------------
List of Balance of Inventory
--------------------------------------------------------------------------------
33
SECTION A2
TRANSFER OF 2290 TECHNOLOGY HARDWARE
Paradyne and ABI agree that the following terms and conditions shall apply
solely to the transfer of the 2290 Technology Hardware under the 2290 Remote
Access Gateway ("Hawk") Technology Transfer Agreement by and between the parties
to which this Section A2 is attached and made a part thereof:
1. 2290 TECHNOLOGY HARDWARE
2290 Technology Hardware ("Hardware") shall consist of the fixtures, test
equipment, test heads, and other equipment used in the manufacture of the HAWK
PRODUCT which shall be specified in Exhibit 1.
2. COSTS
A. ABI shall pay any taxes which may be levied upon the sale, transfer of
ownership, installation, license to ABI or use by ABI of the Hardware.
Excluded are taxes on Paradyne Corporation's net income.
B. All shipping, special packaging and other destination charges will be
invoiced by Paradyne Corporation and paid by ABI.
3. LEGAL AUTHORITY TO CONVEY TITLE
Paradyne represents and warrants that it has the unencumbered legal authority to
convey to ABI clear title to the Hardware, and upon the purchase hereunder ABI
shall have acquired clear title to the hardware free and clear of any claims or
encumbrances
4. WARRANTY
The Hardware is sold as is, where is, and without warranty of any kind except as
herein set forth. Paradyne represents that to the best of its knowledge and as
of the CLOSING DATE, the Hardware is in good working order and appropriate for
its intended use provided that the technical personnel using such Hardware are
as technically proficient and as "skilled in the art" as technical personnel at
Paradyne.
5. WARRANTY EXCLUSIONS
PARADYNE CORPORATION, ITS PARENT, SUBSIDIARIES AND THEIR AFFILIATES,
SUBCONTRACTORS AND SUPPLIERS MAKE NO WARRANTIES, EXPRESS OR IMPLIED, AND
SPECIFICALLY DISCLAIM ANY WARRANTY OF INFRINGEMENT, MERCHANTABILITY OR FITNESS
FOR A PARTICULAR PURPOSE.
6. TITLE AND RISK OF LOSS
The shipping terms shall be FOB point of origin, freight prepaid and billed
back. Title to Hardware shall pass to ABI upon receipt at ABI's premises in
Gaithersburg, Maryland. Risk of loss shall pass to ABI at the FOB point
7. EXCLUSIVE REMEDIES AND LIMITATIONS OF LIABILITY
A. FOR PURPOSES OF THE EXCLUSIVE REMEDIES AND LIMITATIONS OF LIABILITY SET
FORTH IN THIS SECTION 7, "PARADYNE CORPORATION" SHALL BE DEEMED TO
INCLUDE PARADYNE CORPORATION, ITS PARENT,
34
SUBSIDIARIES AND THEIR AFFILIATES, AND THE DIRECTORS, OFFICERS,
EMPLOYEES, AGENTS, REPRESENTATIVES, SUBCONTRACTORS AND SUPPLIERS OF ALL
OF THEM, AND "DAMAGES" SHALL BE DEEMED TO REFER COLLECTIVELY TO ALL
INJURY, DAMAGE, LOSS OR EXPENSE INCURRED.
B. PARADYNE CORPORATION'S ENTIRE LIABILITY AND ABI'S EXCLUSIVE REMEDIES
AGAINST PARADYNE CORPORATION FOR ANY DAMAGES CAUSED BY ANY HARDWARE
DEFECT OR FAILURE, OR ARISING FROM THE PERFORMANCE OR NON-PERFORMANCE
OF ANY WORK, REGARDLESS OF THE FORM OF ACTION, WHETHER IN CONTRACT,
TORT INCLUDING NEGLIGENCE, STRICT LIABILITY OR OTHERWISE, SHALL BE AS
FOLLOWS:
(1) FOR BREACH OF WARRANTY UNDER SECTION 4, SUCH REMEDIES AS MAY
BE AFFORDED BY LAW.
(2) FOR DAMAGES TO REAL OR TANGIBLE PERSONAL PROPERTY OR FOR
BODILY INJURY OR DEATH TO ANY PERSON NEGLIGENTLY CAUSED BY
PARADYNE CORPORATION, ABI'S RIGHT TO PROVEN DAMAGES TO
PROPERTY OR PERSON.
(3) FOR CLAIMS OTHER THAN SET FORTH ABOVE, PARADYNE CORPORATION'S
LIABILITY SHALL BE LIMITED TO DIRECT DAMAGES WHICH ARE PROVEN
IN AN AMOUNT NOT TO EXCEED $100,000.
C. EXCEPT TO THE EXTENT PROVIDED IN SUBSECTION 7.B.2. ABOVE, PARADYNE
CORPORATION SHALL NOT BE LIABLE FOR INCIDENTAL, INDIRECT, SPECIAL,
PUNITIVE, OR CONSEQUENTIAL DAMAGES, OR FOR LOST PROFITS, SAVINGS OR
REVENUES OF ANY KIND, WHETHER OR NOT PARADYNE CORPORATION HAS BEEN
ADVISED OF THE POSSIBILITY OF SUCH DAMAGES.
8. FORCE MAJEURE
Paradyne shall have no liability for Paradyne's delay or failure in performance
or for damages due to fire, explosion, lighting, pest damage, power surges or
failures, strikes or labor disputes, water, acts of God, the elements, war,
civil disturbances, acts of civil or military authorities or the public enemy,
inability to secure raw materials, transportation facilities, fuel or energy
shortages, acts or omissions of communications carriers, or other causes beyond
Paradyne's control whether or not similar to the foregoing. Nothing herein shall
obligate Paradyne to settle any strike or labor dispute.
9. GENERAL
A. Any legal action brought by ABI against Paradyne Corporation with
respect to this Section A2 must be filed within two (2) years after the
cause of action arises.
B. ABI shall not directly or indirectly export the Hardware or any
technical data relating thereto without first complying with , and
obtaining any licenses and/or other approvals required by, the United
States Export Administration Act and Export Administration Regulations
or any other applicable laws and regulations of the United States.
35
ATTACHMENT B
SALE OF HAWK PRODUCT INVENTORY
Paradyne and ABI agree that the following terms and conditions shall apply to
the materials purchased under the 2290 Remote Access Gateway ("Hawk") Technology
Transfer Agreement by and between the parties to which this Attachment B is
attached and made a part thereof:
1. MATERIALS
The materials ("Materials") shall consist of the components, printed circuit
boards and assemblies in quantities as listed in the Materials List, which shall
be attached hereto and made a part of this Attachment as Exhibit 2.
2. QUANTITIES
The quantities, prices and extended amounts due from ABI shall be as described
in Exhibit 2 to this Attachment. ABI and Paradyne shall conduct a joint
inventory and inspection of the Materials immediately prior to shipment to ABI
after which the shipping containers shall be sealed and shipped. Any
discrepancies noted and agreed upon during the joint inventory shall be
reflected in a new Exhibit 2, in which event the extended prices for such
materials shall be adjusted accordingly. Any subsequent variances in the
quantities of the Materials shall be ABI's sole responsibility and risk.
3. PRICING AND PAYMENT TERMS
A. The price of the Material shall be four hundred thousand dollars
($400,000) payable in four one hundred thousand dollar installments.
The initial one hundred thousand dollar ($100,000) shall be sent by
bank wire transfer as described in Section 3.01 of the Agreement, upon
the CLOSING DATE. The remaining three (3) one hundred thousand dollar
($100,000) shall be made as follows: One hundred thousand dollars
($100,000) thirty (30) days after the CLOSING DATE, one hundred
thousand dollars ($100,000) sixty (60) days after the CLOSING DATE, and
one hundred thousand dollars ($100,000) ninety (90) days after the
CLOSING DATE.
4. OTHER COSTS
A. ABI shall pay any taxes which may be levied upon the sale, transfer of
ownership, installation, license or use of the products or services,
unless a valid tax exemption certificate is provided by ABI. Excluded
are taxes on Paradyne Corporation's net income.
B. All shipping, special packaging and other destination charges will be
invoiced by Paradyne Corporation and paid by ABI.
5. LEGAL AUTHORITY TO CONVEY TITLE
Paradyne represents and warrants that it has the unencumbered legal authority to
convey to ABI clear title to the Materials and upon the purchase hereunder ABI
shall have acquired title to the Materials free and clear of any claims or
encumbrances. Paradyne represents that transfer of title of the Materials does
not violate any contract or agreement pursuant to which such materials were
acquired by Paradyne and does not void any manufacturer warranties, nor shall
ABI have any lesser rights in the materials than the rights of Paradyne therein
prior to such transfer.
36
Notwithstanding the passage of title and risk of loss, Paradyne shall retain a
security interest in the Materials until full payment shall have been made by
ABI to Paradyne. ABI shall execute and deliver all documents requested by
Paradyne to protect and maintain Paradyne's security interest.
6. WARRANTY
The Materials are sold as is, where is. Paradyne will pass through to ABI the
manufacturer's warranty or, if that warranty has expired, or cannot be passed
through to ABI, or has less than 75 days remaining, then Paradyne will warrant
for 75 days the Materials on the same terms and conditions as the applicable
manufacturer's warranty.
7. WARRANTY EXCLUSIONS
PARADYNE CORPORATION, ITS PARENT, SUBSIDIARIES AND THEIR AFFILIATES,
SUBCONTRACTORS AND SUPPLIERS MAKE NO WARRANTIES, EXPRESS OR IMPLIED, AND
SPECIFICALLY DISCLAIM ANY WARRANTY OF INFRINGEMENT, MERCHANTABILITY OR FITNESS
FOR A PARTICULAR PURPOSE.
8. TITLE AND RISK OF LOSS
The shipping terms shall be FOB point of origin, freight prepaid and billed
back. Title to Materials provided under this Agreement shall pass to ABI upon
receipt at ABI's premises in Gaithersburg, Maryland. at the FOB point. Risk of
loss to Materials provided under this Agreement shall pass to ABI at the FOB
point.
9. EXCLUSIVE REMEDIES AND LIMITATIONS OF LIABILITY
A. FOR PURPOSES OF THE EXCLUSIVE REMEDIES AND LIMITATIONS OF LIABILITY SET
FORTH IN THIS SECTION 9., "PARADYNE CORPORATION" SHALL BE DEEMED TO
INCLUDE PARADYNE CORPORATION, ITS PARENT, SUBSIDIARIES AND THEIR
AFFILIATES, AND THE DIRECTORS, OFFICERS, EMPLOYEES, AGENTS,
REPRESENTATIVES, SUBCONTRACTORS AND SUPPLIERS OF ALL OF THEM, AND
"DAMAGES" SHALL BE DEEMED TO REFER COLLECTIVELY TO ALL INJURY, DAMAGE,
LOSS OR EXPENSE INCURRED.
B. PARADYNE CORPORATION'S ENTIRE LIABILITY AND ABI'S EXCLUSIVE REMEDIES
AGAINST PARADYNE CORPORATION FOR ANY DAMAGES CAUSED BY ANY MATERIALS
DEFECT OR FAILURE, OR ARISING FROM THE PERFORMANCE OR NON-PERFORMANCE
OF ANY WORK, REGARDLESS OF THE FORM OF ACTION, WHETHER IN CONTRACT,
TORT INCLUDING NEGLIGENCE, STRICT LIABILITY OR OTHERWISE, SHALL BE AS
FOLLOWS:
(1) FOR BREACH OF WARRANTY UNDER SECTION 6, SUCH REMEDIES AS ARE
AFFORDED BY THE APPLICABLE WARRANTY PROVIDED THEREUNDER.
(2) FOR DAMAGES TO REAL OR TANGIBLE PERSONAL PROPERTY OR FOR
BODILY INJURY OR DEATH TO ANY PERSON NEGLIGENTLY CAUSED BY
PARADYNE CORPORATION, ABI'S RIGHT TO PROVEN DAMAGES TO
PROPERTY OR PERSON.
(3) FOR CLAIMS OTHER THAN SET FORTH ABOVE, PARADYNE CORPORATION'S
LIABILITY SHALL BE LIMITED TO DIRECT DAMAGES WHICH ARE PROVEN
IN AN AMOUNT NOT TO EXCEED $100,000.
37
C. EXCEPT TO THE EXTENT PROVIDED IN SUBSECTION 9.B.2. ABOVE, PARADYNE
CORPORATION SHALL NOT BE LIABLE FOR INCIDENTAL, INDIRECT, SPECIAL,
PUNITIVE, OR CONSEQUENTIAL DAMAGES, OR FOR LOST PROFITS, SAVINGS OR
REVENUES OF ANY KIND, WHETHER OR NOT PARADYNE CORPORATION HAS BEEN
ADVISED OF THE POSSIBILITY OF SUCH DAMAGES.
10. FORCE MAJEURE
Paradyne shall have no liability for Paradyne's delay or failure in performance
or for damages due to fire, explosion, lighting, pest damage, power surges or
failures, strikes or labor disputes, water, acts of God, the elements, war,
civil disturbances, acts of civil or military authorities or the public enemy,
inability to secure raw materials, transportation facilities, fuel or energy
shortages, acts or omissions of communications carriers, or other causes beyond
Paradyne Corporation's control whether or not similar to the foregoing. Nothing
herein shall obligate Paradyne Corporation to settle any strike or labor
dispute.
11. GENERAL
A. Any legal action brought by ABI against Paradyne Corporation with
respect to this Attachment B must be filed within two (2) years after
the cause of action arises.
B. ABI shall not directly or indirectly export the products acquired
hereunder or any technical data relating thereto without first
complying with, and obtaining any licenses and/or other approvals
required by, the United States Export Administration Act and Export
Administration Regulations or any other applicable laws and regulations
of the United States.
38
ATTACHMENT A
2290 HARDWARE TECHNOLOGY
SECTION A2 - EXHIBIT 1
BELOW IS A SUBSET OF ATTACHMENT. (TO BE DELIVERED AS SPECIFIED IN 4.01)
--------------------------------------------------------------------------------
QUANTITY ITEM
--------------------------------------------------------------------------------
1 869-2777-xxxx In Circuit Test (ICT) fixture for parent board
--------------------------------------------------------------------------------
1 869-2777-xxxx In Circuit Test (ICT) fixture for child card
--------------------------------------------------------------------------------
1 Final assembly fixture
--------------------------------------------------------------------------------
2 System test stations
--------------------------------------------------------------------------------
ATTACHMENT B
EXHIBIT 2
--------------------------------------------------------------------------
PART DESCRIPTION QTY/SHIP
--------------------------------------------------------------------------
PART DESCRIPTION EST. QTY.
▇▇▇-▇▇▇▇-▇▇▇▇ CHILD CARD 98
▇▇▇-▇▇▇▇-▇▇▇▇ PARENT CARD 32
▇▇▇-▇▇▇▇-▇▇▇▇ PRI-ISA T1/ISDN CONTROLER 163
053-0031-0031S 10UF 20% 25V TANT 4168
064-0040-0131S .33UF 50V X7R DIELECTRIC 298
064-0066-0031S 1000PF 10% 50V, ▇▇▇ ▇▇▇▇
064-0089-0031S .1UF 10% 25V X7R 0805 71814
064-0094-0031S 15PF CAP 5% 100V 1192
120-0476-3031s CONNECTOR, 50/50, RECEPT 2476
132-0144-0031S 16.384 MHZ.PARALLEL RESON 298
132-0159-0031S 38.000 MHZ, OSCLLTR.SURFC 298
132-0163-0031S 29.4912MHZ,50PPM,SMT OSC. 298
132-0169-0031S 25.8048 MHZ.CRYSTAL,13 PF 298
151-0049-0031S HP HSMG-C670,GREEN,0805 596
202-0210-1031S HEADER, 10 X 2, RT ANGLE 596
202-0208-3031s HEADER, 50/50 SHROUDED 1784
223-0370-0031S IC, 74ACT138 16PIN, SOIC 1490
223-0390-0031S 74HC11 14 PIN 596
39
223-0422-0031S 74HCT30 8-INPUT NAND GATE 596
223-0502-0031S 74ACT74 DUAL D-TYPE 14P 3980
223-0508-0031S 74HCT273 OCTAL D-FF W/CLR 1192
223-0515-0031S 74HCT377D OCTAL D-TYPE 4800
223-0536-0031S IC 74ABT244D 894
223-0537-0031S IC 74ABT245 596
223-0604-0031S 74ACT174 HEX D FLIP-FLOP 2366
223-0607-0031S 74ACT244 OCTAL BUFFER 12202
223-0609-0031S 74ACT521 8-BIT COMPARATOR 2477
223-0610-0031S 74ACT00 QUAD 2-INPUT NAND 1295
223-0611-0031S 74ACT04 HEX INVERTER 1788
223-0612-0031S 74ACT08 QUAD AND GATE 894
223-0614-0031S 74ACT32 QUAD 2-INPUT OR 894
223-0615-0031S 74ACT125 QUAD BUFFER 1490
223-0617-0031S 74ACT151 8-INPUT MUX 299
224-0450-0131S 32KX8 SRAM 15NS SOJ32 1192
224-0502-0231S DSP16A 1X CLK, 3K RAM 2380
224-0522-0031S SRAM 32K X 8, 70NS SOP28 596
224-0527-0031S MC68302-25 PQFP132 2678
224-0569-0031S FMIC 565
224-0571-0031S 128K X 8 SRAM SOP32 7144
224-0572-0031S 16K X 16 DUAL PORT RAM 541
224-0578-0031S 4MEG BOOT BLK FLASH 1380
224-0652-0031S 22V10 ZERO-STANBY POWER 2110
224-0652-0131S PAL,PREPROGRAMMED,22V10H 1784
224-0653-0031S 22V10,GLUE1_5.▇▇▇,84C1 1390
224-0654-0031S 22V10,GLUE2_2.JET, A165 706
224-8754-0311S CAMIL 4, PQFP84 2380
▇▇▇-▇▇▇▇-▇▇▇▇ LABEL, 1" X .5" 1190
420-0000-1108S 0 OHMS 1% 1/1OW 0805 15472
420-1000-1108S 100 OHM 1% 1/10W, 0805 298
420-1002-1108S 10K 1% 1/10W, 0805 14280
420-1004-1108S 1 MEG 1% 1/10W, 0805 298
420-1009-1108S 10 OHM-1%-1/10W RES 0805 298
420-1109-1108S 11 OHM,1%,1/10W, 0805 13762
420-1871-1108S 1.87K 1% 1/10W, 0805 10712
420-2211-1128S 2.21K 1% 1/8W 1206 298
420-3929-1108S 39.2 OHM,1%,1/10W, 0805 298
420-4640-1108S 464 OHM 1% 1/10W, 0805 5066
420-4751-1108S 4.75K OHM 1% 1/10W 0805 2976
420-5119-1108S 51.1 OHMS 1% 1/10W 0805 20852
420-6813-1108S 681K 1% 1/10W, 0805 596
420-9310-1108S 931 0HM 1% 1/10W 0805 5356
440-1002-0031S RNET 10K 2% .08W SOL16 8630
440-2202-1516S 22K ▇▇▇.▇▇▇▇▇▇▇ 16PN 8928
40
▇▇▇-▇▇▇▇-▇▇▇▇ SCREW,HEX-HEAD,6-32X1/4 3971
▇▇▇-▇▇▇▇-▇▇▇▇ SCREW,HEX-HEAD, 4-40X1/4" 709
▇▇▇-▇▇▇▇-▇▇▇▇ STANDF,13/32L,F/F,632X3/8 2000
628-0048-0231S SWITCH-PIANO,2POS,SPST,SM 364
628-0049-0631S SWITCH-PIANO,6POS.SPST,SM 1077
628-0050-0531S SWITCH-PIANO,5POS.SPST,SM 421
▇▇▇-▇▇▇▇-▇▇▇▇ BRACKET, LAN CARD SUPPORT 454
▇▇▇-▇▇▇▇-▇▇▇▇ PWB HAWK CHILD CARD 907
▇▇▇-▇▇▇▇-▇▇▇▇ DAISY-CHAIN CABLE 7 CONN. 169
▇▇▇-▇▇▇▇-▇▇▇▇ DAISY-CHAIN CABLE 4 CONN. 169
▇▇▇-▇▇▇▇-▇▇▇▇ PWB HAWK OMU PARENT 443
